Investment Restriction Compliance Officer
il y a 2 semaines
About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families and institutions by remaining true to our enduring principles of service, expertise and integrity.
With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.
Role/Department
Working in the Fund Administration Product Control team in Luxembourg, you will be part of a team that is central to the success of our fund administration activities, with responsibility for the validation of funds administered in Luxembourg.
The key responsibilities of the role include:
- Monitoring day-to-day fund investment restrictions and policy monitoring (UCITS V, ESMA Guidelines, SIF Law, AIFM) and risk exposure calculation for funds under commitment approach.
- Assessment of breaches (active / passive) and CSSF reporting pursuant to Circular 02/7
- Ensure that all unresolved compliance issues are followed up to ensure prompt resolution
- Perform eligibility assessment towards UCITS prerequisites
- Support the team in the major integration project to support the migration of Fund Administration operations to the target operating model
Skills/Qualifications
- Previous experience with MIG21 or GP3 is a strong asset
- Ability to stay on track, even when dealing with tight deadlines
- Fluent in English; German and/or French could be a plus
Working with Us:
As a Northern Trust partner, greater achievements await.
You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.
As Northern Trust is a financial organisation, all new employees will be required to undergo a criminal record check.Reasonable accommodation:
We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
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