Senior Compliance Manager

il y a 1 semaine

Luxembourg Transman Consulting Temps plein

**Company**: Our client is an international provider of Corporate and Fund administrative services and is fully regulated and supervised by the Luxembourg Financial Authority "Commission de Surveillance du Secteur Financier" (CSSF). To support their current growth, they are looking to recruit a: **Senior Compliance Manager (M/F)** **Mission**: - Take responsibility for Compliance matters and provide guidance and support to the client-facing staff and be solutions-oriented - Review and design policies and procedures - Guide other teams within the organization throughout the compliance processes and check the implementation - Update other teams, perform and roll out transaction monitoring - Handle escalations from the Transfer Agency team and perform ad-hoc controls - Maintain Compliance Monitoring Program up to date - Handle Due Diligence investments and requests from AIFM’s and the depositary departments jointly with related operational departments - Participate in the client acceptance process and validate all the documents required to comply with AML regulations in Luxembourg - Be the point of contact with the CSSF and ensure all the regulator’s requests are answered in due time - Complete and provide assistance in completing the CSSF survey’s and 21/788 AML/CFT reports - Liaise with internal and external auditors and provide requested materials - Implement and periodically review the Key Risk Indicators throughout the business - Monitor and interpret events and developments in the external and internal business environment to identify potential impacts for the Business - Maintain and perform the duties from the Compliance Monitoring Plan - Supervise and review the work provided by more junior colleagues - Provide education and training to staff on compliance matters (including AML/KYC),strengthen risk awareness and develop a risk-based culture - Assist with the preparation of the CSSF year-end reporting **Profile**: - Degree educated in law, finance or economics; - Minimum of 7 years of relevant working experience in a similar role in a PFS or in the funds industry in a Risk & Compliance function - Fluency in English is a pre-requisite - any other language will be a plus but not a must - Proven knowledge of AML/KYC laws and regulations - Demonstrate a clear understanding of the client strategies, including risk awareness, relationship management, including compliance and statutory obligations related to Luxembourg regulated and non-regulated investment funds - Able to take responsibility, prioritise, use initiative and to get on with others as a team player - Demonstrate autonomy, motivation, enthusiastic and positive approach, good organisational capabilities, excellent client service attitude and proactivity Ref : r4i9niau12

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