Internal Control Officer
il y a 3 jours
Our client is one of Europe’s most prestigious asset managers. With capital entirely owned by its founders and staff, they operate in 7 different offices.
They are actively committed to their clients and are transparent in their investment decisions.
As Internal Control Officer (F/M), you will be part of the Group Compliance team and will report to the Conducting Officer in Luxembourg as well as the Global Head of Compliance based in Paris.
You will participate alongside another Internal Control Officer based in Luxembourg to the independent evaluation of the Group operations, coordinating controls and ensuring strict adherence to the company’s internal policies and procedures as well as regulatory and statutory requirements.
More specifically, your responsibilities will be the following:
Support the preparation and maintenance of the Group Compliance Risk Assessment taking into consideration local entities requirements and set up
Monitor compliance with internal standards, as well as applicable laws and regulations (CSSF, AMF and FCA) using a risk based approach
Support the preparation of a comprehensive Compliance Monitoring Program (“CMP”) based on the Compliance Risk Assessment
Execute the CMP providing timely and accurate written reports to the relevant Governance Committees
Perform reviews of internal operational departments as well as main external providers
Track and confirm appropriate resolution and completion of actions arising from the execution of the CMP
Use IT processes to automate regulatory & risk monitoring
Support the coordination of the Market Sounding framework as well as the ongoing execution of the Market Abuse Monitoring
Liaise with other control functions, including Risk and Internal Audit, to maximise efficiencies of independent assurance function reviews performed across the business
Remain up to date with all regulatory developments and assess the implications for the business and where appropriate recommend changes to the Compliance Risk Assessment and CMP
Develop and promote Internal Control policies and standards across the Group
Responsible for maintaining the adequate level of awareness on Internal Control matters across the Group via trainings / awareness session
More specifically, we are looking for someone with the following profile:
At least 7 years of experience in a similar position within the Financial services (experience in an asset manager being a plus)
Regulatory background (knowledge of UCITS, AIFM, MIFID and Market Abuse Directives) act autonomously within this field of expertise
Ability to act autonomously within this field of expertise
Excellent written and verbal communication skills in English and French
Proactive and solution oriented - ability to anticipate blocking point and define accurate recommendation accordingly
Strong interpersonal skills - ability to build good relationships with multiple contributors at different level of the company
Moreover, if you possess good organizational skills with the ability to manage different deadlines and priorities and ensure timely delivery, then do not hesitate to send your resume to Valentine Danloy. It will stay confidential.
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