Senior Compliance Officer
il y a 2 jours
Lux,
- Posted
- 1 week ago- Duration
- Permanent/Fixed Term- Salary
- competitive + benefits- Sector
- Compliance & Financial CrimeAs Senior Compliance Officer you will engage in a key second line of defence role, which has as its main task to ensure that the first line maintains full responsibility and accountability for the compliance risks taken within the business.
**Responsibilities**:
- Performing compliance controls on the activity of the Management Company according to Compliance Monitoring Plan;
- Regularly reviewing and updating Compliance Monitoring Plan to make sure all compliance risks are properly addressed and covered;
- Identifying compliance risks and Management Company’s obligations that require attention and follow up and provide the internal stakeholders with advice on how to mitigate them;
- Preparation of external regulatory reporting, as well as reports to internal management bodies
**Your Profile**:
- At least 5 years experience in Luxembourg as a Compliance officer;
- Master’s degree Law, Finance or an equivalent qualification;
- Deep knowledge of Luxembourg laws and regulations applicable to UCITS industry;
- Fluent in English with a preference for German and French speakers
We aim to be an equal opportunity recruiter and we are determined to ensure that no applicant receives less favourable treatment on the grounds of gender, age, disability, religion, belief, sexual orientation, marital status, or race, or is disadvantaged by conditions or requirements.
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