Senior Compliance Officer

il y a 3 jours

Luxembourg VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Temps plein

**Senior Compliance Officer M/F**:
Would you describe yourself as an enthusiastic, results-oriented person with an entrepreneurial mindset? Then you'll feel right at home here. We offer a comprehensive range of fund-related services. With our system-based, pragmatic, hands-on approach, we help independent wealth managers and family offices to achieve success by making their work easier.

**Your Challenge**
- Contributing in the implementation of the compliance monitoring plan,
- Maintaining relevant policies and procedures, conducting risk assessments and participating in the drafting of various compliance reports,
- Supervising AML control activities carried out by the Transfer Agent Department, in particular by reviewing investors' files and doing sample checks (all risk ratings),
- Being actively involved in reviewing the results from the screening tools (PEP, sanction lists and transaction monitoring),
- Carrying out a set of quality controls, both of the activities of the Transfer Agent Department and those of other departments involved in relationship-opening procedures,
- Performing the initial and ongoing due diligence assessment and ongoing monitoring on the delegates
- Supporting the CCO with the statutory audit, providing data to internal and external audit as required,
- Provide advice to authorized management and other departments of the firm, namely the transfer agency department, on AML/CFT and FATCA/CRS matters and act as escalation point in this regard,
- Prepare the firm's and investment funds' FATCA/CRS Reporting to local authorities,
- Taking over the RC (“responsable du contrôle du respect des obligations”) function for several investment schemes under management and prepare the regular reports and documents required.

**Your Profile**
- Ideally you have successfully completed a degree in Business Law, Business Administration or Economics,
- A minimum of 5 years professional experience in the Luxembourg investment fund industry within a Management Company/AIFM, investment firm or a Big Four, in - AML/CFT and Financial Crime Compliance,
- Good knowledge of the Luxembourg fund industry and understanding of the practical aspects of the compliance function,
- You are a motivated person with a reliable and resilient personality,
- You provide a service-oriented mindset and a diplomatic approach,
- You have proactive problem solving skills with the ability to develop solutions independently,
- Very good PC skills (MS Office),
- You have fluent communication skills in English and German, French would be an advantage.

In the event of an Employment we will ask you to present a criminal record.

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