Senior Compliance Advisor – MiFID and Market Abuse Surveillance Expert
il y a 4 semaines
Our client is a leading Bank and is looking for a Senior Compliance Advisor – MiFID and Market Abuse Surveillance Expert. An opportunity has arisen for a high-caliber regulatory compliance officer to join this high-performing team. The Senior Compliance Advisor specializing in MiFID and Market Abuse Surveillance plays a pivotal role in our client's Compliance Department, supporting the adherence to all MiFID and Market Abuse regulations, internal policies, and industry standards. We are seeking an experienced professional to strengthen regulatory expertise within the organization. For the right candidate, this role will offer an unrivaled opportunity to launch their career into the path of future authorized management within a Private Bank context.
The role:
Will include, but are not limited to, working by both regulations and Group policies and procedures to:
- Stay updated on developments in relevant legislation.
- Analyse new regulations and related documents.
- Identify compliance risks and impacts on Bank activities.
- Draft and review MiFID policies and procedures.
- Evaluate first line of defence controls and manage compliance risks.
- Monitor implementation of MiFID processes.
- Design new controls and communicate findings to stakeholders.
- Review contractual agreements with law firms.
- Provide guidance to Chief Compliance Officer and other departments.
- Operate Market Abuse Surveillance system.
- Assist in lodging STOR to Regulator for suspicious transactions.
- Participate in projects implementing regulatory developments.
- Assist in compliance reporting (internal and external).
- Provide recommendations and guidance for corrective actions.
- Liaise with internal and external parties on compliance matters.
- Conduct compliance awareness and training sessions.
Your profile:
- University degree in business management, law, or equivalent.
- Ideally ca. 5-7 years of regulatory compliance experience, including each 2-3 years with both, MiFID and Market Abuse.
- Proficient in Luxembourg financial sector laws and regulations.
- Strong organizational, analytical, and logical skills.
- Excellent written and verbal communication in English. Some French knowledge is required as well due to understanding the Luxembourgish regulations.
If you are interested in this position or would like to discuss other roles that we are currently recruiting for, please forward your CV in English to Alan Chbeir by applying online.
Greenfield Luxembourg is an equal opportunities employer and welcomes applicants from all sectors of the Community. Due to the nature of our client engagements, we are however unable to support applicants that are outside of our core market areas; and/or do not have an existing eligibility to work in Luxembourg or are not EEA/EU/Schengen country Citizens. We are unable to provide work permits or visa sponsorship opportunities.
Greenfield Luxembourg are an equal opportunities employer and welcome applicants from all sectors of the Community. Due to the nature of our client engagements, we are however unable to support applicants that are outside of our core market areas; and/or do not have an existing eligibility to work in Luxembourg or are not EEA/EU/Schengen Citizens. We are unable to provide work permit or visa sponsorship opportunities.
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