Money Laundering Reporting Officer

il y a 4 semaines

Luxembourg Columbia Threadneedle Investments Temps plein

Where you’ll fit in & what our team goals are

Your role is to oversee the strategic and operational governance processes of Financial Crime prevention for Columbia Threadneedle Investments in Luxembourg and the Netherlands including it's European branches. You will establish the FCP Framework and includes acting as the RC for the Luxembourg Management Company and Funds.

**How you'll spend your time...**

Financial Crime Programme
- Monitor Financial Crime regulatory initiatives and ensure that Luxembourg and Netherlands FCP policies and procedures comply with applicable current legislation.
- Develop and implement an assessment of inherent risk and ongoing assessment of controls.
- Ensure that proper checks, balances and control systems are in place across the lines of business and control functions to enable adherence to key FCP related controls.
- Perform Suspicious Activity Report investigation and report to regulators as appropriate.

Regulator Management
- Liaise with regulators in Luxembourg, Netherlands and the rest of Europe as required
- Manage regulatory reviews and associated requests; and
- Comment on regulatory guidance and provide insight to Head Office and the first line on regulatory focuses and activities.

Monitoring and Reporting
- Provide oversight of relevant Operating Group’s policies and procedures through ongoing monitoring;
- Ensure proper checks, balances and control systems are in place across continental Europe's lines of business and control functions to enable adherence to key controls;
- Monitor FCP compliance arrangements, industry developments and liaison with the Business lines to ensure the implementation of appropriate controls to mitigate the risk of the use of the firm’s systems for financial crime.
- Monitoring and oversight that adequate FCP controls and monitoring are established, documented and maintained
- Develop reporting for Senior Executive Management and the Boards of various entities;

Advice, Counsel and Governance
- Ensure there is appropriate “ownership” for risk issues, providing specialised knowledge and expertise to functional areas to facilitate the resolution of issues surrounding regulatory compliance.
- Recommend new/improved procedures, processes and other infrastructure to support risk management and compliance as necessary, identifying if and how FCP’s P&P will reflect the regulatory requirements.
- Responsible for providing independent effective challenge and oversight with respect to the FCP program and controls.
- Responsible for advising LOB on required processes and procedures to meet FCP regulatory requirements.

**To be successful in this role you will have...**

You should be a suitably qualified professional with expertise in AML in the Asset Management industry. Specific requirements include:

- Registration as RC with the CSSF for Threadneedle Management Luxembourg S.A. and the funds under management.
- Experience with Luxembourg
- principally the CSSF and EU laws and regulations;
- Expertise in financial crime, including, Anti-Money Laundering, sanctions and fraud regulations and best practice and a working knowledge of data protection, privacy and data security requirements;
- Extensive knowledge and understanding of FCP operations business, services and organization
- Extensive knowledge of products and processes of other products offered by Columbia Threadneedle Investments
- Extensive understanding of the risk and regulatory issues related to the area of responsibility
- Broad knowledge of retail and FCP systems applicable to the departments
- Exceptional understanding of the financial services industry products and processes
- Expertise in FCP in the Asset Management industry.

**If you also had this, it would be great**
- An appreciation of regulatory risk and skills compatible with the dimensions of the role;
- Expertise in Anti-Money Laundering, sanctions, Anti Bribery and corruption and fraud regulations and best practice and a working knowledge of data protection, privacy and data security requirements;
- An ability to communicate effectively both orally and in writing with a wide cross section of personnel both externally and internally;
- A logical and practical approach to their work with attention to detail;
- The ability to meet deadlines with minimum supervision;
- An ability to remain objective and take a balanced view;
- Excellent management of Senior Executive relationships
- A proactive approach to projects and responsibilities.

**About Columbia Threadneedle Investments**

Working at Columbia Threadneedle Investments you’ll find the promise we make to our clients is the same one we make to our employees: Your success is our priority.

Here, you’ll find growth and career opportunities across all of our businesses. We’re intentionally built to help you succeed. Our reach is expansive with a global team of 2,500 people working together. Our expertise is diverse with more than 650 investment profes

  • Money Laundering Reporting Officer

    il y a 4 semaines

    Luxembourg Northern Trust Corp. Temps plein

    **About Northern Trust**: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families and institutions by remaining true to our...

  • Money Laundering Reporting Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Northern Trust Corp. Temps plein

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families and institutions by remaining true to our enduring...

  • Money Laundering Reporting Officer

    il y a 3 semaines

    Luxembourg HIKMA-SOLUTIONS Temps plein

    **Responsibilities**: Monitor and analyze financial transactions for suspicious activity and report any suspicious activity to the relevant authorities. Develop and maintain a strong understanding of the legal and regulatory framework relating to money laundering and terrorist financing. Develop and maintain a comprehensive understanding of the company's...

  • Money Laundering Reporting Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Apex Group Temps plein

    Money Laundering Reporting OfficerLocation: Luxembourg city, LuxembourgDate Posted: Jun 7, 2023DescriptionThe Apex Group is currently looking for a Money Laundering Reporting Officer to join our growing MLRO team in the Compliance department at FundRock - LIS S.A. (part of Apex Group). This MLRO hybrid role is based in Luxembourg and comes with a favorable...

  • Money Laundering Reporting Officer

    il y a 4 semaines

    Luxembourg Apex Group Temps plein

    Money Laundering Reporting Officer Location: Luxembourg city, Luxembourg Date Posted: Feb 17, 2023 **Description** We are currently looking for multiple **Money Laundering Reporting Officers **to join our growing **MLRO team** in the **Compliance **department. **Job Specification** The MLRO / RC shall be mandated by the governing body of the Fund to: -...

  • Money Laundering Reporting Officer

    Il y a 3 mois

    Luxembourg HIKMA-SOLUTIONS Temps plein

    Tasks Monitor and analyze financial transactions for suspicious activity and report any suspicious activity to the relevant authorities. Develop and maintain a strong understanding of the legal and regulatory framework relating to money laundering and terrorist financing. Develop and maintain a comprehensive understanding of the companys financial...

  • Money Laundering Reporting Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Apex Group Temps plein

    Money Laundering Reporting OfficerLocation: Luxembourg city, LuxembourgDate Posted: Feb 17, 2023DescriptionWe are currently looking for multiple Money Laundering Reporting Officers to join our growing MLRO team in the Compliance department.Job SpecificationThe MLRO / RC shall be mandated by the governing body of the Fund to:Ensure that the Fund complies with...

  • Money Laundering Reporting Officer

    il y a 3 semaines

    Luxembourg LRI Invest S.A. Temps plein

    The Apex Group is currently looking for a Money Laundering Reporting Officer to join our growing MLRO team in the Compliance department at FundRock - LIS S.A. (part of Apex Group). This MLRO hybrid role is based in Luxembourg and comes with a favorable salary. As a MLRO, you will ensure that the Fund complies with its professional obligations in accordance...

  • Money Laundering Reporting Officer

    il y a 2 semaines

    Luxembourg, Luxembourg LRI Invest S.A. Temps plein

    The Apex Group is currently looking for a Money Laundering Reporting Officer to join our growing MLRO team in the Compliance department at FundRock - LIS S.A. (part of Apex Group). This MLRO hybrid role is based in Luxembourg and comes with a favorable salary.As a MLRO, you will ensure that the Fund complies with its professional obligations in accordance...

  • Money Laundering Reporting Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Columbia Threadneedle Investments Temps plein

    Where you'll fit in & what our team goals areYour role is to oversee the strategic and operational governance processes of Financial Crime prevention for Columbia Threadneedle Investments in Luxembourg and the Netherlands including it's European branches. You will establish the FCP Framework and includes acting as the RC for the Luxembourg Management Company...

  • Branch Compliance Manager/money Laundering

    il y a 4 semaines

    Luxembourg U.S. Bank National Association Temps plein

    A leader in the payments industry, Elavon provides end-to-end payment processing solutions and services to more than one million merchants around the world. If you want to make a difference in your life, your community and your world, join us at Elavon. We know our company is only as strong as our people, and we are committed to your professional growth and...

  • Expert Compliance, Money Laundering, Fraud

    il y a 3 semaines

    Luxembourg PATRIZIA AG Temps plein

    **PATRIZIA** ist ein führendes Unternehmen für weltweite Investments in Real Assets. Die Expertise und das Engagement unserer globalen Teams bilden die Basis unseres Erfolgs. Eine nachhaltige Zukunft zu gestalten und einen positiven Beitrag für die Gesellschaft zu leisten, treiben uns an. **As Expert Compliance, Money Laundering, Fraud Prevention &...

  • Branch Compliance Manager/money Laundering

    il y a 2 semaines

    Luxembourg, Luxembourg U.S. Bank National Association Temps plein

    A leader in the payments industry, Elavon provides end-to-end payment processing solutions and services to more than one million merchants around the world. If you want to make a difference in your life, your community and your world, join us at Elavon. We know our company is only as strong as our people, and we are committed to your professional growth and...

  • Anti Money Laundering Associate

    il y a 4 semaines

    Luxembourg JPMorgan Chase Bank, N.A. Temps plein

    As a part of the Anti-Money Laundering Team, you will be the the escalation point for cases which are submitted from the Registration Unit of the Luxembourg Transfer Agency (TA) Operation. Your main function will be to perform the initial due diligence and investor identification process for the investor accounts that are escalated or to assess any...

  • Anti Money Laundering Analyst

    il y a 2 semaines

    Luxembourg JPMorgan Chase Bank, N.A. Temps plein

    As a part of the Anti-Money Laundering Team, you will be the the escalation point for cases which are submitted from the Registration Unit of the Luxembourg Transfer Agency (TA) Operation. Your main function will be to perform the initial due diligence and investor identification process for the investor accounts that are escalated or to assess any...

  • Deputy Money Laundering Reporting Officer

    il y a 3 semaines

    Luxembourg Select Temps plein

    **Your functions will include to**: - Support the MLRO by reporting and providing assistance; - Understand DIFC EMIs regulations, DFSA and DIFC Rules; - Assist with special projects and financial crime operations; - Monitor and report suspicious activities; - Track local compliance and financial crime requirements and stay informed about regulatory...

  • Anti Money Laundering Analyst

    il y a 3 semaines

    Luxembourg JPMorgan Chase & Co Temps plein

    **JOB DESCRIPTION** As a part of the Anti-Money Laundering Team, you will be the the escalation point for cases which are submitted from the Registration Unit of the Luxembourg Transfer Agency (TA) Operation. Your main function will be to perform the initial due diligence and investor identification process for the investor accounts that are escalated or to...

  • Deputy Money Laundering Reporting Officer

    il y a 3 semaines

    Luxembourg Select Luxembourg Temps plein

    **Organisation and department description** They are on a mission to revolutionize international business banking. Established in 2018, they empower growing businesses to seamlessly send, receive, and exchange money in over 190 countries. With offices spanning five countries and a team of over 180 talented professionals, you'll be part of a high-energy,...

  • Expert Compliance, Money Laundering, Fraud Prevention

    il y a 2 semaines

    Luxembourg, Luxembourg PATRIZIA Investment Management S.à r.l. Temps plein

    As Expert Compliance, Money Laundering, Fraud Prevention & Sanctions (m/f/d) you will play a key role within our team. Your ResponsibilitiesAdvising the business on legal and regulatory requirements as well as internal policies and procedures in the areas of compliance, money laundering, fraud prevention and sanctions Carrying out and documenting the...

  • Werkstudent Compliance

    il y a 2 semaines

    Luxembourg PATRIZIA Investment Management S.à r.l. Temps plein

    **PATRIZIA: A leading partner for global real assets** **Werkstudent Compliance / Anti-Money-Laundering (m/w/d)**: Als Werkstudent Compliance / Anti-Money-Laundering (m/w/d) am Standort Luxembourg spielst Du dabei eine entscheidende Rolle! **Deine Aufgaben**: - Unterstützung bei der Durchführung von Geldwäsche-Checks - Unterstützung bei der...