Chief Compliance Officer

il y a 3 jours

Luxembourg Human Innovation Partners Temps plein

Human Innovation Partners is seeking a Chief Compliance Officer (COO) with fluency in German in order to join an Asset Manager structure mainly focused on Private Banking and Institutional Portfolio Management.
As the Chief Compliance Officer, you will be responsible for overseeing and managing all aspects of compliance across the organization. Your main objective will be to ensure that our company operates in full compliance with applicable laws, regulations, and industry best practices.
As the Chief Compliance Officer, you will work closely with the executive team and various departments to establish and enforce compliance policies and procedures. You will also be responsible for conducting regular compliance audits and risk assessments to identify potential areas of non-compliance and implement appropriate corrective actions. Additionally, you will oversee the development and delivery of compliance training programs to educate employees on relevant regulations and promote a culture of compliance within the organization.

**Responsibilities & areas of activity**:
You will be responsible for the compliance and governance areas of the company and lead a small team.
Your area of activity will include regulatory compliance, prevention of money laundering and terrorist and terrorism financing, MIFID II, as well as complaints management and monitoring and compliance with corporate governance in accordance with the guidelines of the local supervisory authorities.
Your area of responsibility will be expanded to include data protection and outsourcing management.
In the initial phase, you will analyze the existing compliance apparatus and implement, develop, and revise the existing compliance processes and guidelines.
As Chief Compliance Officer, you will have the opportunity to actively participate in the company's decision-making processes,
company's decision-making processes.
To this end, you will be an integral part of the company's committee structure.
In addition, you will be available to employees as a competent contact person for the above-mentioned topics and maintain relationships with external compliance departments (insurance companies, banks), authorities (insurance companies, banks), authorities, internal audit, auditors and the Supervisory Board.

**Requirements**:
Minimum of 7 years of experience in compliance management, preferably in a leadership role
Extensive knowledge of Luxembourg regulatory requirements and industry best practices - German Regulatory knowledge is a plus.
Fluency in both written and spoken German is mandatory.
Strong analytical and problem-solving skills
Exceptional leadership and communication abilities
Ability to work effectively with cross-functional teams and senior stakeholders
In-depth understanding of compliance audits and risk assessments
Professional certifications in compliance are highly desirable
Strong commitment to ethical conduct and promoting a culture of compliance

**Benefits**:
26 days of vacation per year
Supplementary health insurance and supplementary pension scheme mortgage interest rate subsidy plan
Employee assistance program
Flexible working models
Service anniversaries
Training and development opportunities
Healthy meals are available on-site

  • Chief Compliance Officer Career Progression to

    il y a 3 jours

    Luxembourg Austin Bright Temps plein

    A **ManCo**, based in England and firmly established in **Luxembourg City Centre**, offers you a unique opportunity to join a talented and multicultural team, composed of about a dozen compliance professionals. You will have the opportunity to progress towards broader responsibilities as a **Conducting Compliance Officer**, an exciting prospect for those...

  • Deputy Chief Compliance Officer

    il y a 3 jours

    Luxembourg Mirabaud Temps plein

    Groupe bancaire **d’envergure internationale**, Mirabaud offre à des particuliers, à des clients institutionnels ainsi qu’à des entreprises et des professionnels de la finance, du conseil en investissement et des services de gestion de fortune et d’actifs, hautement personnalisés. Basé à Genève, Mirabaud n’a cessé de se développer au fil du...

  • Chief Compliance Officer, Managing Director

    il y a 2 semaines

    Luxembourg State Street Temps plein

    INTERNATIONAL FINANCIAL DATA SERVICES LUXEMBOURG (“IFDSL”) Chief Compliance Officer, Managing Director Permanent Contract IFDS, established in 2007, is a market leader in Transfer Agency Services committed to providing high quality services and technology to our clients, with European offices in Ireland and Luxembourg. IFDS is owned equally by SS&C...

  • Compliance Officer

    il y a 3 jours

    Luxembourg EFG International Temps plein

    Your main responsibilities As a Compliance Officer in the Financial Crime unit you will report to the Head of FCC/Sanctions and, indirectly, to the Chief Compliance Officer. You will in particular: - Review and assess new client on-boardings for all of the bank businesses (private banking, investment funds, investors in investment funds) - Review and...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg Zurich Insurance Temps plein

    Zurich is one of the world’s leading insurance groups, and one of the few to operate on a global basis. Our mission is to help our customers understand and protect themselves from risk. With about 53,000 employees serving customers in more than 170 countries, we aspire to become the best global insurer as measured by our shareholders, customers and...

  • Principal, Compliance Officer

    il y a 2 semaines

    Luxembourg Ares Management Temps plein

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Officer Compliance

    il y a 6 jours

    Luxembourg Cargolux Temps plein

    TASK RESPONSIBILITIES: **This is a 12 month fixed term contract with Cargolux.** - Support the establishment and management of day-to-day operations of a corporate Compliance and Data Protection Program. - Design, implement & monitor effective measures aiming to manage adequately Compliance related risks in the company linked to the topics of...

  • Junior Vat Compliance Officer

    il y a 3 jours

    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Compliance Officer

    il y a 3 jours

    Luxembourg StoneX Group Temps plein

    Overview: Permanent, full-time, on-site or hybrid #LI-Hybrid #LI-OnSite #LI-MA1 **Responsibilities**: - Identifying and assessing the compliance risks associated with the firm’s current and proposed business activities, including new products, new relationships and any extension of operations or network on an international level; - Identifying and...

  • Assistant Vice President, Senior Compliance Officer

    il y a 2 semaines

    Luxembourg Ares Management Temps plein

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...