Conducting Officer Compliance Aifm
il y a 6 jours
**Summary**:
We are currently working on a very interesting role of a **Conducting Officer for Compliance with a newly established AIFM in Luxembourg** operating globally in the private equity, real assets and credit investment funds markets. The primary function of the role is to lead the **Compliance, AML and Delegation Oversight.**
The Conducting Officer will be a key member of the **AIFM Senior Management** and wider Luxembourg leadership team.
**Key responsibilities**:
- Design and develop mandatory policies, procedures and processes to deliver appropriate and effective control framework of the AIFM and the AIFs
- Oversee the compliance monitoring plan and ensure that the regulatory requirements to the CSSF are met
- Act as RC for the AIFM and AIFs where relevant
- Ensure compliance with statutory and regulatory filing deadlines
- Conduct CSSF filings and general liaising with the CSSF on compliance and AML related matters
- Undertake a regular compliance monitoring (risk-based approach) and compliance risk assessment
- Ensure that regulatory compliance risk is taken into account in the day-to-day operations of the AIFM
**Key requirements**:
- University degree in legal, finance, business or compliance, and/or other professional qualifications relevant to the role
- 7+ years’ experience in compliance and AML/CFT with a focus on alternative investment funds and alternative investment strategies
- Excellent knowledge of the Luxembourg AIFM Legal & Regulatory environment
- Management experience and some operational experience preferred
- Organised working method and solution-oriented attitude required
- Strong attention to detail and accountability for delivery
- Ability to take initiative and work collaboratively with colleagues at all levels in the wider group in different jurisdictions
- Excellent communication skills
- Fluency in written and spoken English
**Job advantages**:
- Working in a dynamic international team
- Opportunity to build up policies from scratch
- Competitive salary package
- Challenging and rewarding role but with a good work-life balance
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