Senior Associate Compliance

il y a 3 jours


Luxembourg Transman Consulting Temps plein

**Company**:
On behalf of our client, a global international legal, and financial services company, we are looking for the following profile:
**Senior Associate Compliance (within business unit)**

**Mission**:
**Responsibilities**
- Support the legal teams in various AML/KYC matters and liaise with the Compliance department
- Assist in the onboarding process for new clients (e.g. KYC checklist support, client discussion support, etc)
- Support the legal teams in ensuring that client files are up to date, and drive the timely delivery of internal compliance matters (e.g. UBO changes, file reviews, client exits, etc)
- Monitor & manage operational risks
- Supervise audit and regulatory reviews

**Profile**:
**Profile**
- Degree educated in Law or equivalent
- Minimum of 4 years of relevant working experience in a similar role either in a law firm, financial industry, experience in a fund management or corporate trust services
- Solid knowledge of AML regulations in Luxembourg
- Be familiar with Luxembourg holding companies in the industry (including basic understanding of transactions from Luxembourg perspective in terms of legal, tax and accounting)
- Fluency in English is a must - any other language will be a plus
- Excellent communication and organizational skills
- Ability to multi-task
- Ability to work on own initiative and to be highly disciplined

Ref : js2prpqcqm


  • Senior Associate

    il y a 3 jours


    Luxembourg Waystone Temps plein

    Waystone leads the way in specialist services for the asset management industry. Partnering institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide. With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is now serving...


  • Luxembourg State Street Temps plein

    **Who we are looking for** As the Compliance Regulatory Associate, you will be responsible for providing an efficient and effective compliance service and to promote and to assist the company in meeting its regulatory obligations. The role requires to support your team to monitor the regulatory framework in order to ensure the relevant Compliance risks and...


  • Luxembourg State Street Temps plein

    **INTERNATIONAL FINANCIAL DATA SERVICES (IFDS)** IFDS is a global market leader committed to providing high quality systems and services to our clients. Headquartered in Toronto with European offices in Dublin and Luxembourg. IFDS Luxembourg (IFDSL) was established in 2007. Its ultimate parent companies are SS&C Technologies Holdings, Inc. and Boston-based...


  • Luxembourg State Street Corporation Temps plein

    Fund Compliance Analyst, Senior Associate **Who we are looking for** Reporting to the Fund Investment Compliance Assistant Vice President, the Fund Investment Compliance Senior Associate ("FCSA") supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch's depositary duties. The FCSA assists...


  • Luxembourg State Street Corporation Temps plein

    Fund Investment Compliance, Senior Associate **Who we are looking for** Reporting to the Fund Investment Compliance Officer ("FCO"), the Fund Investment Compliance Analyst ("FCSA") supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch's depositary duties. The FCSA assists in the process...


  • Luxembourg GP Bullhound Temps plein

    **Compliance Analyst/Associate - (AIFM)** **Luxembourg** **Permanent **Who We Are **Our Values - Focus on clients - Be a Bullhound - Play your part Build the future **Your Role The role will primarily involve responsibility in the compliance and AML function of an investment fund manager. **Responsibilities - Establish, implement and maintain adequate...


  • Luxembourg State Street Temps plein

    Who we are looking for Reporting to the Fund Investment Compliance Assistant Vice President, the Fund Investment Compliance Senior Associate (“FCSA”) supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch’s depositary duties. The FCSA assists in the process of reviewing investment...

  • Senior Associate

    il y a 7 jours


    Luxembourg Transman Consulting Temps plein

    **Company**: On behalf of our client, an international Financial Services structure, we are looking for: **Senior Associate - Fund (M/F)** **Mission**: **Responsibilities** Working directly with clients, analysing and interpreting documents, regulations and procedures, including but not limited to: - Day-to-day legal and administration tasks for funds -...


  • Luxembourg Cryptopay Temps plein

    We are seeking an **Associate** **Compliance Specialist** to join our Compliance Team. Your responsibilities will be: - Manage and investigate all incoming complaints, log all customer communications and record all outcomes and decisions - Development of compliance policies and procedures - Assistance of compliance team with a day to day activities, such as...


  • Luxembourg Select Luxembourg Temps plein

    **Organisation and department description** Our client, a leading provider of alternative asset management in Luxembourg, is seeking a Compliance Associate Director to collaborate with the global Compliance team to ensure regulatory standards are met and serve as a key decision-maker. **Job description** Your mission will be to: - Support the compliance...


  • Luxembourg State Street Corporation Temps plein

    Fund Investment Compliance Analyst, Senior Associate **Who we are looking for** Reporting to the Fund Investment Compliance Assistant Vice President, the Fund Investment Compliance Senior Associate ("FCSA") supports the investment compliance monitoring and conversion functions entailed by the services contracted by our clients and/or the Branch's depositary...


  • Luxembourg State Street Temps plein

    Who we are looking for Reporting to the Fund Investment Compliance Assistant Vice President, the Fund Investment Compliance Senior Associate (“FCSA”) supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch’s depositary duties. The FCSA assists in the process of reviewing investment...


  • Luxembourg BRUIN Financial Temps plein

    Permanent - luxemburg, **Ref**: 31765 **Job title - **Risk and Compliance Associate** I am looking for a Compliance Executive for highly reputable Capital Markets firm. **The role** - Acting as the day-to-day risk support for management. - Maintaining and implementing the compliance monitoring plan for the Luxembourg office and support Group wide...

  • Compliance Associate

    il y a 7 jours


    Luxembourg Funds Talent Temps plein

    Our client is a renowned AIFM located in the city-center with more than €80bn AUM in +10 countries worldwide ! They’re actively looking for a Compliance Associate, working within the European Legal & Compliance Team and reporting directly to the Compliance Officer in Luxembourg. **Responsibilities**: - Assist the Compliance and the Conducting Officer...


  • Luxembourg Blackstone Group Temps plein

    Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include...


  • Luxembourg State Street Corporation Temps plein

    Anti-Money Laundering, Senior Associate **Who we are looking for** he role holder will be part of the Investor Services AML operational team responsible for the quality review and ultimate authorization of all investor-level AML in line with relevant State Street Bank International, Luxembourg Branch (SSBIL) AML program requirements. The role holder will be...

  • Senior Associate

    Il y a 7 mois


    Luxembourg Austin Bright Temps plein

    **Location**: Luxembourg City Centre Our prestigious client, a leading law firm located in the heart of Luxembourg City Centre, is actively seeking a seasoned Senior Associate specializing in Banking & Finance Law. Renowned for their commitment to excellence and innovation, our client offers a dynamic and collaborative work environment where professionals...

  • Senior Associate Risk

    Il y a 7 mois


    Luxembourg Cobalt Recruitment Temps plein

    **Senior Associate** **Luxembourg** **€80**,000 - €100,000**+bonus** Here at Cobalt, we are excited to be working with a highly regarded investment management company focused on real estate with a worldwide presence in search of a Senior Associate for their Risk department. As part of their continuous growth, they are looking for an expert in Risk...

  • Associate - Compliance

    Il y a 7 mois


    Luxembourg Carne Group Temps plein

    Location(s) - Luxemborug - Employment Type - Permanent - Department - Compliance - Description **New opportunity within Carne Group as Compliance Associate in our Luxembourg office. Join our growing, dynamic team within the Carne Group - the premier provider of Fund Management and Financial Service solutions to asset managers and related entities across the...

  • Fund Compliance Analyst

    il y a 2 semaines


    Luxembourg State Street Temps plein

    Across the globe, institutional investors rely on State Street to help them manage risk, respond to challenges through solutions, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged professionals are essential to our success. Our commitment to maintain an environment where every employee feels...