Compliance Officer Aifm

il y a 2 semaines


Luxembourg, Luxembourg Do recruitment advisors Temps plein

Contract Type:

Permanent

Location:

Luxembourg

Salary:

Market related

Start Date:

Reference:

JO

Contact Name:

Maria Diacenco

Job published:

17 February 2023

AIFM COMPLIANCE OFFICER (M/F)


We are delighted to support this prestigious PE firm in the recruitment of a new Compliance Officer for their Luxembourg AIFM.

This is a challenging and exciting opportunity to join a small but highly professional organisation.

The AIFM Compliance Officer is responsible for ensuring that the AIFM has a comprehensive and effective system to monitor and report on matters relating to AML compliance, internal risk, regulation, legislation, and control.


THE ROLE:

  • Anticipate, detect, and assess the compliance risk of the AIFM and assist the conducting officers in controlling these risks
  • Contribute to robust and effective compliance controls within the AIFM
  • Maintain/update the compliance monitoring plan as necessary and carry out the related controls and checks
  • Carry out AML/CTF procedures on all activities of the AIFM including AIFs investors onboarding and ongoing monitoring
  • Act as RC for the AIFM and for the AIFs under management by the AIF
  • Interact with the Conducting Officers on an ongoing daily basis, providing advice and guidance, and addresses any potential issues arising
  • Report on compliance and AML/CTF to the conducting officers and to the board of the AIFM
  • Point of contact with the Luxembourg financial regulatory body (CSSF) and any other jurisdictions
  • Ensure the policies and procedures manual is uptodate and adhered to by relevant staff
  • Remain regularly updated about regulatory environment, assess impact of changes and propose solutions
  • Supervise the tasks performed by the AML analysts
  • Provide compliance and AML training and raise awareness of all staff

THE PROFILE:

  • University degree in Law, Economics, Business Administration or equivalent, with Compliance certification or similar
  • At least 5 years relevant experience acquired in the field of compliance in the Financial Services sector in Luxembourg, ideally in an AIFM
  • Strong experience and knowledge in AML/CTF related controls
  • Experience in writing memos and minutes

THE CLIENT:


Our client is a leading European Private Equity firm with a diverse portfolio of investments across a range of markets.

The client offers an excellent opportunity to join an international company, great career perspective and a competitive package.
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