Senior/Assistant Manager Fund Compliance Officer
Il y a 3 mois
BDO, one of the largest global audit and advisory organisations, is present in 166 countries and employs more than 115.000 people.
At BDO Luxembourg, with more than 650 professionals and more than 40 nationalities, we offer our clients worldwide high-quality advice and service in audit, accounting, tax consultancy, financial engineering, human resources, and information technology.
We have one mission: offering our clients the collective expertise of an international network as well as a personalised service and valued relationship.
In order to support the growth of our Fund team, we are currently looking for an:
Senior/Assistant Manager Fund Compliance Officer (m/f)
Reporting to the Compliance Director, the Fund Compliance Officer is responsible to ensure outstanding service to our clients, auditors and the Regulator (CSSF) in sync with a continuous improvement and evolution of the Fund Compliance team.
Responsibilities
- Review due diligence of new client structures on-boarding and requests from the Transfer Agent for due diligence on investors;
- Manage the whole day-to-day Fund Compliance process to ensure reports are completed with high accuracy (take prompt action to correct problems, review breaches and impact calculation, prepares and reviews management reports etc.);
- On a daily basis, screen clients, investors and related parties against sanction lists and PEP lists review, follow-up and escalation;
- Review Transaction Monitoring reports from the Transfer Agent;
- Annual review of PEP register and High-Risk clients and investors;
- Follow up of queries from the Client Relationship Managers (CRMs);
- Review of account opening documentation and system update of Client details;
- Support the Compliance Director in the Internal Audit, External Audit process due diligence requests by relevant parties of their oversight to the client funds e.g. Boards, Depositary & AIFMs;
- Support the Compliance function for system or processes enhancement, for review and update of relevant policies and procedures;
- Liaise with first line of defense, attend meetings and perform due diligences;
- Respond promptly to client problems/queries on “business as usual” and requests while ensuring accuracy, timeliness and quality of client reports;
- Escalate issues to the Compliance Director.
Requirements
If…
- You have a Bachelor - Master degree in finance or law;
- You have at least 5 years of experience in fund compliance in Luxembourg; Mandatory;
- You have knowledge of the AIFMD and CSSF Circulars related to compliance;
- You are a champion in Luxembourg Fund Industry and regulations pertaining to investment compliance monitoring;
- You show good organizational skills in order to meet deadlines and to keep well-documented records;
- You communicate effectively and efficiently with clients, colleagues, managers and other departments and can work autonomously as well as part of a team;
- You are able to work under pressure
- You are familiar with sanction lists screening tools;
- You are fluent in French and English.
… then this offer is probably made for you
We offer
- Become part of a global organization with solid financial foundations, real ambition, entrepreneurial spirit and a clear strategy for growth;
- Work within a multicultural, pleasant and dynamic environment;
- Get attractive benefits and advantages (in-house free fitness room, canteen, homeworking, …);
- Get an extensive training plan to develop your knowledge and skills.
APCT1_LU
-
Fund Compliance Officer
il y a 1 mois
Luxembourg City BDO Luxembourg Temps pleinJob SummaryBDO Luxembourg, a leading audit and advisory firm, is seeking a highly skilled Fund Compliance Officer to join our team. As a Senior/Assistant Manager, you will be responsible for ensuring outstanding service to our clients, auditors, and the Regulator (CSSF) while continuously improving and evolving the Fund Compliance team.Key...
-
Assistant Manager | Fund Compliance | Gasperich
il y a 2 semaines
Luxembourg City AUSTIN BRIGHT S.àr.l. Temps pleinJoin a prominent service provider based in Gasperich, specializing in a wide array of client services with a focus on investment funds. This company offers a modern, digitalized workspace with bright, spacious offices spanning multiple floors, and a casual-chic dress code. You'll enjoy flexible hours (arrival until 9:30 a.m. and departure from 4:30...
-
Senior AML Compliance Officer
il y a 1 mois
Luxembourg City Paddock Fund Solutions Luxembourg Temps pleinJob Title: Senior AML Compliance OfficerPaddock Fund Solutions Luxembourg is seeking a highly skilled Senior AML Compliance Officer to join our team. As a key member of our Compliance Team, you will be responsible for reinforcing our day-to-day activities and providing ongoing support to all group companies on Compliance, Know-Your-Customer (KYC), and...
-
Senior AML Compliance Officer
il y a 2 semaines
Luxembourg City Paddock Fund Solutions Luxembourg Temps pleinJob Description:Paddock Fund Solutions Luxembourg is a Luxembourg-based independent fund management company. We are currently seeking a skilled Senior AML Compliance Officer to reinforce our Compliance Team.Key Responsibilities:Support the Compliance Team in their day-to-day activities and provide ongoing support to all group companies on Compliance,...
-
Senior AML Compliance Officer
il y a 4 semaines
Luxembourg City Paddock Fund Solutions Luxembourg Temps pleinpPaddock Fund Solutions Luxembourg is seeking a highly skilled Senior AML Compliance Officer to reinforce their Compliance Team in their day-to-day activities and provide ongoing support to all group companies on Compliance, Know-Your-Customer (KYC), and anti-money laundering (AML) issues./ph3Key Responsibilities:/h3ulliReview and analyze KYC files for new...
-
Senior Fund Compliance Officer | Service Provider
il y a 1 mois
Luxembourg City AUSTIN BRIGHT S.àr.l. Temps pleinUne société de services financiers renommée au Luxembourg est à la recherche d'un(e) Senior Fund Compliance Officer pour renforcer son équipe de conformité! Notre client, une entreprise internationale offrant des services dans l'audit, la fiscalité et le conseil compte plus de 500 collaborateurs. Ils croient en la diversité comme moteur...
-
Assistant Manager Fund Accounting
Il y a 6 mois
Luxembourg IQ-EQ Temps plein**Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description** Onboarding**: During client onboarding, fund accounting assistant managers undertake...
-
Senior Fund Compliance Officer at a major Service Provider
il y a 20 heures
Luxembourg City AUSTIN BRIGHT S.àr.l. Temps pleinA renowned financial services company in Luxembourg is looking for a Senior Fund Compliance Officer to strengthen its compliance team! Our client, an international company offering services in audit, tax, and consulting, has over 500 employees. They believe in diversity as a driver of innovation and excellence. Their values include transparency,...
-
Consultant As Senior Compliance/ Rc
Il y a 6 mois
Luxembourg Austin Bright Temps pleinAre you passionate about providing independent governance solutions to the financial sector and ensuring compliance support for investment funds and fund managers? Look no further! Our client is a leading provider of such solutions, focusing on both traditional and alternative sectors. As we continue to grow, we are excited to welcome a Senior Compliance...
-
Compliance Risk Manager
il y a 16 heures
Luxembourg City Paddock Fund Solutions Luxembourg Temps pleinPaddock Fund Solutions Luxembourg is a leading independent fund management company, providing comprehensive solutions for sub-threshold Alternative Investment Funds. As a Senior AML Compliance Officer, you will play a crucial role in supporting our clients with regulatory, legal, tax, and anti-money laundering compliance, ensuring smooth business...
-
Compliance Senior Officer
Il y a 5 mois
Luxembourg Alter Domus Temps pleinFor our office in Luxembourg, we are currently looking for a COMPLIANCE SENIOR OFFICER. We offer a dynamic and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career. **JOB DESCRIPTION**: - Ensure that Alter Domus Alternative Asset Fund Administration (ADAAFA) and Alter Domus Depository...
-
Senior Compliance Officer
Il y a 5 mois
Luxembourg VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Temps plein**Senior Compliance Officer**: Would you describe yourself as an enthusiastic, results-oriented person with an entrepreneurial mindset? Then you'll feel right at home here. We offer a comprehensive range of fund-related services. With our system-based, pragmatic, hands-on approach, we help independent wealth managers and family offices achieve success by...
-
Senior Fund Compliance Officer Service Provider
il y a 1 mois
Luxembourg Austin Bright Temps pleinUne société de services financiers renommée au Luxembourg est à la recherche d'un(e) Senior Fund Compliance Officer pour renforcer son équipe de conformité! Notre client, une entreprise internationale offrant des services dans l'audit, la fiscalité et le conseil compte plus de 500 collaborateurs. Ils croient en la diversité comme moteur d'innovation...
-
Senior Fund Compliance Officer at a Major Service
il y a 2 jours
Luxembourg Austin Bright Temps pleinA renowned financial services company in Luxembourg is looking for a Senior Fund Compliance Officer to strengthen its compliance team! Our client, an international company offering services in audit, tax, and consulting, has over 500 employees. They believe in diversity as a driver of innovation and excellence. Their values include transparency, integrity,...
-
Fund Compliance Officer, Officer
Il y a 5 mois
Luxembourg State Street Corporation Temps pleinFund Compliance Officer, Officer **Who we are looking for** Reporting to the Fund Compliance Assistant Vice President (AVP), the Fund Compliance Officer (CFO) is responsible for the management and supervision of the Fund Compliance Analysts for all aspects of day-to-day fund compliance monitoring, including the daily work/deliveries of clients'...
-
Fund Compliance Officer, Officer
il y a 2 semaines
Luxembourg State Street Corporation Temps pleinFund Compliance Officer, Officer **Who we are looking for** Reporting to the Fund Compliance Assistant Vice President (AVP), the Fund Compliance Officer ("FCO") is responsible for the management and supervision of the Fund Compliance Analysts for all aspects of day-to-day fund compliance monitoring, including the daily work/deliveries of clients'...
-
Senior Compliance Officer
Il y a 2 mois
Luxembourg VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Temps plein**Senior Compliance Officer**: Do you always go the extra mile? Are you a natural communicator, focused on clients and driven by results? Then let's work together to exceed the expectations of our clients and to continue to write the success story of VP Bank. We will give you the room you need to pursue your passion for innovation and to bring your ideas to...
-
Senior Compliance Officer
il y a 2 semaines
Luxembourg Franklin Templeton Investments Temps pleinAt Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...
-
Fund Compliance Officer, Officer
Il y a 5 mois
Luxembourg State Street Temps pleinWho we are looking for Reporting to the Fund Compliance Assistant Vice President (AVP), the Fund Compliance Officer (CFO) is responsible for the management and supervision of the Fund Compliance Analysts for all aspects of day-to-day fund compliance monitoring, including the daily work/deliveries of clients’ reporting. The key responsibility of the FCO...
-
Fund Compliance Officer
il y a 4 semaines
Luxembourg City AUSTIN BRIGHT S.àr.l. Temps pleinFund Compliance OfficerAre you looking for a new career boost in a renowned service provider? We are seeking a Fund Compliance Officer to join our client located at « la Cloche d'Or ».This company will offer you opportunities to work with prestigious clients and it places well-being at work as the central value of their culture. After-work parties to build...
