Emplois actuels liés à Operational Compliance Officer - Luxembourg, Luxembourg - European Investment Bank

  • Junior Vat Compliance Officer

    Il y a 3 mois

    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Corporate Tax Compliance Officer

    il y a 4 semaines

    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...

  • Internship - Operational Aml & Compliance

    Il y a 3 mois

    Luxembourg Arendt & Medernach Temps plein

    Arendt Services, which is part of Arendt & Medernach, the largest law firm in Luxembourg, is regulated by the Luxembourg supervisory authority (CSSF - Commission de Surveillance du Secteur Financier) and operates under the status of Professional of Financial Sector (“PSF”). Arendt Services offers a wide range of services, such as domiciliation,...

  • Manager - Operational Compliance & Aml (M/F)

    Il y a 4 mois

    Luxembourg Arendt Investor Services Temps plein

    Arendt Investor Services, which is part of Arendt & Medernach, the largest law firm in Luxembourg, is regulated by the Luxembourg supervisory authority (CSSF - Commission de Surveillance du Secteur Financier) and operates under the status of Professional of Financial Sector (“PSF”). Arendt Investor Services offers a wide range of services, such as...

  • Internship - Operational Aml & Compliance (M/F)

    Il y a 4 mois

    Luxembourg Arendt Investor Services Temps plein

    Arendt Investor Services, which is part of Arendt & Medernach, the largest law firm in Luxembourg, is regulated by the Luxembourg supervisory authority (CSSF - Commission de Surveillance du Secteur Financier) and operates under the status of Professional of Financial Sector (“PSF”). Arendt Investor Services offers a wide range of services, such as...

  • Compliance Officer

    Il y a 3 mois

    Luxembourg Axis Temps plein

    Our client, a life insurance company operating on a European scale, is looking for a Compliance Officer to join their team. Based in Luxembourg, you will be responsible for ensuring regulatory compliance, participating in regulatory monitoring and implementing policies to combat fraud, prevent conflicts of interest and respect customer interests. If you have...

  • Senior Compliance Officer- Luxembourg

    Il y a 4 mois

    Luxembourg Saxton Leigh Temps plein

    **THE COMPANY**: Our client is a global fund management company that excels in providing comprehensive solutions to its clients. With their expertise and professionalism, they consistently deliver outstanding results. They are looking for a Senior Compliance Officer for their Luxembourg business. **THE RESPONSIBILITIES**: - Review and update of the actual...

  • Group Risk

    Il y a 4 mois

    Luxembourg SOFITEX Temps plein

    Description de l'entreprise Sofitex Talent Recruitment Fort d'une expérience de plus de 30 ans dans les Ressources Humaines, Sofitex est un réseau international de Travail Temporaire et de Placement en CDI. Sofitex fonde sa dynamique et son succès sur le professionnalisme de ses équipes, sa forte réactivité et sa proximité. Description de...

  • Conducting Officer Compliance Aifm

    Il y a 3 mois

    Luxembourg Funds Talent Temps plein

    **Conducting Officer Compliance | AIFM** We are currently working on a very interesting role of a **Conducting Officer for Compliance** with a newly established AIFM in Luxembourg operating globally in the private equity, real assets and credit investment funds markets. The primary function of the role is to lead the Compliance, AML and Delegation...

  • Compliance Officer

    Il y a 3 mois

    Luxembourg Fondation LHoFT Temps plein

    Company Introduction STOKR is a fast-growing FinTech company tokenising real world financial assets. STOKR as a supervised entity offers turn-key solutions covering all elements of institutional-grade asset tokenisation including sophisticated investment structuring, smart contract management, AML/KYC verification, payment rails (crypto and fiat), and the...

  • Compliance Officer

    il y a 1 mois

    Luxembourg City Broadstreet S.àr.l. Temps plein

    Do you value work life balance while working in a diverse and challenging environment? We, at Broad Street Luxembourg aim to offer our collaborators a human-sized company combined with the excellence of the Goldman Sachs group. Our mains values: Integrity, Excellence, Respect & Teamwork. To support our growth, we are currently looking for a Compliance...

  • Vie Operational Engineering Officer, Asset

    Il y a 4 mois

    Luxembourg BNP Paribas Temps plein

    VIE OPERATIONAL ENGINEERING OFFICER, ASSET MANAGEMENT - LUXEMBOURG, M/F (NUMÉRO DE L'EMPLOI : !V_AM_0057) **VIE Operational Engineering Officer, Asset Management - Luxembourg,** M/F** **Your daily routine?** The Operational Engineering team in Luxembourg is part of the Global Product Engineering department of BNP Paribas Asset Management (BNPP AM). The...

  • Compliance Officer

    Il y a 3 mois

    Luxembourg Lombard Odier & Cie Temps plein

    A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all...

  • Operational Risk Officer

    Il y a 4 mois

    Luxembourg Findel Airport ING Temps plein

    Are you somebody who.: - treasures integrity - takes initiatives - combines good analytical, coordination & organization skills - has good communication skills - is an autonomous and flexible team player - is able to deal with cultural differences, conflicting interests, complex and unforeseen challenge - helps develop a sustainable, effective and efficient...

  • Depositary Compliance Officer

    Il y a 3 mois

    Luxembourg IQ-EQ Temps plein

    **Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. - New Clients Acceptances, Customer Due Diligences, on-boarding process ensuring smooth on-boarding of...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg Franklin Templeton Investments Temps plein

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...

  • Risk & Compliance Officer - Luxembourg

    Il y a 4 mois

    Luxembourg Aviva Temps plein

    Risk & Compliance Officer - Luxembourg This is a great job for someone who has demonstratable knowledge of Compliance and Control functions alongside corporate secretary knowledge _._ A bit about the job: The Risk and Compliance Officer provides support to the Risk and Compliance teams and provides advice in relation to governance model and internal...

  • Business/operational Auditor, Officer, Hybrid

    Il y a 3 mois

    Luxembourg State Street Corporation Temps plein

    State Street Corporation LuxembourgPosted 1 day ago Permanent Competitive - Business/Operational Auditor, Officer, Hybrid **Who we are looking for** State Street Bank International GmbH (SSBI) is looking for a Business/Operational Auditor, Officer, for the support of our Corporate Audit Department with focus on financial services (e.g., fund administration...

  • Operationnal Risk Officer

    Il y a 3 mois

    Luxembourg PICTET Temps plein

    **Your team**: - The **Pictet Group** is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in financial centres worldwide, and currently employs over 5200 people. Pictet has been present since 1989 in Luxembourg, where it employs over 700...

  • Operationnal Risk Officer

    Il y a 4 mois

    Luxembourg Banque Pictet & Cie (Europe) AG, succursale de Luxembourg Temps plein

    **Your team** The **Pictet Group** is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in financial centres worldwide, and currently employs over 5200 people. Pictet has been present since 1989 in Luxembourg, where it employs over 700...

Operational Compliance Officer

Il y a 3 mois

Luxembourg, Luxembourg European Investment Bank Temps plein

The EIB, the European Union's bank, is seeking to recruit for its Portfolio Management & Monitoring Directorate (PMM) - Joint Middle Office Department (JMO) - Know Your Customer Division (KYC) - KYC Monitoring Unit (MON) at its headquarters in Luxembourg, an
(Associate) Operational Compliance Officer .



This is a full-time position at grade 4/5 for which the EIB offers a permanent contract.
- _internal benchmark (Associate) Officer / Analyst_

  • Panel interviews are anticipated for _February 2023._
    _ _

Purpose:


As an (Associate) Operational Compliance Officer, you will act as 1st Line of defence, identifying, assessing and following-up on Compliance risk relating to the Bank's new and existing counterparties in line with EIB's policies and procedures.

You will contribute to the implementation of the KYC process and AML-CFT Due diligence, organise and establish work procedures to take over new compliance responsibilities, contribute to the specific improvement projects or initiatives (new Client life cycle Management System).


Specific Post Environment:


The JMO/KYC Division is key in the successful implementation of the bank's AML-CFT policies in the 1st line of defence and centralizes the Compliance 1LoD tasks to acquire and maintain a good knowledge of the EIB counterparties, by identifying and verifying the identity of EIB counterparties, identifying and assessing the ML-FT risk factors linked to Sanctions, Adverse Media and presence of PEP.


Operating Network:

You will be part of a team of 15 staff members and will report to the Head of Unit.

You will work in cooperation with other Bank's services and with the European Investment Fund as well as with EIB counterparties.


Accountabilities:

  • End to end responsibility for completion, verification of the identity of the EIB counterparty and analysis of its corporate structure, with regards to its shareholding, its management and its controlling entity/beneficial ownership, on the basis of specialist corporate data providers (automated to the extent possible), publicly available sources and, if required, additional information provided by the services, with advisory support from 2nd Line of Défense when required.
  • Perform AML Due diligence on new and existing counterparties, i.e. Adverse Media, PEP and Sanctions screening, PEP register and PEP assessment, including counterparty risk assessment.
  • Ensure the monitoring of accurate and complete KYC/AML-CFT due diligence records on new and existing counterparties and ensure that Client lifecycle Management System is updated to reflect completion of review and relevant details; Identify issues with potential impact on AML-CFT Risk through batch screening Process (Sanctions, PEPs, Adverse Media).
  • Propose improvements and support the implementation of the necessary processes, procedures, IT systems, methodologies and working tools to conduct KYC/AML-CFT due diligence.
  • Execute the KYC/AML ongoing monitoring and periodical riskbased review of the active Relevant Counterparties.
  • Provide advice and recommendation on legal, corporate and compliance issue posed by the EIB counterparties.
  • Support the development and implementation of the procedures for creating and managing the standing data of all the EIB counterparts in loans, borrowing and treasury operations.
  • Liaise with staff in other services at the Bank and with the Relevant Counterparties for the collection, completion and of validation of KYC/AML Due Diligence when applicable.
  • Represent, directly or in collaboration with the Head of Unit, the Unit in specific projects, initiatives, working groups by planning, driving, or contributing to meetings, summarising and writing meeting minutes and following up on the outcomes.
  • Analyse and write comprehensive notes and reports to management and/or other directorates.
  • Produce and perform trainings and presentations to broad and diverse audience in the areas of competencies of the Unit.

Qualifications:

  • University degree, preferably in Finance, Law, Business Administration, or other relevant fields.
  • Minimum 3 years of relevant professional experience in areas related to KYC/ AML-CFT regulatory environment or other related compliance areas, preferably gained within the EU financial sector and/or in MDBs.
  • Knowledge of relevant KYC/AML-CFT regulations and best practices.
  • Previous experience in managing organizationwide processes involving structured procedures and heavy data implications would be an advantage.
  • Good communication and writing skills. Experience in writing comprehensive reports and producing and delivering presentations and trainings would be considered as an asset.
  • Knowledge of standard computer tools (advanced Excel and Power Point in particular); and full proficiency in internet searches; Knowledge of Compliance related data bases and IT tools.
  • Excellent knowledge of English and/or French (*), with a good command of the other. Due to