Junior Compliance Officer
il y a 2 semaines
**What it's about**
In your role you will be responsible for supporting Partners Group's Luxembourg Head of Compliance in ensuring that Partners Group's CSSF-licensed Alternative Investment Fund Manager (AIFM) complies with its legal and regulatory obligations under the Luxembourg financial services regime.
The Luxembourg compliance function is responsible for all aspects of regulatory compliance on behalf of the AIFM - including conduct of business matters, cross-border aspects of managing and marketing funds, and prudential matters. It consists of a mixture between, performing hands-on compliance tasks, dealing with policy matters including adherence checks, providing regulatory advice and working on new business implementation projects.
Partners Group is a growing, dynamic fund management group, which translates into a challenging working environment with numerous opportunities to expand your domestic and international regulatory knowledge and experience.
**Responsibilities**:
- Maintaining and improving Partners Group's compliance monitoring program in Luxembourg, while ensuring it is compatible with the firm’s global compliance programme, aims and culture.
- Maintenance of compliance related systems and controls, conducting compliance checks and investigations
- Identifying, understanding and interpreting Luxembourg and EU financial services legislation and regulation.
- Liaising with external and internal auditors, prepare documentation for regulatory audits.
- Ensuring that regulatory reporting and filing is completed accurately.
- Ensuring adherence to the firm’s obligations by performing sample in-depth checks.
- Assisting with corporate governance and organisation.
- Ad-hoc support, whether on Luxembourg or international matters
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**What we expect**
- We are looking for an auditor profile with financial services experience (1+ years) or a committed compliance professional (2+ years of experience) with strong willingness to lean and develop their compliance know how
- Critical thinking and excellent communication skills in English (both written and verbal) are essential for this role. Knowledge of French language is a plus
- AML experience/exposure is an advantage
- We seek a self-motivated person, a fast learner with strong analytical, methodical, problem-solving skills and willingness to learn
- Good computer skills and proficiency in the MS Office suite
- Flexibility and a desire to be part of a successful firm
- A small amount of travel may be necessary but is not a core part of the role
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Search for help titles and content
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**What we offer**
- Other Callouts on this page
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