Investment Compliance Analyst

il y a 2 semaines


Findel, Luxembourg Lombard International Temps plein

**About Lombard International Group
Lombard International Group is a leading provider of global wealth and succession planning solutions with 30+ years’ experience. We have the strength and expertise to help high net worth and ultra-high net worth individuals, their families and institutions to protect, preserve and pass on their legacy to future generations.

It is in our nature to constantly innovate We love what we do, quickly adapt, and we are agile, as well as being committed to serve our partners and clients across the globe with Best-in-Class wealth solutions and tailored services.

The Group serves over 15 markets across Asia, Europe and Latin America, providing multi-jurisdictional, unit linked life insurance and annuities on a global basis, with a deep understanding of local regulations, cultures and attitudes.

European assets under administration are of €46.3 billion (as at 31 December 2022). Our global team of almost 600 employees includes more than 60 technical experts specializing in multiple jurisdictions.

Funds managed by Blackstone own Lombard International. Blackstone Group L.P. is one of the world’s leading investment firms.

**At Lombard, it is in our nature to innovate
**We love what we do, quickly adapt, and we are agile, to bring out the very best in what we do
**Your role - Are you ready for a challenge?
The Investment Compliance Analyst is responsible for reviewing the eligibility of the financial instruments underlying our insurance contract and ensure external asset managers are respecting the investment rules defined by our regulator.

Your responsibilities will be as follows:

- Making sure regulatory requirements set by our regulators (the Commissariat Aux Assurance) are respected
- Analysing new portfolio in accordance with home and host country regulations
- Reviewing contractual documentation: investment profile, investment strategy and indemnity letters
- Performing suitability check between client risk profile and the selected strategy
- Making sure we comply with European regulations linked to investments (e.g. PRIIPS, EMIR, MAR, Sanctions, Major Shareholding reporting, )
- Providing monthly and quarterly reporting to partners, clients & other departments on regulatory and investment strategy breaches. Ensure appropriate follow-up and implementation of mitigation actions with external asset managers in case of deviation
- Dealing with day-to-day queries from Sales and Client services regarding investment compliance and monitoring tasks Having a positive atmosphere and collaboration within the team
-

**Your profile - Have you got what it takes to become our Investment Compliance Analyst?
- Master degree in Finance, Economics, Law or similar field
- Relevant experience in the field of Investment Compliance would be highly appreciated
- Good knowledge on investment instruments and financial environment
- Excellent analytical and communication skills - team collaboration
- Team spirit, self-motivation, with a proactive and committed working style
- Well-developed interpersonal skills in a team-oriented environment
- Excellent organizational skills, ability to work under pressure and to prioritize workloads
- Ability to work independently in a structured and analytical way
- Accuracy and attention to detail in daily routine
- Ability to quickly integrate new concepts, procedures, modifications in the organisation or methodologies
- Ability to work in a fast-changing environment with multiple priorities
- Good knowledge of MS Office (Excel, Word and Power point) Fluent in English

**Additional Assets
- Good Knowledge of CAA Investment Rules
- Good Knowledge of European Investment Regulations Any additional language

**We offer you
An exciting opportunity to build a network of contacts across the organization in a collaborative and diverse workplace. At Lombard International we have a diverse team of over 40 nationalities. We are always looking for exceptional talent to join our team. Because our people are our greatest assets, you will enjoy recognition and rewarding packages. We also offer you the possibility to shape your professional career in line with your own goals and the opportunity to work with the top talent in the industry. The work can be challenging but Lombard International is always a great place to work. We are committed to extending equal employment opportunities to all individuals.

Be a part of our community

Lombard is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, colour, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law.-
- Lombard International Assurance is aware of its obligations under the General Data Protection Regulation (GDPR) and is committed to processing your data securely and transparently.- Our Recruitment privacy notice is in line with GDPR and provides more information with regards


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