Cdd - Risk Investment and Monitoring Controls

il y a 2 semaines


Luxembourg, Luxembourg BNP Paribas Temps plein
CDD - RISK INVESTMENT AND MONITORING CONTROLS OFFICER (H/F) (JOB NUMBER: BNP023543)

**_BNP Paribas Asset Management_**_ is the asset management company of the BNP Paribas group. With assets under management totalling over EUR 500 billion and a staff of more than 4,000 present in over 40 countries, _**_BNP Paribas Asset Management_**_ offers a comprehensive range of financial management services to institutional clients and distributors around the globe._
- To support its current growth, _**_BNP Paribas Asset Management_**_ _**_(BNPP AM)_**_ is looking for a:_

**Risk Investment and Monitoring Controls officer (H/F)***

**CDD à pourvoir dès le 15/08/2023**

**Votre mission**

Les professionnels de la conformité des Fonds s'assurent que le fonds et/ou sa société de gestion et/ou son gérant agissent en conformité avec la loi et les documents constitutifs du fonds. Ils s'assurent que le plan de contrôle qu'ils appliquent tient compte i) des évolutions de la réglementation applicable et des pratiques de marché, ii) des spécificités produits (instruments financiers et nouvelles techniques) et des set-up des fonds, iii) des modifications dans les documents constitutifs du fonds. Dans leur fonction, ils gèrent également les relations avec les clients (i.e. fonds, Manco, gérant), les délégués du fond (i.e. FA, TA, collateral manager), les auditeurs et régulateurs.

Principales responsabilités:
1. Contrôle de restrictions et politiques d'investissement
- Contrôler quotidiennement le respect des limites des ratios légaux (incl. lois et prospectus) et contractuels.
- Identifier les dépassements, assurer leur remontée aux gestionnaires des fonds concernés conformément à la procédure d'escalade et assurer le suivi de leur correction dans les délais définis.
- Maintenir et faire évoluer un plan de contrôle selon les différents types de fonds d'investissement.

2. Veille réglementaire
- Se tenir informé des évolutions réglementaires et de leur impact sur l'activité.
- Assurer une veille sur les nouveaux instruments financiers et sur les techniques relatives.

3. Relations internes et externes
- Traiter et suivre les demandes internes et externes en relation avec les restrictions et politiques d'investissement.
- Assurer la communication externe (reporting et escalade réglementaire) avec les sociétés de gestion, les gestionnaires, les auditeurs et la CSSF.
- Assurer la communication vers les comités internes (conformité des processus et fonds avec la réglementation).

**Apport du poste**:
L'activité consistera principalement à contrôler le respect des limites d'investissements (réglementaires et contractuelles) applicables aux fonds Luxembourgeois gérés par BNPP AM Luxembourg. De ce fait, le titulaire du poste sera amené à utiliser les systèmes de contrôles automatisés en place, à suivre la résolution des alertes avec les équipes de gestion concernées (équipes localisées en Asie, Europe et USA), à participer activement à la vie des fonds et répondre aux demandes des auditeurs, régulateurs et/ou clients.

**Environnement de travail**:
Le titulaire du poste rejoindra l'équipe RISK Investment Monitoring and Controls (RIMC) basée à Luxembourg et travaillera au sein de la fonction « Asset Management / Risk Management ».
**Votre profil**

**Etudes**:
Licence en finance, mathématiques, économie.

**Expérience Professionnelle**:
Au moins 3 ans sur un poste similaire

**Compétences Comportementales**:

- Proactivité
- Capacité d'adaptation
- Capacité à collaborer / travail d'équipe
- Esprit critique
- Capacité d'organisation
- Capacité à synthétiser / simplifier
- Rigueur

**Compétences Transverses**:

- Capacité à élaborer et à adapter un processus
- Capacité à gérer un projet
- Capacité d'analyse

**Compétences Techniques**:

- Solides compétences sur Microsoft Office, incluant Word, Excel et PowerPoint.
- Solides capacités d'analyse et de communication.
- Capacité à travailler sous pression et respecter les délais.
- Désir d'évoluer dans un environnement international.
- Intérêt actif et désir d'apprendre sur les marchés financiers. Une connaissance générale de l'activité « gestion d'actifs » et des instruments financiers est un plus.

**Compétences Linguistiques**:
Maitrise du français et de l'anglais (écrit et oral)
- Ou exigence supplémentaire Pour IDD et les agents d'assurance :_
- Cardif Lux Vie + sous-courtiers d'assurances, des agents d'assurances et des personnes qui, au sein des entreprises d'assurance et de réassurance prennent directement part à la distribution d'assurances ou de réassurances_
- _d'une part une copie de son carnet de formation continue, et _d'autre part différents documents afin d'attester son honorabilité, en particulier un extrait de casier judiciaire datant de moins de 3 mois (bulletin n°3 pour le Grand-Duché de Luxembourg), conformément aux di

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