Legal and Compliance Officer

il y a 2 semaines


Luxembourg, Luxembourg JCW Resourcing Temps plein
Posted: 08/06/2023

  • Salary: €8090,000
  • Location: Luxembourg, Luxembourg
  • Job Type: Permanent/Fixed Term

In your daily duties, you will:

  • Work with the Chief Compliance Officer on the analysis of all compliance matters
  • Take ownership of some oversight controls, in particular MiFID compliance
  • Prepare Suspicious Activity Report for the FIU and CSSF
  • Oversee material outsourcing and procurement arrangements
  • Assist with any updates to compliance documents such as procedures, workflows, and registers
  • Approve and mentor high risks relationships
  • Regularly review company procedures, practices and documents to identify possible weakness or risks
  • Take ownership of the Know Your Customer and Know Your Transaction processes
  • Monitor and advise the business on legal matters, including commercial contracts, and agreements

Qualifications

You have:

  • A Bachelor's degree in law
  • Fluency in English. French and are also desirable
  • Previous experience working on compliance and/or legal matters in financial sector
  • High level of integrity and professionalism
  • Ability to identify issue root causes and recommend changes to procedures to protect the Bank's reputation, optimise business efficiency
  • Excellent communication verbal and written skills
  • Ability to prepare and present data and information using an analytical point of view
  • Effective planning and organising skills to manage completion of controls in a timely manner
  • An interest for financial product and markets, including stocks, ETFs, investment funds, CFDs, derivatives, and cryptocurrencies is also desirable

We Offer

  • A comprehensive benefits package including annual performance bonus, occupational pension scheme, share plan, concierge services, 34.5 paid holidays, and more.
  • A great work environment in our offices located at Luxembourg's Kirchberg financial district.
  • Opportunities to develop your knowledge of financial products and markets including equities, funds, derivatives, cryptocurrencies and more

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