Regulatory Compliance Specialist

Le Grand & Associates Luxembourg is seeking a highly motivated Regulatory Compliance Assistant to join their team in Luxembourg. As a key member of the compliance team, you will play a crucial role in ensuring the firm's regulatory integrity and compliance with EU and U.S. anti-trust regulations.Key Responsibilities:Regulatory Reporting: Conduct quarterly...

Job Title: Compliance ManagerAbout Harry HopeHarry Hope is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, we are represented in 30 offices across global financial centres and currently employ over 5,200 people.About the RoleAs a Compliance Manager, you will be responsible for...

Job Title: Financial Sector Compliance SpecialistCompany: Transman International ConsultingAbout the Role:We are seeking a highly skilled Financial Sector Compliance Specialist to join our team. As a Compliance Specialist, you will play a key role in ensuring our company maintains the highest standards of compliance with regulatory requirements.Key...

Arendt Regulatory & Consulting S.A. is a Luxembourg-based advisory company active in the areas of risk and compliance, business, fraud investigation and regulatory advisory, fund distribution and governance. It offers regulatory consulting and advisory services and assistance to an international and sophisticated client base across multiple industries. Fraud...

Role Summary:Xb Consultants is seeking a Compliance Officer Specialist in Luxembourg to support our Real Estate Investment Management client.Key Responsibilities:Implement and develop the compliance framework to align with local and international regulations.Maintain and update company policies and procedures.Participate in the oversight of delegates and...

Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top 15 European Fintechs to work for by AltFi. We offer a range of products including FX risk management, trade finance, currency accounts, international payments and API integration. **Compliance Specialist - Ebury Luxembourg** **Office based 4 days per week, 1 day per week working from...

Lemanik Asset Management SA, a Luxembourg-based Management Company and authorized AIFM, part of Lemanik Group based in Switzerland, is seeking a Compliance Specialist to reinforce its compliance team.Key ResponsibilitiesResearch and analyze operational and compliance data, including shareholders register composition, blocked accounts, and high-risk...

**AML Regulatory Senior Consultant / Manager**: Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong background in regulatory and business consultancy. Our 120 experts offer regulatory consulting and advisory services and assistance to an international and...

Our client, a prestigious Private Equity (PE) firm with a global footprint, is seeking a motivated Regulatory Compliance Assistant to join their highly professional and collaborative team in Luxembourg. With a commitment to delivering top-tier investment solutions and regulatory integrity, this organization offers a stimulating and growth-oriented...

We are seeking a highly skilled Compliance Specialist to join our Luxembourg office. As a key member of our team, you will be responsible for ensuring our business meets its regulatory obligations.Your primary duties will include:Communicating Luxembourg legislation and regulations internally to promote a compliance cultureWorking closely with the Head of...

**THE COMPANY**: We are working with an international financial institute who are looking for a MiFID specialist to join the team. The role is a Senior Regulatory Compliance Officer. **THE RESPONSIBILITIES**: - Analyse new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.); - Identify the...

Job Title: Senior Compliance SpecialistJob Summary:We are seeking a highly skilled Senior Compliance Specialist to join our team in Luxembourg. As a key member of our compliance team, you will be responsible for ensuring that our client's financial transactions comply with all relevant regulations and laws.Key Responsibilities:Conduct in-depth KYC reviews...

Mitsubishi UFJ Investor Services and Banking (Luxembourg) S.A. is a leading financial institution that provides a wide range of services to institutional investors.The company is seeking a highly skilled professional to fill the role of Head of Regulatory and Control, responsible for ensuring compliance with regulatory requirements and identifying potential...

Job Summary: We are seeking a skilled Regulatory Compliance Expert to join our team at Eurolux Consulting Ltd. As a key member of our Luxembourg office, you will play a vital role in ensuring our client's compliance with AIFMD regulations.Key Responsibilities:Communicate Luxembourg legislation and regulations internally to maintain a compliance...

**Our company** EFG Bank is the Swiss Private Banking subsidiary of EFG International. Headquartered in Zurich, it has an international network spanning Europe, Asia Pacific and Latin America, and manages assets for private clients all over the world. The bank’s services comprise asset management, investment counselling, securities brokerage, estate...

Job DescriptionWe are seeking a dedicated Compliance Officer to enhance and develop our Compliance Department. The ideal candidate will ensure adherence to regulatory requirements, conduct client due diligence, and maintain high standards of compliance across all operational levels.Key ResponsibilitiesEnhance and Develop Compliance Department: Ensure the...

At IQ-EQ, we're seeking a skilled Compliance Specialist to join our AIFM team. As a key member of our second line of defense, you'll play a crucial role in ensuring our compliance with applicable laws, corporate and service standards, company policies, and procedures.The ideal candidate will have a strong background in compliance, with a focus on AIFM...

**Find your purpose at KPMG Luxembourg** We see a world of opportunity. From uncovering ways to digitalize, to enabling new sectors to take off, to building sustainability and resilience into economies, we know insights reveal new opportunities for all. We are diverse and dedicated problem solvers, part of the worldwide network of high-quality audit, tax...

Job DescriptionAxis is seeking a highly skilled AML Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for designing, managing, and overseeing efficient and effective AML processes and controls in line with AML policy and regulations.Key ResponsibilitiesDevelop and implement AML processes and...

Job DescriptionAxis is seeking a highly skilled AML Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for designing, managing, and overseeing efficient and effective AML processes and controls in line with AML policy and regulations.Key ResponsibilitiesDevelop and implement AML processes and...