Junior Compliance Officer

il y a 2 jours


Luxembourg VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Temps plein

**Junior Compliance Officer M/F**: Would you describe yourself as an enthusiastic, results-oriented person with an entrepreneurial mindset? Then you'll feel right at home here. We offer a comprehensive range of fund-related services. With our system-based, pragmatic, hands-on approach, we help independent wealth managers and family offices achieve success by making their work easier. **Your challenge** - Contributing in the implementation of the compliance monitoring plan - Maintaining relevant policies and procedures, conducting risk assessments and participating in the drafting of various compliance reports - Supervising AML control activities carried out by the Transfer Agent Department, in particular by reviewing investors' files and doing sample checks (all risk ratings) - Being actively involved in reviewing the results from the screening tools (PEP, sanction lists and transaction monitoring) - Carrying out a set of quality controls, both of the activities of the Transfer Agent - Department and those of other departments involved in relationship-opening procedures - Maintaining due diligence questionnaires to ensure the compliance with the applicable regulations and the internal processes - Performing the initial and ongoing due diligence assessment and ongoing monitoring on the delegates - Supporting the CCO with the statutory audit, providing data to internal and external audit as required - Potential to take over the function "responsable du contrôle du respect des obligations" ("RC") for UCIs under management at a later stage **Your Profile** - Ideally you have successfully completed a degree in Business Law, Business Administration or Economics - A minimum of two years' professional experience in the Luxembourg investment fund industry within a Management Company/AIFM, investment firm or a Big Four, ideally combined with first experience in Compliance - Good knowledge of the Luxembourg fund industry and understanding of the practical aspects of the compliance function - You are a motivated person with a reliable and resilient personality - You provide a service-oriented mindset and a diplomatic approach - You have proactive problem solving skills with the ability to develop solutions independently - Very good PC skills (MS Office) - Fluency in English and German, French would be an advantage **Your benefits** Our employees are our pride and joy. VP Bank considers it important to give something back and to contribute to the well-being of each and every individual. We strive to do this every day. VP Bank employees enjoy respectful and fair treatment and also receive a wide range of benefits. **Your new working environment** VP Bank Group's fund business is combined under the umbrella of VP Fund Solutions and includes business with third party funds, private label funds and proprietary funds. We are a one stop shop offering a comprehensive range of services covering all aspects of fund business, from setting up funds through to fund administration, risk management, custodian services, UCITS- or AIFMD-compliant management companies, distribution support, fund brokerage and portfolio management.


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