Risk Management/Compliance – Compliance Specialist

Your day to day
- Execute and coordinate the annual compliance monitoring plan for regulations outside of AML/CFT, including the Map of Rules, Compliance Risk Assessments (CRA) and related action tracking.
- Deliver advisory services to business and compliance partners on Luxembourg regulatory matters — via committee attendance, email responses or ad hoc memoranda.
- Provide second-line oversight of the first line of defence: ensure regulatory requirements are understood, ownership is taken and corrective actions are delivered on time.
- Consolidate monthly complaints reporting and contribute to compliance governance forums.
- Review and, where needed, enhance e-learning modules; deliver ad hoc training to staff on regulatory topics.
- Liaise with competent authorities and coordinate cross-branch regulatory follow-up.

Your profile

- Minimum 6 years of compliance experience in the banking or asset servicing industry in Luxembourg.
- Strong understanding of Custody, Depositary, Transfer Agency, Fund Accounting and Capital Markets services.
- Solid knowledge of Luxembourg regulatory requirements (non-AML/CFT) and CSSF expectations.
- Experience in compliance governance, monitoring and reporting, including engagement with senior stakeholders.
- Able to work independently and manage priorities effectively in a fast-paced environment.
- Excellent written and verbal communication skills; able to produce clear, concise risk reports.