Head Compliance

il y a 1 mois


Luxembourg Swiss Life Asset managers Temps plein

Voir aujourd’hui les opportunités de demain. Pour vous, pour nous._

Swiss Life Asset Managers Luxembourg détient une double licence comme société de gestion d’OPCVM et GFIA, et est soumise à la surveillance de la Commission de Surveillance du Secteur Financier («CSSF»). En cette qualité, Swiss Life Asset Managers Luxembourg gère des OPCVM ainsi que des FIA suivant des stratégies d’immobilier, d’infrastructure et de prêts garantis de premier rang sous forme contractuelle et de société.

Chez Swiss Life, vous mettrez à profit votre talent et votre expertise dans un environnement de travail flexible et enthousiaste. Vous assumerez un haut niveau de responsabilité et maîtriserez des défis exigeants de manière autonome, en profitant d’une latitude d’action et en coopération avec des équipes professionnelles. Les modèles de travail flexibles vous permettront de concilier vos objectifs personnels comme professionnels.

In your function as Head of Compliance (f/m/d) of a super management company (AIFM & UCITS management company managing a wide range of products), you will lead a motivated and flexible small local team and ensure the identification, assessment, monitoring, reporting, advising on and mitigating of Compliance specific risks affecting Swiss Life Asset Managers Luxembourg (“SLAM LUX”) and its funds. ) You are the main contact for the CSSF regarding Compliance matters and take the role as RC for SLAM LUX and its funds. The Compliance team acts as an independent second level control function.

**Responsibilities**:

- Managing Compliance related risks such as analysis of new initiatives of SLAM LUX, AML/CTF assessments on new investments, investors, business relationships or other stakeholders, Conflict-of-Interest and complaints management
- Maintenance and coordination of the SLAM LUX Policy-Framework and internal control system including annual assessment and coordination within the group/division and enhancing the Internal Control System
- Knowledge and awareness spreading by coordinating regulatory required and Swiss Life specific trainings and customization of training material to local needs and execution of trainings to SLAM LUX employees and Board members of SLAM LUX and the funds
- Monitoring legal and regulatory developments as integral part of the internal regulatory update group and implementation of regulatory or internal group requirements
- Trusted Advisor to Management in compliance related matters and risks leveraging on active participation to various local and global committees, working groups and projects as well as reporting to internal and external stakeholders (e.g. Management Committee, Board of Directors, Swiss Life division and group, regulator and audit)

Experience
- Proven professional Compliance experience in the investment funds industry (8 or more years) and having acted as RC
- Ideally experience of a leader of a small team.
- Strong Compliance, AML/CTF & regulatory expertise in AIFMD and UCITS
- Entrepreneurial mind-set to set-up, implement required processes and further improve them to add value
- Excellent written and oral communication skills in English and German. French would be an asset.
- Strong team player in an international context, dynamic and resilient with the ability to work independently
- Good knowledge of MS Office

Vos avantages

Nous soutenons nos collaborateurs, leur évolution professionnelle et l’aménagement optimal de leur vie privée. Nos

advantages

attractifs y contribuent.

Votre interlocuteur:
Patricia Leventis

Phone

+41 43 547 69 25


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