Senior Compliance Analyst

il y a 4 semaines

Luxembourg Liberty Specialty Markets Temps plein

**General information**:
**Country**:Luxembourg

**Creation Date**:12-Mar-2024

**Employment Type**:Permanent

**Employment Type**:Full time

**Ref #**:1234570837

**Description & Requirements**:
**Role Title: Senior Compliance Analyst**

**Department: Compliance**

**Division: Risk and Compliance**

**Location: London**

**Type: Permanent**

**Regulated Role - Conduct/Certified/Senior Manager: Conduct**

**About the Role**:
The Senior Compliance Analyst will play an integral role in the management of LSM’s compliance risks. The individual will work within LSM’s Compliance function and will support the Head of Compliance, members of the Compliance team as well as wider business on various compliance matters.**About the Department & Team**:

- Vision: To help people to make effective risk based, disciplined decisions doing the right thing_

The LSM Compliance Function is a key part of LSM's internal control framework predominantly within the second line of defence. The role and responsibilities of the LSM Compliance Function includes:
- Establishing an open and constructive relationship with LSM’s regulators (and supervisory bodies). Coordinating and managing this relationship with including, but not limited to, the Prudential Regulation Authority, the Financial Conduct Authority and Lloyd’s;
- Providing advice to the LSM governing bodies on compliance with applicable laws and regulations, and providing advice to the business, for example in the form of policies and procedures or written updates, in relation to applicable laws and regulations;
- Assessing the possible impact of any regulatory development on the operations of the business and working with the business with regard to compliance;
- The identification and assessment of compliance risk, and the development and oversight of an appropriate framework to ensure the management of compliance risk;
- Such a framework will include assessing the adequacy of the measures adopted by the business to prevent non-compliance including monitoring to ensure these procedures are being adhered to;
- Ensuring that LSM’s Compliance Strategy is in line with its broader strategic objectives.
- Working with the business to assess new opportunities and ensuring appropriate control frameworks are established;
- Working closely with Liberty Mutual Group Compliance & Ethics to ensure that the LSM compliance framework is consistent with the framework in place for the Liberty Mutual Group;
- Reporting to the LSM governing bodies in relation to the management of compliance risk including the provision of all relevant management information to allow key decision making to be undertaken;
- For a number of compliance and conduct processes, act as the point of contact for the business for all reporting;
- Working with HR, develop and implement relevant and timely compliance education and training to all LSM colleagues.

**Key Responsibilities**
- Working as a member of the LSM Compliance Function’s Advisory and Assurance Pillar in undertaking its responsibilities outlined above.
- The Senior Compliance Analyst will be expected to represent the Compliance Function at certain governing body meetings, reporting on compliance matters and participating in executive management matters.
- The Senior Compliance Analyst will effectively contribute to putting in place, and the delivery of, an effective compliance monitoring program (included within the Compliance Plan) across LSM businesses and locations. This will include participating in day to day monitoring activity such as ensuring all regulatory deadlines are met.
- Assisting in the oversight of compliance processes to ensure appropriate advice in relation to regulatory matters is provided to the business in an effective and efficient manner.
- Assisting in the oversight of due diligence for a variety of new business opportunities and verify a range of controls across existing operations.
- Assisting on the Compliance Function’s oversight and assurance of the Conduct Risk framework and associated procedures.
- Assisting on the Compliance Function’s oversight and assurance of the Financial Crime framework and associated procedures.
- Supporting the Head of Compliance in managing the regulatory relationship with LSM’s key regulators including the PRA, FCA and Lloyd’s (and relevant overseas regulators).
- Participating in the delivery of an effective LSM compliance training program.
- Assisting the Compliance Officer in supporting and guiding more junior members of the Advisory and Assurance team.
- Work closely with the Compliance team and other relevant stakeholders to deliver change projects effectively and efficiently.
- Support the Head of Compliance in the management of the relationship with Liberty Mutual Group Compliance & Ethics department.
- Lead on and effectively contribute to allocated workstreams and projects to deliver outcomes in line with agreed deadlines, escalating issues promptly.
- Provide concise

  • Senior Operations Risk Analyst

    il y a 3 semaines

    Luxembourg Redstone Legal, Risk and Compliance Search Temps plein

    Job Reference**:RS1465** Job Reference**:RS1465** Job Title**:Senior Operations Risk Analyst** Location**:Europe** Area**:Other, Softs&Agriculture** Role**:Operations&Logistics, Risk Management** Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive...

  • Senior Compliance Analyst

    il y a 2 semaines

    Luxembourg, Luxembourg Liberty Specialty Markets Temps plein

    General information:Country:LuxembourgCreation Date:12-Mar-2024Employment Type:PermanentEmployment Type:Full timeRef #:Description & Requirements:Role Title: Senior Compliance AnalystDepartment: ComplianceDivision: Risk and ComplianceLocation: LondonType: PermanentRegulated Role - Conduct/Certified/Senior Manager: ConductAbout the Role:The Senior Compliance...

  • Compliance Senior Analyst

    il y a 4 semaines

    Luxembourg FIS Global Temps plein

    **Position Type**: Full time **Type Of Hire**: Experienced (relevant combo of work and education) **Education Desired**: Bachelor of Business Administration - Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented...

  • Compliance Senior Analyst

    il y a 4 semaines

    Luxembourg FIS Global Temps plein

    **Position Type**: Full time **Type Of Hire**: Experienced (relevant combo of work and education) **Education Desired**: Bachelor of Business Administration **Travel Percentage**: 0% - Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and...

  • Senior Compliance Risk Analyst

    il y a 3 semaines

    Luxembourg Banque de Luxembourg Temps plein

    **Type de contrat**: CDI **Temps de travail**: Temps plein **Activités / Missions**: A la Banque de Luxembourg, nous desservons trois types de clients : les clients privés, les clients entreprises de type familial, et les clients professionnels issus des métiers de la gestion d'actifs. Notre département Compliance recherche un-e Senior Compliance Risk...

  • Senior Compliance Risk Analyst

    il y a 2 semaines

    Luxembourg, Luxembourg Banque de Luxembourg Temps plein

    **Type de contrat**:CDI**Temps de travail**:Temps plein**Activités / Missions**:A la Banque de Luxembourg, nous desservons trois types de clients : les clients privés, les clients entreprises de type familial, et les clients professionnels issus des métiers de la gestion d'actifs.Notre département Compliance recherche un-e Senior Compliance Risk Analyst...

  • Compliance Analyst Senior

    il y a 2 semaines

    Luxembourg, Luxembourg FIS Global Temps plein

    Position Type:Full timeType Of Hire:Experienced (relevant combo of work and education)Education Desired:Bachelor of Business AdministrationTravel Percentage:0% Are you curious, motivated, and forwardthinking? At FIS you'll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented...

  • Compliance Senior Analyst

    il y a 2 semaines

    Luxembourg, Luxembourg FIS Global Temps plein

    Position Type:Full timeType Of Hire:Experienced (relevant combo of work and education)Education Desired:Bachelor of Business Administration Are you curious, motivated, and forwardthinking? At FIS you'll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people empower us, and we...

  • Compliance Analyst

    il y a 6 jours

    Luxembourg, Luxembourg SOFITEX TALENT RECRUITMENT Temps plein

    For our client based in Luxembourg-Ville, we are currently looking for a : Compliance Analyst (M/F) The EDD analyst provides support to the EDD manager with the reviews and approval of High-Risk customers for SARL and eCUK. The EDD analyst reports directly to the EU EDD manager. Regular duties · Support the EDD manager with the reviews and approval of...

  • Compliance Analyst Senior

    il y a 4 semaines

    Luxembourg FIS Global Temps plein

    **Position Type**: Full time **Type Of Hire**: Experienced (relevant combo of work and education) **Education Desired**: Bachelor of Business Administration **Travel Percentage**: 0% - Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and...

  • Operations Risk Analyst

    il y a 3 semaines

    Luxembourg Redstone Legal, Risk and Compliance Search Temps plein

    Job Reference**:RS0990** Job Reference**:RS0990** Job Title**:Operations Risk Analyst** Location**:Europe** Area**:Other, Softs&Agriculture** Role**:Operations&Logistics, Risk Management** Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of...

  • Compliance Analyst

    il y a 2 semaines

    Luxembourg, Luxembourg Sofitex Talent Recruitment Temps plein

    LE POSTE :For our client based in Luxembourg-Ville, we are currently looking for a :Compliance Analyst (M/F)The EDD analyst provides support to the EDD manager with the reviews and approval of High-Risk customers for SARL and eCUK. The EDD analyst reports directly to the EU EDD manager. Regular duties · Support the EDD manager with the reviews and approval...

  • Fund Investment Compliance Senior Analyst(fcsa)

    il y a 3 semaines

    Luxembourg State Street Corporation Temps plein

    -State Street Corporation Luxembourg Posted 5 hours ago Permanent Competitive - Fund Investment Compliance Senior Analyst("FCSA"), Senior Associate (Hybrid) Fixed Term**Who we are looking for** As part of our business expansion in Luxemburg we are looking for an experienced Fund Investment Compliance Senior Analyst ("FCSA" with investment compliance...

  • Operations Risk Analyst

    il y a 2 semaines

    Luxembourg, Luxembourg Redstone Legal, Risk and Compliance Search Temps plein

    Job Reference:RS0990Job Reference:RS0990Job Title:Operations Risk AnalystLocation:EuropeArea:Other, Softs&AgricultureRole:Operations&Logistics, Risk ManagementRedstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks, Private Banks, Boutiques,...

  • Fund Investment Compliance Senior Analyst(fcsa)

    il y a 2 semaines

    Luxembourg, Luxembourg State Street Corporation Temps plein

    State Street CorporationLuxembourgPosted 5 hours ago Permanent Competitive Fund Investment Compliance Senior Analyst("FCSA"), Senior Associate (Hybrid) Fixed TermWho we are looking forAs part of our business expansion in Luxemburg we are looking for an experienced Fund Investment Compliance Senior Analyst ("FCSA" with investment compliance experience)...

  • Compliance Analyst

    il y a 6 jours

    Luxembourg Aztec Group Temps plein

    %MCEPASTEBIN% **Report to Compliance Manager** As a Compliance Analyst you will be dedicated at completing, on a regular basis, the Aztec compliance monitoring programmes, and will be involved in AML/ Client Facing Team matters to provide assistance in different regulatory matters. In turn, you will become a key advisor to the business units, to the Senior...

  • Compliance Analyst

    il y a 7 jours

    Luxembourg SOFITEX TALENT RECRUITMENT Temps plein

    For our client based in Luxembourg-Ville, we are currently looking for a : Compliance Analyst (M/F) The EDD analyst provides support to the EDD manager with the reviews and approval of High-Risk customers for SARL and eCUK. The EDD analyst reports directly to the EU EDD manager. Regular duties · Support the EDD manager with the reviews and approval of...

  • Fund Compliance Analyst, Senior Associate

    il y a 7 jours

    Luxembourg State Street Corporation Temps plein

    Fund Compliance Analyst, Senior Associate **Who we are looking for** Reporting to the Fund Investment Compliance Assistant Vice President, the Fund Investment Compliance Senior Associate ("FCSA") supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch's depositary duties. The FCSA assists...

  • Compliance Analyst/associate

    il y a 3 semaines

    Luxembourg GP Bullhound Temps plein

    **Compliance Analyst/Associate - (AIFM)** **Luxembourg** **Permanent **Who We Are **Our Values - Focus on clients - Be a Bullhound - Play your part Build the future **Your Role The role will primarily involve responsibility in the compliance and AML function of an investment fund manager. **Responsibilities - Establish, implement and maintain adequate...

  • Senior Depository Analyst

    il y a 4 semaines

    Luxembourg Funds Talent Temps plein

    **Senior Depository Analyst**: **Luxembourg City**: **About the role**: Are you a skilled and dedicated financial professional with a passion for precision and a deep understanding of depository operations? We are currently seeking a Senior Depository Analyst to join our dynamic team and play a pivotal role in ensuring the accuracy and efficiency of our...