Compliance Sr. Specialist

il y a 5 heures


Luxembourg MFS Investment Management Temps plein

At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters - to us as valued professionals and to the millions of people and institutions who rely on us to help them build more secure and prosperous futures.

THE ROLE

This position is primarily responsible for supporting Compliance and AML initiatives within the Compliance team. It includes a) completion of aspects of the compliance monitoring program b) monitoring activities and procedures to ensure compliance with MFS' internal policies and AML guidelines; and, where required, provide advice on Compliance / AML / Sanction compliance queries.

WHAT YOU WILL DO- Execution and ongoing enhancement of the Compliance Monitoring Plan and ensure it remains robust, effective and aligned to the priority risks of the business.- Prepare and produce relevant regulatory reports.- Assist in performing periodic due diligence on delegates.- Handle and review AML/KYC check in accordance with the AML/CFT program.- Participate in Compliance projects that involve interactions across MFS, address concerns, present solutions and identify ways to mitigate risk exposure.- Research of regulatory issues and provide appropriate advice and guidance and advice to internal stakeholders to assist in achieving / maintaining compliant operations and processes.- Respond to compliance requests for assistance from the business and work with relevant colleagues within the wider Compliance team to provide required Compliance training to staff based in their regions.

WHAT WE ARE LOOKING FOR- 2-5+ years relevant experience from investment management, financial services, audit or industry related.- Compliance experience.- Strong knowledge of UCITS Regulations.- Excellent interpersonal, organizational, communication, customer-service, team-working and problem-solving skills. Must be able to write effectively, and present research, analysis, and conclusions in a persuasive manner.- Proven ability to develop and foster strong interpersonal relationships and to maintain effective cross-functional teams throughout the organization.- Strong attention to detail is essential.- Good business judgment and the ability to handle challenges while maintaining a professional approach to problem solving.- Any certification/additional qualification can be considered as an advantage.

LI-KP1

LI-HYBRID

What we offer:
At MFS, we view our employees as family — and like you, we want our family happy and healthy. That's why we provide competitive benefits programs and family-friendly policies which support the work-life balance needs of our employees.

MFS is a hybrid work environment (remote/onsite) unless otherwise stated in the job posting.

for assistance.
- Know Your Rights: Workplace Discrimination is Illegal_
- document and _
- Pay Transparency Nondiscrimination Provision_
- , linked for your reference._


  • Compliance Sr. Analyst

    il y a 2 semaines


    Luxembourg Santander Temps plein

    Compliance Sr. Analyst Country: Luxembourg **WHAT YOU WILL BE DOING** **Santander Asset Management is looking for a Compliance Sr Analyst based in our Luxembourg office.** **WHY YOU SHOULD CONSIDER THIS OPPORTUNITY** **Santander Asset Management **is a global structure with strong local roots in Europe and Latin America. With presence in 11 countries,...


  • Luxembourg Capital Group Companies Temps plein

    Capital International Management Company (CIMC) is seeking to recruit a Legal and Compliance Specialist to support its European Legal and Compliance Department in Luxembourg. The main responsibilities and required profile are described below. **Responsibilities**: The Compliance Specialist is responsible, under the supervision of her/his reporting manager...

  • Sr. Risk

    il y a 2 jours


    Luxembourg Findel Airport Amazon Temps plein

    DESCRIPTION Want to help Earth’s most customer-centric company design, implement and monitor risk mitigation strategies to improve the customer experience and protect Amazon’s brand? This position will be based out of one of Amazon's corporate HQs and requires the ability to travel periodically. Key job responsibilities - Working seamlessly with a...


  • Luxembourg Amazon EU Sarl Temps plein

    Bachelor's degree or equivalent - Experience in compliance, audit or risk management - Experience building cross-functional partnerships and influencing stakeholders across the organization to act without having a direct reporting relationship - Excellent communication skills, ability to simplify complex topics This role can be located in Milan, Luxembourg...


  • Luxembourg Cryptopay Temps plein

    We are seeking an **Associate** **Compliance Specialist** to join our Compliance Team. Your responsibilities will be: - Manage and investigate all incoming complaints, log all customer communications and record all outcomes and decisions - Development of compliance policies and procedures - Assistance of compliance team with a day to day activities, such as...

  • Compliance Specialist

    il y a 5 jours


    Luxembourg Capital Group Companies Temps plein

    Role summary A key member of the European compliance team, this compliance multifaceted specialist role ensures the smooth compliance and supervision of our distribution, sales and marketing activities, across Europe and Asia. In-depth knowledge of financial services is required with proven experience of the European and Global investment management...


  • Luxembourg Amazon EU Sarl Temps plein

    Experience in professional non-internship marketing - Experience with Excel or Tableau (data manipulation, macros, charts and pivot tables) - Experience in a marketing role - Strong written and verbal communication skills, with the ability to create clear and compelling content. The Amazon Marketplace is a critical part of the Amazon ecosystem which offers...


  • Luxembourg Amazon EU Sarl Temps plein

    Bachelor's degree or equivalent - Experience building cross-functional partnerships and influencing stakeholders across the organization to act without having a direct reporting relationship - Experience with compliance, audit or risk management Want to help Earth’s most customer-centric company design, implement and monitor risk mitigation strategies to...


  • Luxembourg Amazon EU SARL Temps plein

    Basic qualifications - Bachelor's degree or higher. - Solid experience handling complex programs. Ideally in the automotive sector, in the areas of fleet management, supply chain in fleet or related fields. - Experience in aggregating information and communicating effectively to internal and external stakeholders. - Comfortable with communicating and...


  • Luxembourg, Luxembourg beBee Careers Temps plein

    Job Title: Data Protection Compliance SpecialistWe are seeking a highly skilled Data Protection Compliance Specialist to join our team. This role will be responsible for developing and maintaining the Information Security Management System (ISMS) at Cargolux. The successful candidate will have a strong background in information security, risk management, and...