Chief Compliance Officer/ Conducting Officer

il y a 2 semaines


Luxembourg, Luxembourg Anderson Wise Temps plein

Job type:

  • Permanent
    Emp type:
  • Fulltime
    Industry:
  • Asset Management
    Location:
  • Luxembourg
    Job published:

Job ID:

  • 33364Anderson Wise is happy to present this exciting opportunity for an experienced professional to join our client as a Chief Compliance Officer at our Alternative Investment Fund Manager (AIFM) in Luxembourg.


In this role, you'll play a vital part in ensuring our organization's compliance with regulations and managing various compliance-related responsibilities.


If you're a self-driven, collaborative, and experienced compliance expert, we encourage you to read on to learn more about the key responsibilities and qualifications for this position.


JOB RESPONSIBILITIES:

  • Oversee the comprehensive compliance function, supported by the Compliance Team, ensuring adherence to prevailing regulations.
  • Conduct compliance assessments for AML/CFT risk exposure and ongoing monitoring of delegates and business relationships.
  • Execute adhoc projects to address evolving compliance needs.
  • Identify and evaluate compliance risks for the AIFM, including those associated with new products, services, and activities.
  • Review, implement, and monitor procedures, internal policies, and the compliance charter.
  • Maintain and update the Compliance Monitoring plan, regularly assess control effectiveness, and provide recommendations for enhancements.
  • Manage compliance registers, data trackers, and monitoring tools.
  • Monitor and update KYC files, evaluating ongoing assessments.
  • Develop and update compliance policies and procedures in line with local regulatory requirements.
  • Assume responsibility for corporate governance at both AIFM and fund levels.
  • Oversee Due Diligence and KYA procedures.
  • Act as the contact person for goAML at both AIFM and fund levels.
  • Perform the RC function for funds.
  • Prepare internal compliance reports and recurring reports for senior management and board meetings.
  • Provide guidance and, if needed, training to colleagues and departments on AML, KYC, and governance matters.
  • Conduct training and awareness sessions for teams on compliance and regulations.

REQUIREMENTS:

  • Possess strong AML/CTF knowledge and experience (8+ years in financial services or asset management), preferably with prior approval by the CSSF as a Conducting Officer for compliance.
  • Formal experience as a Luxembourg lawyer is advantageous.
  • Mandatory fluency in English; proficiency in other languages is beneficial.
  • Exhibit strong communication and organizational skills.
  • Demonstrate autonomy and attention to detail.
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