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VP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals as well as access to private market investments via a curated ecosystem. In addition, the Group has an international fund competence centre. VP Bank is listed on the SIX Swiss Exchange and has received an “A” rating from Standard & Poor’s.
For VP Fund Solutions (Luxembourg) SA, the Competence Center of VP Bank AG for investment and fund solutions, we are hiring a Senior Compliance Officer.
Your Challenge
- Contributing in the implementation of the compliance monitoring plan,
- Maintaining relevant policies and procedures, conducting risk assessments and participating in the drafting of various compliance reports,
- Supervising AML control activities carried out by the Transfer Agent Department, in particular by reviewing investors' files and doing sample checks (all risk ratings),
- Being actively involved in reviewing the results from the screening tools (PEP, sanction lists and transaction monitoring),
- Carrying out a set of quality controls, both of the activities of the Transfer Agent Department and those of other departments involved in relationship-opening procedures,
- Performing the initial and ongoing due diligence assessment and ongoing monitoring on the delegates
- Supporting the CCO with the statutory audit, providing data to internal and external audit as required,
- Provide advice to authorized management and other departments of the firm, namely the transfer agency department, on AML/CFT and FATCA/CRS matters and act as escalation point in this regard
- Prepare the firm's and investment funds' FATCA/CRS Reporting to local authorities
- Taking over the RC (“responsable du contrôle du respect des obligations”) function for several investment schemes under management and prepare the regular reports and documents required
- Training of new joiners (employees, interns) of the compliance team especially in AML/CFT and FATCA/CRS related matters.
Your Profile
- Ideally you have successfully completed a degree in Business Law, Business Administration or Economics,
- A minimum of 5 years professional experience in the Luxembourg investment fund industry within a Management Company/AIFM, investment firm or a Big Four, in AML/CFT and Financial Crime Compliance,
- Good knowledge of the Luxembourg fund industry and understanding of the practical aspects of the compliance function,
- You are a motivated person with a reliable and resilient personality,
- You provide a service-oriented mindset and a diplomatic approach,
- You have proactive problem solving skills with the ability to develop solutions independently,
- Very good PC skills (MS Office),
- You have fluent communication skills in English and German, French would be an advantage.
- In the event of an Employment we will ask you to present a criminal record.
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