Senior Regulatory Analyst
il y a 7 jours
**Reports to Senior Regulatory Change Manager / Head of Regulatory Change and Outsourcing, Governance and Oversight**
**Key responsibilities**:
The responsibilities of the role include, but are not limited to:
Outsourcing Governance
- Support with maintenance of the Group Outsourcing Framework
- Support in the operation of the monthly Luxembourg Outsourcing Forum
- Ongoing analysis of regulatory changes in relation to outsourcing and delegation, ensuring our Group Outsourcing Framework remains up to date
Outsourcing Oversight
- Support with the oversight of outsourced activities, conducting the necessary risk and due diligence assessments at the outset and on an ongoing basis
- Maintain the Outsourcing Register
- Support with regular due diligence reviews of outsourced providers and undertake SLA monitoring
Regulatory Change
- Ongoing analysis of regulatory changes, ensuring our Group operations are adapted to the latest regulatory standards
- Support with the operation of the Regulatory Change Forum
- Perform gap analysis for the regulatory projects carried out by the team and recommend changes in our operations to be compliant with the requirements
Reporting
- Support with the preparation of written and verbal reports to Boards, Senior Management and externally where required
**Skills, knowledge, expertise**:
- Sound regulatory expertise
- Strong alignment to Aztec Group values
- Very high level of integrity
- Strong, clear and concise communication skills (both written and verbal)
- Proven ability to develop good collaborative working relationships within the business across multiple stakeholders
- Negotiation skills and ability to lead and influence individuals at all levels in a positive constructive way
- Positive and proactive approach
- Proven practical experience in developing and operating an outsourcing oversight programme
- A university degree and / or a relevant professional qualification
- At least 4 years of relevant experience, to include experience of performing oversight of outsourced activities within a financial services environment
- Logical approach, analytical ability
- Awareness of industry best practice balanced with commercial expectations
- Proven ability to quickly learn new information, processes and procedures
- Proven ability to meet deadlines and proactively identify and deal with problems
- A self-starter with the ability to work independently on concurrent initiatives
We will provide the training, both in-house for relevant technical knowledge and also professional qualifications to enhance your professional development. You will need to be quick to learn new systems and great with people, as close working relationships between our colleagues and clients is at the heart of what we do.
-
Senior Business Analyst
il y a 18 heures
Luxembourg Arendt Regulatory & Consulting Temps plein**Senior Business Analyst**: Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong background in regulatory and business consultancy. Our 120 experts offer regulatory consulting and advisory services and assistance to an international and sophisticated client...
-
Regulatory Business Analyst
il y a 2 semaines
Luxembourg Hunter Bond Temps pleinN- Posted by - Nish Vimalnath- RecruiterMy Leading Financial Services client are looking for a Senior Business Analyst to work on their DORA programme. You'll work on the initial compliance phase, followed by a further implementation phase and future state work. **The following skills / experience is essential**: - Business Analyst background - Strong...
-
Aml Regulatory Senior Consultant
il y a 18 heures
Luxembourg Arendt Regulatory & Consulting Temps plein**AML Regulatory Senior Consultant / Manager**: Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong background in regulatory and business consultancy. Our 120 experts offer regulatory consulting and advisory services and assistance to an international and...
-
Regulatory Senior Consultant/manager
il y a 2 semaines
Luxembourg Arendt Regulatory & Consulting Temps pleinArendt Regulatory & Consulting S.A. is a Luxembourg-based advisory company active in the areas of risk and compliance, business, fraud investigation and regulatory advisory, fund distribution and governance. It offers regulatory consulting and advisory services and assistance to an international and sophisticated client base across multiple industries. Fraud...
-
Senior Regulatory Change Specialist
il y a 2 semaines
Luxembourg Schroders Temps plein**Senior Regulatory Change Specialist - Asset Management** **Who we’re looking for** We are currently seeking a Senior Regulatory Project Manager/Business Analyst (referred to internally as Senior Regulatory Change Specialist to reinforce our change management team). Based in Luxembourg, the Senior Regulatory Change Specialist will drive and support...
-
Business Analyst Regulatory
il y a 1 semaine
Luxembourg BlackRidge Group Temps plein**Job Information**: Work Experience - 1-3 years Salary Industry - Financial Services City - Luxembourg Country - Luxembourg Province - Luxembourg (fr) Postal Code - L-1116 **Business Analyst Réglementaire (H/F)**: ** Bâle III, Fatca, MIFID, EMIR, PRIIPs,** etc. Ses responsabilités incluront: - Documentation des besoins commerciaux pour les...
-
Junior Business Analyst
il y a 18 heures
Luxembourg Arendt Regulatory & Consulting Temps plein**Junior Business Analyst**: Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong background in regulatory and business consultancy. Our 120 experts offer regulatory consulting and advisory services and assistance to an international and sophisticated client...
-
Junior Business Analyst
il y a 18 heures
Luxembourg Arendt Regulatory & Consulting Temps plein**Junior Business Analyst - French Speaker**: Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong background in regulatory and business consultancy. Our 120 experts offer regulatory consulting and advisory services and assistance to an international and...
-
Junior Business Analyst
il y a 2 semaines
Luxembourg Arendt Regulatory & Consulting Temps pleinArendt Regulatory & Consulting S.A. is a Luxembourg-based advisory company active in the areas of risk and compliance, business and regulatory advisory, fund distribution and governance. It offers regulatory consulting and advisory services and assistance to an international and sophisticated client base across multiple industries. Arendt Regulatory &...
-
Senior Analyst Trustee
il y a 1 semaine
Luxembourg Blackridge Group Temps plein**Senior Analyst Trustee & Depositary Services (TDS)** **Primary responsibilities** The primarily responsibilities of the Senior Analyst TDS are to ensure full compliance with regulatory depositary requirements related to: - Cash Flow Monitoring - Oversight duties: NAV, Subscriptions/Redemptions, Investment compliance, Income Distribution - Timely...