Senior Regulatory Officer

About the RoleWe are seeking a highly skilled and experienced Senior Regulatory Officer to join our team at Avega S.à r.l. in Luxembourg.Key ResponsibilitiesLead a team of 2-5 people in providing investor-related services, including onboarding, communication, and ongoing monitoring tasks.Develop and enhance our Regulatory department, ensuring compliance...

Arendt Regulatory & Consulting S.A. is a Luxembourg-based advisory company active in the areas of risk and compliance, business, fraud investigation and regulatory advisory, fund distribution and governance. It offers regulatory consulting and advisory services and assistance to an international and sophisticated client base across multiple industries. Fraud...

**AML Regulatory Senior Consultant / Manager**: Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong background in regulatory and business consultancy. Our 120 experts offer regulatory consulting and advisory services and assistance to an international and...

Description Located in the heart of Luxembourg city, the Luxembourg Stock Exchange (LuxSE) is home to over 42,500 international securities and gathers diverse and committed teams covering listing, trading, information services and of course, the Luxembourg Green Exchange (LGX) - the world’s leading platform dedicated to sustainable finance. By joining...

Nous représentons une banque spécialisée dans la gestion de fortune et non cotée. Notre client est aujourd’hui à la recherche d’un « Senior Regulatory » qui rejoindra un département d’une quinzaine de personnes. **Votre rôle**: ous serez responsable de surveiller et de garantir le respect des réglementations en vigueur, tout en identifiant...

(Senior) Regulatory Compliance Officer ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair...

**THE COMPANY**: We are working with an international financial institute who are looking for a MiFID specialist to join the team. The role is a Senior Regulatory Compliance Officer. **THE RESPONSIBILITIES**: - Analyse new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.); - Identify the...

About the RoleWe are seeking a highly skilled Senior Regulatory Officer to join our team at Avega S.à r.l. in Luxembourg. As a key member of our Regulatory department, you will be responsible for leading a team of 2-5 people and overseeing the performance of investor-related services.Key ResponsibilitiesLead a team of 2-5 people in the diligent onboarding...

About our companyWe are a leading service provider in the European energy market, partnering with major players to facilitate cross-border transmission capacity. Our headquarters are located in Luxembourg, where we host the single leading trading platform for the region.As a trusted partner, we ensure compliance with EU regulations and provide essential...

Your missionLead a team of 2-5 peopleBe responsible for the performance of investor related services;The diligent onboarding of our clients and investorsCommunication with investorsReview of subscription agreementsMaintenance of KYC informationPerformance of ongoing monitoring tasks related to investorsContribution to the establishment and maintenance of...

Your mission Lead a team of 2-5 people Be responsible for the performance of investor related services; the diligent onboarding of our clients and investors; the communication with investors; review of subscription agreements; maintenance of KYC information; performance of ongoing monitoring tasks related to investors; contribute to the establishment and...

ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team in the domains of Unfair Customer Treatment (MiFID, SFDR, IDD, customers’ protection, etc.) and Regulatory Registration (cross border compliance). Job description The Conduct Compliance & Ethics (CC&E) team is in charge...

**ABOUT US** We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the...

**Our company** EFG Bank is the Swiss Private Banking subsidiary of EFG International. Headquartered in Zurich, it has an international network spanning Europe, Asia Pacific and Latin America, and manages assets for private clients all over the world. The bank’s services comprise asset management, investment counselling, securities brokerage, estate...

A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all...

About the RoleThe Accounting Regulatory Reporting Senior Officer will play a vital role in optimizing Advanzia's accounting and reporting systems. As part of the Finance department, you will interact with various internal and external stakeholders and develop an in-depth understanding of the bank's inner workings.Key ResponsibilitiesDrive the...

Senior Compliance Officer / Conducting Officer - AIFM Our Real Estate Investment Management client is looking for a Senior Compliance Officer in Luxembourg. The candidate should have experience, preferably with another Luxembourg AIFM. This role offers significant growth potential, with the opportunity to develop into/take over the Conducting Officer...

About the JobThe Accounting and Regulatory Reporting Senior Officer will play a crucial role in optimizing Advanzia's accounting and reporting systems. As part of the Finance department, you will interact with various internal and external stakeholders and develop an in-depth understanding of the bank's inner workings.Key ResponsibilitiesDrive the...

**Senior Business Analyst**: Arendt Regulatory & Consulting S.A. is a Luxembourg-based advisory company active in the areas of risk and compliance, business, fraud investigation and regulatory advisory, fund distribution and governance. It offers regulatory consulting and advisory services and assistance to an international and sophisticated client base...

**Senior Consultant - Investment funds distribution**: Arendt Regulatory & Consulting S.A. is a Luxembourg-based advisory company active in the areas of risk and compliance, business, fraud investigation and regulatory advisory, fund distribution and governance. It offers regulatory consulting and advisory services and assistance to an international and...