Fund Servicing Analyst
Il y a 2 mois
The TA AML team handles assessment of complex know your customer (KYC)/anti-money laundering (AML) cases in Luxembourg Transfer Agency (TA) Operations. The main function of the team is to perform the initial and ongoing due diligence and investor identification process for the investor accounts and to assess any applicable KYC requirement as part of annual re-identification exercises
The TA AML team handles assessment of complex know your customer (KYC)/anti-money laundering (AML) cases in Luxembourg Transfer Agency (TA) Operations. The main function of the team is to perform the initial and ongoing due diligence and investor identification process for the investor accounts and to assess any applicable KYC requirement as part of annual re-identification exercises. This includes financial crimes compliance covering AML, sanctions screening, controls regarding the financing of terrorism, bribery or corruption.
Furthermore, the team owns other tasks such as periodic AML reporting for designated clients and specific reviews that might become necessary from time to time in connection with changes on the local regulatory requirements and ongoing due diligence.
DESCRIPTION OF RESPONSIBILITIES
The principal objective of the position is to assess which KYC documentation is necessary to perform the identification an re-identification of complex entities in accordance with the current regulatory requirements in Luxembourg and with JP Morgan policies.
- Process AML/KYC assessments as relate to Account Opening or Account Maintenance within the applicable deadlines as relates to initial and re-identification processes.
- Track pending AML /KYC documentation per investor account and per fund promoter.
- Review and respond to AML related queries across all clients within agreed time frames.
- Run, review and update AML reports and provide these reports to Clients/Investors.
- Contribute to any audit related exercises (e.g. SSAE16, Long Form Report, Internal/External audit, QA etc) as required by Compliance and by the business
- Review transaction monitoring screening matches and analyze potential suspicious activity
- Support TA on complex account and/or payment related queries
- Explain regulatory requirements to clients and investors. Hold annual training sessions with clients in terms of the regulatory environment, should there be significant changes to the regulatory environment, ad-hoc training sessions will be held in advance of the yearly refresher training.
- Ensure that AML team objectives and processes are aligned with larger strategic initiatives
Qualifications/Skill Profile
- Excellent overall knowledge of the Luxembourg Fund Industry.
- Very good understanding of local anti-money laundering laws, rules and regulations, in particular circulars and laws issued by the CSSF as relates to AML/CFT, e.g. CSSF Regulation 12-02, AML Law of 12 November 2004
- Extensive relevant Compliance, AML and data privacy experience or other related experience, e.g. legal, risk management, audit etc.
- Project Management Skills and Client facing skills would be considered a distinct advantage
- Proven knowledge of regulatory requirements and an ability to translate them into operational/process requirements.
- Ability to work in partnership with the larger Compliance group
- Fluency in English. German, French or other European languages would be considered a distinct advantage
- Open-minded and capable of building productive working relationships
- Organized, proactive and communicative with an ability to take initiative and assume responsibility
- Multi-year work experience in a similar position
- Masters Degree or Equivalent an advantage
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.
Nous avons d'autres emplois actuels liés à ce domaine que vous pouvez trouver ci-dessous
-
Fund Servicing Nav Ops Analyst
il y a 1 semaine
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinJ.P. Morgan Fund Services provides services including fund accounting, fund administration, Investment Operations, and Transfer Agency to mutual and pension funds. The NAV (Net Asset Value) Oversight Operations team is a department within the EMEA Fund Services OperationsResponsibilities:In the Fund Servicing NAV OPS - Analyst role, you will:Open...
-
Fund Servicing Nav Ops Analyst
Il y a 2 mois
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinJ.P. Morgan Fund Services provides services including fund accounting, fund administration, Investment Operations, and Transfer Agency to mutual and pension funds. The NAV (Net Asset Value) Oversight Operations team is a department within the EMEA Fund Services Operations **Responsibilities**: In the Fund Servicing NAV OPS - Analyst role, you will: - Open...
-
Fund Servicing Associate
Il y a 2 mois
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps plein**Posting Description**: J.P. Morgan Fund Services provides services including fund accounting, fund administration, Investment Operations, and Transfer Agency to mutual and pension funds. The NAV (Net Asset Value) Oversight Operations team is a department within the EMEA Fund Services Operations. **Responsibilities**: In the Fund Servicing NAV OPS -...
-
Fund Servicing Analyst
il y a 1 semaine
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinThe TA AML team handles assessment of complex know your customer (KYC)/anti-money laundering (AML) cases in Luxembourg Transfer Agency (TA) Operations. The main function of the team is to perform the initial and ongoing due diligence and investor identification process for the investor accounts and to assess any applicable KYC requirement as part of annual...
-
Fund Services Client Operations
Il y a 2 mois
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinAs an analyst in the team, you will play a role in ensuring a high quality delivery of services across all mutual fund product offerings. On a daily basis you will be involved in driving client issue resolution, ensuring proper execution on client instructions and deliverables, communicating client status updates and providing data to management to ensure...
-
Fund Services Nav Ops Lux
Il y a 2 mois
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinThis is an Analyst position within the Fund Accounting NAV Oversight team. The Operations team provides services across Fund Accounting Funds on a daily, weekly and monthly basis. **Core Responsibilities**: - Be a point of contact for operational activity across all Fund Ranges administered - Open communication between JPM Utility Hubs and external...
-
Transfer Agency Client Servicing Analyst
il y a 7 jours
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps plein**Role Description**: This client-facing role is in the EMEA Transfer Agency (TA) Operational Service Delivery (OSD) team based in Luxembourg and partners closely with the Operations Service Delivery team as the TA primary point of contact for J.P. Morgan Bank Fund Clients and investors. In this role, you will serve as the main communication point for the...
-
Transfer Agency Client Servicing Analyst
il y a 1 semaine
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinRole Description:This client-facing role is in the EMEA Transfer Agency (TA) Operational Service Delivery (OSD) team based in Luxembourg and partners closely with the Operations Service Delivery team as the TA primary point of contact for J.P. Morgan Bank Fund Clients and investors. In this role, you will serve as the main communication point for the...
-
German Speaking Analyst
il y a 1 semaine
Senningerberg, Luxembourg Dexter International S.à r.l. Temps pleinOn behalf of our client, an international investment manager, we are looking for a "German Speaking Analyst - Portfolio Management (M/F/d)" in Luxembourg or London.Your responsibilities: Responsible for the fund and deal reporting as well as their development Performing regular and adhoc analysis and creating reports on investment and fund level including...
-
German Speaking Analyst
Il y a 2 mois
Senningerberg, Luxembourg Dexter International S.à r.l. Temps pleinOn behalf of our client, an international investment manager, we are looking for a “German Speaking Analyst - Portfolio Management (M/F/d)” in Luxembourg or London. **Your responsibilities**: - Responsible for the fund and deal reporting as well as their development - Performing regular and ad-hoc analysis and creating reports on investment and fund...
-
Fund Services Nav Operations
Il y a 2 mois
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinJ.P. Morgan Fund Services provides services including fund accounting, fund administration, Investment Operations, and Transfer Agency to mutual and pension funds. The Net Asset Value Oversight Operations team is a department within the EMEA Fund Services Operations. **Responsibilities**: - Open communication between JPM Utility Hubs and external...
-
Senior Accountant
Il y a 2 mois
Senningerberg, Luxembourg Dexter International S.à r.l. Temps pleinOn behalf of our client, a successful financial services provider, we are looking for a “Senior Accountant (M/F/d)”. **Your responsibilities**: - Review tax balances and tax returns - Maintain relevant contacts with tax - Coordinate investor servicing, including capital calls, investor onboarding, distributions, issuance of shareholder statements -...
-
Kyc/aml Analyst Alternative Funds
il y a 1 semaine
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinYour main function will be to perform the initial due diligence and investor identification process for the investor accounts and to assess any applicable Know-Your Customer (KYC) requirement in case of changes of static data of the investor account (name change, agent, change of address etc). This includes financial crimes compliance covering anti-money...
-
Alternative Funds Aml/kyc Senior Analyst
il y a 3 semaines
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinThe primary responsibility of the Alternative Funds Transfer Agency AML Associate II is to ensure JPMSE duties towards AML and Registration are monitored in line with the regulation as well as the JPMSE standards. You will be in charge of the day to day activity of the AML Onboarding/Refresh team. In addition to the business activity management, a part of...
-
Alternative Funds Aml/kyc Senior Analyst
il y a 1 semaine
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinThe primary responsibility of the Alternative Funds Transfer Agency AML Associate II is to ensure JPMSE duties towards AML and Registration are monitored in line with the regulation as well as the JPMSE standards. You will be in charge of the day to day activity of the AML Onboarding/Refresh team. In addition to the business activity management, a part of...
-
Alternative Funds Aml/kyc Senior Analyst
il y a 1 semaine
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinThe primary responsibility of the Alternative Funds Transfer Agency AML Associate II is to ensure JPMSE duties towards AML and Registration are monitored in line with the regulation as well as the JPMSE standards. You will be in charge of the day to day activity of the AML Onboarding/Refresh team. In addition to the business activity management, a part of...
-
Kyc/aml Analyst Alternative Funds
il y a 4 semaines
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinYour main function will be to perform the initial due diligence and investor identification process for the investor accounts and to assess any applicable Know-Your Customer (KYC) requirement in case of changes of static data of the investor account (name change, agent, change of address etc). This includes financial crimes compliance covering anti-money...
-
Alternative Funds Aml/kyc Senior Analyst
il y a 3 semaines
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps pleinThe primary responsibility of the Alternative Funds Transfer Agency AML Associate II is to ensure JPMSE duties towards AML and Registration are monitored in line with the regulation as well as the JPMSE standards. You will be in charge of the day to day activity of the AML Onboarding/Refresh team. In addition to the business activity management, a part of...
-
Fund Services Business Support Analyst
il y a 2 semaines
Senningerberg, Luxembourg JPMorgan Chase Bank, N.A. Temps plein**Job responsibilities**: - Application User Access and Entitlement Oversight and Governance - Review and Approval of New User Access Entitlements - Develop comprehensive detailed User Access Request Guides for Operation teams - Projects related to User Access Entitlements, which may include automation efforts and analysis and redefine Access Profiles for...
-
German Speaking Portfolio Manager
Il y a 2 mois
Senningerberg, Luxembourg Dexter International S.à r.l. Temps pleinOn behalf of our client, a successful Investment Management company, we are looking for a "German speaking Portfolio Manager (M/F/d)" for their office in Luxembourg. **Your responsibilities**: - Conducting and optimizing the runtime management of loan portfolios, existing properties and development projects - Acting as the interface between internal and...
