Due Diligence and Oversight Officer
il y a 7 jours
**Job Description**:
Our client is looking for a Due Diligence and Oversight Officer to join their Depositary Team. You will have experiences in oversight and control within financial services, perhaps from an Audit or Depository background with good understand of AIFM regulations.
Our client is a large and growing business, which has a dynamic and innovative culture, renowned for its investment in people and strong client service delivery. Our client offers a proactive environment. There is a hybrid working model and a positive work atmosphere.
Responsibilities include:
- Work with Manager to support and develop a due diligence and oversight framework on Central Administration, Custody and Management Companies/AIFMs. This might include but not be limited to facilitating due diligence questionnaires, and risk assessments; ensuring correct reporting and internal governance over process
- Effecting due diligence and service level reviews which could be on site or remotely managed, facilitating questions that arise and providing required support in order to finalize due diligence assessment
- Support Manager in preparation of required reporting
- Work with Manager to continuously improve depositary due diligence and oversight controls and associated internal governance
- Help with regulatory or ad hoc projects that may impact due diligence and oversight controls
- Experience in similar oversight and control environment either within Audit or Depositary
- Good practical knowledge of working in depositary with alternative funds (private equity, real estate, private debt, infrastructure)
- Good control, governance and risk management skills as well as strong analytic and project management skills
- Interest in and knowledge of regulations that impact alternative funds and depositary services as well as AIFM understanding
- Fluent English is essential, good knowledge of other European languages a plus
- Job Reference: 2992
-
Distribution Due Diligence Specialist
il y a 2 jours
Luxembourg M&G plc. Temps pleinDistribution Due Diligence Specialist At M&G our purpose is **to help people manage and grow their savings and investments, responsibly**. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our...
-
Distribution Due Diligence Specialist
il y a 2 heures
Luxembourg M&G plc Temps pleinAt M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...
-
Distributor Due Diligence Specialist
il y a 2 semaines
Luxembourg M&G plc Temps pleinAt M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...
-
Client and Distribution Due Diligence Specialist
il y a 5 jours
Luxembourg City M&G Luxembourg SA Temps pleinAt M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset Management, Life and Wealth. All three operating segments work together to deliver attractive financial...
-
Ongoing Due Diligence Registration Analyst
il y a 7 jours
Luxembourg State Street Temps plein**INTERNATIONAL FINANCIAL DATA SERVICES (IFDS)** A People Company IFDS’ best asset is its people. We have a great pool of talent surrounded by experienced senior teams and we care about our people. At IFDS, we continuously invest in our people by offering training, mobility opportunity, mentoring, and we support and nurture them in their career...
-
Registration Analyst
il y a 2 semaines
Luxembourg State Street Corporation Temps pleinRegistration Analyst - Ongoing Due Diligence, Associate **INTERNATIONAL FINANCIAL DATA SERVICES (IFDS)** IFDS, established in 2007, is a market leader in Transfer Agency Services committed to providing high quality services and technology to our clients, with European offices in Dublin and Luxembourg. IFDSL is owned equally by SS&C Technologies Holdings,...
-
Ongoing Due Diligence Registration Analyst
il y a 2 jours
Luxembourg State Street Temps pleinINTERNATIONAL FINANCIAL DATA SERVICES (IFDS) IFDS, established in 2007, is a market leader in Transfer Agency Services committed to providing high quality services and technology to our clients, with European offices in Dublin and Luxembourg. IFDSL is owned equally by SS&C Technologies Holdings, Inc. and State Street Bank Corporation. IFDSL services and...
-
Senior Client Due Diligence Officer
il y a 2 semaines
Luxembourg Partners Group Temps plein**What it's about** In addition, you will have to develop a relationship, collaborate and communicate with a multitude of other stakeholders such as local committee members, investors and regulatory bodies. Your tasks will include: - Maintaining a state of the art, risk-based control testing program on AML/CFT service providers, for a variety of areas,...
-
Depositary Bank Oversight Senior Officer
il y a 1 semaine
Luxembourg Findel Airport Quintet Private Bank Temps plein**Purpose of the Job**: Acting as a trusted partner for more than 400 Investment Sub-Funds (representing 18 Bln€ assets under depositary), with increasing focus on Alternative business (240 Sub-Funds), Quintet Luxembourg offers a comprehensive range of Depositary Bank services with teams specialized in alternative assets (private equity, private debts,...
-
AML Asset Due Diligence, Senior Officer
il y a 5 jours
Luxembourg, Luxembourg IQ-EQ Temps pleinCompany Description We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 6,500+ people across 24 jurisdictions and have assets under administration (AUA) exceeding US$857 billion. We work with 13...