Senior Investment Compliance
il y a 6 jours
Our Regulatory Intelligence & Services (RIS) team combines in-depth industry knowledge with technical expertise in the investment fund industry to proactively provide our clients with innovative compliance and regulatory services.
We cover various areas of regulatory compliance and respond to clients' questions on topics such as:
- Investment Compliance: review of eligibility of assets, their categorisation and the investment restrictions that apply to them in accordance with Luxembourg law. Support to Management Companies for any question they may have on Investment Compliance requirements and market practices.
- Marketing Compliance: review of marketing materials, which support promotional activities of a fund and ensure their compliance with EU and/or local regulations, as appropriate
- Business Compliance: review application and adherence to laws and regulations typically relevant to management companies, administrators, distributors and fund managers
- Support to cross-border distribution of funds (identification, interpretation and monitoring of rules to market a fund worldwide)
- Developing a strong understanding of the european and local rules and challenges related to the investment compliance of funds (UCITS and AIFs)
- Support the client in their questions linked to Investment Compliance requirements.
- Advising clients on the impacts of regulatory developments on their activities
- Contributing to the continuous maintenance and development of the department's regulatory database
- Assisting on projects and coordinating assistance to clients.
- Maintaining excellent relationships with existing clients as well as developing new relationships with asset managers
- Hold a Master's degree in law, economics or business administration
- Demonstrate a good knowledge of EU regulations on investment funds and Asset Management environment
- Having prior experience of at least 4 years in the investment Compliance fund industry is an asset
- Are a strong team player but also able to work autonomously
- Are flexible and able to work with tight deadlines
- Have experience in project management of regulatory changes
- Show excellent analytical, interpersonal and communication skills
- Are fluent in English – any other European language is an advantage
Deloitte Luxembourg welcomes you to a positive and flexible work environment. You'll discover our remarkable new premises, located in Cloche d'Or, Luxembourg's fastest growing Business Hub.
With more than 2,600 employees and 80 nationalities, our multicultural environment promotes a culture of inclusion, trust and recognition. Deloitte combines the power of a global network, with the agility of startup minded teams.
Join us and live with us the Deloitte experience.
-
Senior Investment Compliance and Eligibility Officer
il y a 2 semaines
Luxembourg, Luxembourg European Investment Fund Temps pleinEIF Posting:The European Investment Fund (EIF) is seeking to recruit for its Operations & Information Management Department (OIM) - Investment Compliance and Eligibility Division (ICE), at its headquarters in Luxembourg a Senior Investment Compliance and Eligibility Officer. This is a full-time position (possibly requiring travelling on an exceptional basis)...
-
Senior Investment Compliance
il y a 1 semaine
Luxembourg, Luxembourg Deloitte Luxembourg Temps pleinDeloitte Luxembourg welcomes you to a positive and flexible work environment. You'll discover our remarkable new premises, located in Cloche d'Or, Luxembourg's fastest growing Business Hub. With more than 2,600 employees and 80 nationalities, our multicultural environment promotes a culture of inclusion, trust and recognition. Deloitte combines the power of...
-
Fund Investment Compliance Senior Analyst(fcsa)
il y a 2 semaines
Luxembourg, Luxembourg State Street Corporation Temps pleinState Street CorporationLuxembourgPosted 5 hours ago Permanent Competitive Fund Investment Compliance Senior Analyst("FCSA"), Senior Associate (Hybrid) Fixed TermWho we are looking forAs part of our business expansion in Luxemburg we are looking for an experienced Fund Investment Compliance Senior Analyst ("FCSA" with investment compliance experience)...
-
Fund Investment Compliance Senior Analyst
il y a 2 semaines
Luxembourg, Luxembourg State Street Temps pleinWho are we looking forAs part of our business expansion in Luxemburg we are looking for an experienced Fund Investment Compliance Senior Analyst ("FCSA" with investment compliance experience) professional to join the Investment Compliance team.This position has responsibility for:Operations Management pertaining to investment compliance monitoringClient...
-
Fund Investment Compliance Senior Analyst
il y a 2 semaines
Luxembourg, Luxembourg State Street Temps pleinWho are we looking forAs part of our business expansion in Luxemburg we are looking for an experienced Fund Investment Compliance Senior Analyst ("FCSA" with investment compliance experience) professional to join the Investment Compliance team.This position has responsibility for:Operations Management pertaining to investment compliance monitoringClient...
-
Investment Compliance
il y a 4 semaines
Luxembourg, Luxembourg Deloitte Luxembourg Temps pleinYour potential teamOur team of Regulatory Intelligence & Services (RIS) merges extensive industry expertise with technical proficiency in the investment fund sector to proactively deliver innovative compliance and regulatory solutions to our clients.We address various facets of regulatory compliance and address client inquiries on subjects such as:Investment...
-
Investment Compliance
il y a 1 mois
Luxembourg, Luxembourg Deloitte Luxembourg Temps pleinYour potential teamOur team of Regulatory Intelligence & Services (RIS) merges extensive industry expertise with technical proficiency in the investment fund sector to proactively deliver innovative compliance and regulatory solutions to our clients.We address various facets of regulatory compliance and address client inquiries on subjects such as:Investment...
-
Investment Compliance
il y a 1 mois
Luxembourg, Luxembourg Deloitte Luxembourg Temps pleinDeloitte Luxembourg, with around 2,300 employees and with more than 77 nationalities, is a member of Deloitte Touche Tohmatsu Limited, one of the world's leading professional services firms in audit, tax, financial advisory and consulting. Every day our multidisciplinary teams work together to offer innovative solutions to our clients' complex issues. At the...
-
Investment Compliance
il y a 4 semaines
Luxembourg, Luxembourg Deloitte Luxembourg Temps pleinDeloitte Luxembourg, with around 2,300 employees and with more than 77 nationalities, is a member of Deloitte Touche Tohmatsu Limited, one of the world's leading professional services firms in audit, tax, financial advisory and consulting. Every day our multidisciplinary teams work together to offer innovative solutions to our clients' complex issues. At the...
-
Investment Compliance
il y a 2 semaines
Luxembourg, Luxembourg Deloitte Luxembourg Temps pleinDeloitte Luxembourg, with around 2,300 employees and with more than 77 nationalities, is a member of Deloitte Touche Tohmatsu Limited, one of the world's leading professional services firms in audit, tax, financial advisory and consulting. Every day our multidisciplinary teams work together to offer innovative solutions to our clients' complex issues. At the...
-
Investment Compliance and Eligibility Officers
il y a 2 semaines
Luxembourg, Luxembourg European Investment Fund Temps pleinEIF Posting:The European Investment Fund (EIF) is seeking to recruit for its _CIO - Client Service Department (CS) - Client Services - Equity & Debt Divisions__,__ __at its headquarters in Luxembourg,__ Investment Compliance and Eligibility Officers._ These are fulltime positions at grade 4/5 for which the EIF offers a permanent contract._ This is a generic...
-
Fund Investment Compliance
il y a 2 semaines
Luxembourg, Luxembourg State Street Temps pleinWho we are looking for Reporting to the Fund Investment Compliance Officer ("FCO"), the Fund Investment Compliance Senior Analyst ("FCSA") supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch's depositary duties. The FCSA assists in the process of reviewing investment guidelines in...
-
Senior Compliance Manager
il y a 2 semaines
Luxembourg, Luxembourg Austin Bright Temps pleinDo you want a better private life while having legal experience? Our client can help you maintain a healthy balance between your professional and personal lives while also recognizing your abilities.Established in 2018 in the heart of Luxembourg, they are actively expanding and developing while investing in their staff and ambitious businesses.The business...
-
Stagiaire - Investment Compliance
il y a 2 semaines
Luxembourg, Luxembourg BNP Paribas Temps pleinSTAGIAIRE - INVESTMENT COMPLIANCE (NUMÉRO DE L'EMPLOI : LUX022361)**_Cardif Lux Vie,_**_ compagnie d'assurance vie luxembourgeoise, exerce et développe ses activités sur le marché local et international._- Elle propose une gamme de produits d'épargne et d'assurance pour une clientèle high-net-worth individual et pour les particuliers au Luxembourg._-...
-
Senior Compliance
il y a 6 jours
Luxembourg, Luxembourg Austin Bright Temps pleinJoin a PSF that has been operating in Luxembourg for several decades. Located close to the station, the location is ideal, with easy access by public transport and nearby parking.Their portfolio is very varied, including commercial companies and SOPARFIs. With a dedicated team of 20 people, they favour stability and offer regular training for the...
-
Senior Compliance Manager
il y a 2 semaines
Luxembourg, Luxembourg Apex Group Temps pleinSenior Compliance ManagerLocation: Luxembourg city, LuxembourgDate Posted: Mar 3, 2023DescriptionAbout LRI GroupLuxembourg Regulated Investments established 1988: LRI Group, an Apex Group Company, is a leading investment services company based in Luxembourg. It provides asset managers and investors with three decades of experience in structuring and...
-
Senior Compliance Officer
il y a 1 mois
Luxembourg, Luxembourg Credit Suisse in Luxembourg Temps pleinSenior Compliance Officer #229196We Offer Join us as Senior Compliance Officer in an outstanding position within our Compliance Fund Plat-form Department. In your new role, you ensure adherence to laws and regulations, policies, guide-lines and standards across MultiConcept Fund Management S.A., and the managed investment funds. As part of your...
-
Senior Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Credit Suisse in Luxembourg Temps pleinSenior Compliance Officer #229196We Offer Join us as Senior Compliance Officer in an outstanding position within our Compliance Fund Plat-form Department. In your new role, you ensure adherence to laws and regulations, policies, guide-lines and standards across MultiConcept Fund Management S.A., and the managed investment funds. As part of your...
-
Senior Compliance Officer
il y a 4 semaines
Luxembourg, Luxembourg Credit Suisse in Luxembourg Temps pleinSenior Compliance Officer #229196We Offer Join us as Senior Compliance Officer in an outstanding position within our Compliance Fund Plat-form Department. In your new role, you ensure adherence to laws and regulations, policies, guide-lines and standards across MultiConcept Fund Management S.A., and the managed investment funds. As part of your...
-
Senior Compliance Manager
il y a 2 semaines
Luxembourg, Luxembourg Apex Group Temps pleinSenior Compliance ManagerLocation: Luxembourg city, LuxembourgDate Posted: Mar 15, 2023DescriptionAbout LRI GroupLuxembourg Regulated Investments established 1988: LRI Group, an Apex Group Company, is a leading investment services company based in Luxembourg. It provides asset managers and investors with three decades of experience in structuring and...
