Chief Compliance Officer/ Conducting Officer
il y a 2 semaines
Job type:
- Permanent
Emp type: - Fulltime
Industry: - Asset Management
Location: - Luxembourg
Job published:
Job ID:
- 33364Anderson Wise is happy to present this exciting opportunity for an experienced professional to join our client as a Chief Compliance Officer at our Alternative Investment Fund Manager (AIFM) in Luxembourg.
In this role, you'll play a vital part in ensuring our organization's compliance with regulations and managing various compliance-related responsibilities.
If you're a self-driven, collaborative, and experienced compliance expert, we encourage you to read on to learn more about the key responsibilities and qualifications for this position.
JOB RESPONSIBILITIES:
- Oversee the comprehensive compliance function, supported by the Compliance Team, ensuring adherence to prevailing regulations.
- Conduct compliance assessments for AML/CFT risk exposure and ongoing monitoring of delegates and business relationships.
- Execute adhoc projects to address evolving compliance needs.
- Identify and evaluate compliance risks for the AIFM, including those associated with new products, services, and activities.
- Review, implement, and monitor procedures, internal policies, and the compliance charter.
- Maintain and update the Compliance Monitoring plan, regularly assess control effectiveness, and provide recommendations for enhancements.
- Manage compliance registers, data trackers, and monitoring tools.
- Monitor and update KYC files, evaluating ongoing assessments.
- Develop and update compliance policies and procedures in line with local regulatory requirements.
- Assume responsibility for corporate governance at both AIFM and fund levels.
- Oversee Due Diligence and KYA procedures.
- Act as the contact person for goAML at both AIFM and fund levels.
- Perform the RC function for funds.
- Prepare internal compliance reports and recurring reports for senior management and board meetings.
- Provide guidance and, if needed, training to colleagues and departments on AML, KYC, and governance matters.
- Conduct training and awareness sessions for teams on compliance and regulations.
REQUIREMENTS:
- Possess strong AML/CTF knowledge and experience (8+ years in financial services or asset management), preferably with prior approval by the CSSF as a Conducting Officer for compliance.
- Formal experience as a Luxembourg lawyer is advantageous.
- Mandatory fluency in English; proficiency in other languages is beneficial.
- Exhibit strong communication and organizational skills.
- Demonstrate autonomy and attention to detail.
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