Senior Compliance Officer

il y a 1 semaine


Luxembourg Barclay Simpson Temps plein

Our client, a prominent specialty insurance group, seeks a Compliance Officer specializing in Conduct Risk. Bring your expertise to support insurance distribution, product governance, conduct risk, and complaints within our client's Legal and Compliance function.

**Key Responsibilities**:

- Ensure compliance with European and Luxembourgish Insurance Distribution framework requirements.
- Manage the Conduct Risk team, overseeing annual reviews of Product Risk Assessments.
- Maintain and update policies, procedures, and processes related to the Product Governance & Distribution Framework.
- Investigate and respond to complaints promptly.
- Collaborate with international teams to address compliance queries and monitor regulatory changes.
- Contribute to the implementation of compliance-related objectives within our client's Legal & Compliance Plan.
- Provide guidance and training on compliance with regulatory rules and codes of practice.

**Performance Objectives**:

- Enhance Management Information provided to the Product Governance & Distribution Committee.
- Conduct a mapping of conduct risk-related obligations applicable to our client's operating jurisdictions.
- Progress and complete objectives defined within our client's Compliance Plan.

**Essential Skills and Experience**:

- Strong knowledge of the European and Luxembourgish Insurance Distribution framework, including Conduct Risk.
- Problem-solving skills with a risk-based methodology.
- Strong analytical and prioritization skills.
- Proactive, collaborative, and effective communicator.
- Excellent written communication skills.
- Competent in using Microsoft Office.
- Language skills: English.

**Desirable**:

- Additional language skills: French, German, Spanish, or Italian.
- Previous experience in a legal or compliance role within the insurance industry or financial institutions.


  • Senior Compliance Officer

    il y a 6 jours


    Luxembourg Axis Temps plein

    As part of their expansion, our client is recruiting a Senior Compliance Officer. Reporting to the Management, your role will be to ensure the proper implementation of the company's procedures and regulations and to verify the compliance of processes. Mission:Identify, assess and manage compliance... **Description** As part of their expansion, our client is...

  • Senior Compliance Officer

    il y a 2 semaines


    Luxembourg CSC (Corporation Service Company) Temps plein

    As a Senior Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of Intertrust) which could result from a failure to comply with applicable laws and regulations...

  • Senior Compliance Officer

    il y a 6 jours


    Luxembourg Axis Temps plein

    Dans le cadre de leur expansion, notre client recrute un(e) Senior Compliance Officer. Rapportant à la Direction votre rôle sera de vous assurer de la bonne mise en œuvre des procédures et réglementations de l’entreprise et de vérifier la conformité des procédés. Mission :Identifier, évaluer et... **Description** Dans le cadre de leur expansion,...


  • Luxembourg JCW Resourcing Temps plein

    Lux, - Posted - 1 week ago- Duration - Permanent/Fixed Term- Salary - competitive + benefits- Sector - Compliance & Financial CrimeAs Senior Compliance Officer you will engage in a key second line of defence role, which has as its main task to ensure that the first line maintains full responsibility and accountability for the compliance risks taken within...

  • Senior Compliance Officer

    il y a 4 jours


    Luxembourg Abiomis Temps plein

    **Senior Compliance Officer - Excellente Réputation, Plan de Carrière Nous avons le plaisir d’accompagner cette PSF avec une très bonne réputation au Grand-Duché, représentée par environ 80 collaborateurs, dans sa recherche d’un Senior Compliance Officer. Depuis sa création il y une dizaine d’années, cette PSF se positionne comme un acteur...

  • Tax Compliance Officer

    il y a 3 jours


    Luxembourg beTax Advisory & Compliance Services Temps plein

    In order to further develop our activities and strengthen our team, we are currently looking for a “**Tax Compliance Officer**”. **Job description**: - Preparation/Review of corporate tax returns and withholding tax returns - Dealing with correspondence received from the tax authorities - Review and commenting of tax assessments - Liaising with...

  • Senior Compliance Officer

    il y a 1 semaine


    Luxembourg Tokio Marine HCC Temps plein

    Position: Senior Compliance Officer - Tokio Marine Europe - Location : Luxembourg - Report to : Head of Legal and Compliance - TME - We_ _will_ not _accept_ _any_ _CVs_ via _agencies_._ Tokio Marine HCC - Tokio_ Marine HCC _is_ a _leading_ _specialty_ _insurance_ group _with_ offices in the United States, the United _Kingdom_, Europe, Ireland, and _other_...

  • Senior Compliance Officer

    il y a 3 jours


    Luxembourg Abiomis Temps plein

    Permanent Luxembourg 70000€/an BDGR365 Nous avons le plaisir d’accompagner cette PSF avec une très bonne réputation au Grand-Duché, représentée par environ 80 collaborateurs, dans sa recherche d’un Senior Compliance Officer. Depuis sa création il y une dizaine d’années, cette PSF se positionne comme un acteur qui mise sur la qualité de ses...


  • Luxembourg Alter Domus Temps plein

    **For Compliance Team in our Luxembourg office, we are currently looking for a Senior Compliance Officer to join and the AML/KYC team.** We offer a dynamic and international corporate atmosphere adapted to your needs throughout your career. Join Alter Domus Luxembourg Work directly with compliance, AML/KYC TEAMS **JOB DESCRIPTION**: As member of the...


  • Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...