Regulatory Change Reporting and Governance Specialist

il y a 6 jours

Luxembourg, Luxembourg Quintet Private Bank Temps plein 60.000 € - 120.000 € par an

Purpose of the Job

Quintet Private Bank is a leading private bank in the wealth management sector; we are committed to our clients and their families, and pride ourselves on our personalised service based on a deep understanding of what clients want to achieve. 
We are a bank headquartered in Luxembourg, with branches in Denmark, Germany, Netherlands and Belgium and a subsidiary in the UK and supervised by the CSSF with an ambition to stay true to our purpose to be the most trusted fiduciary of family wealth. When you join Quintet you are joining a company that values diversity of background, equal access to opportunities, career development, collaboration and inclusiveness. We want our employees to feel proud of being part of a company that is committed to do the right thing. You will have the opportunity to grow your career while developing personally and professionally through various resources and programmes. 

The Compliance Business Management is accountable to operate an effective, high quality compliance function across all locations. The main purpose of the role is to work closely in support of the Group Head of Compliance Business Management in defining and embedding the strategic objectives and quality improvements across the compliance function and provide enhanced visibility across all locations to the Group CCO.

Key Accountabilities
  • Preparation and presentation of Compliance reports for Quarterly boards and specific governance committees.
  • Standardisation/harmonisation of the locations reporting framework.
  • Coordinating the internal watch team meetings, which bring together various subject matter experts to consider applicability of new/changing regulation.  
  • Maintain the process for analysing and monitoring regulatory change across the locations, in particular through engagement with our regulatory change vendor.
  • Communicate regulatory change matters to the various bank entities.
  • Monitoring of functional owned Audit and risk items issued across all locations and insure closure on defined target dates.  
  • Support with the development, implementation and continuous improvement of operational risk controls for the compliance function.
  • Act as the Group Compliance function SPOC for any arising topics/projects requiring Compliance Business Management inputs.
  • Ensure in-scope functions are aware of the regulations and are conducting an impact analysis.
  • Prepare updates on new regulation to the Group Regulatory Steering Committee, and serve as committee Secretary.
Knowledge and Experience
  • Further professional Education (Masters / Professional qualification)
  • More than 5 years experience in a similar role 
  • Solid understanding of Private Banking business and Management Company activities (including applicable regulatory requirements)
  • Good understanding of financial crime, conduct-related and operational regulatory environment applicable to the private banking and wealth management industry
  • Strong understanding of the regulatory changes and ability to translate into impact analysis within the business
  • Communication (Verbal & Written)
Attributes and Qualities
  • Critical Thinking & Problem Solving
  • Collaborative Teamwork
  • Agility in a Matrix Organization
  • Excellent communicator 
Technical Skills

Sound knowledge of the MS Office software tools (including Excel, PowerPoint and Word)

Languages Skills
  • English: Fluent 
  • French: Fluent 

  • Senior Regulatory Reporting Specialist

    il y a 4 jours

    Luxembourg, Luxembourg Create Your Own Career Temps plein 90.000 € - 120.000 € par an

    We are looking for aSenior Regulatory Reporting Specialist (m/f/d)(unlimited, full-time) Join our team at our location in Luxembourg – flexible working conditions availableWhat you can expect:Responsibility for regulatory reporting of regulated companiesCompliance with regulatory liquidity and capital requirements of regulated companies including the...

  • Risk Reporting and Governance Officer

    il y a 6 jours

    Luxembourg, Luxembourg Deutsche Börse Group Temps plein 75.000 € - 120.000 € par an

    Your area of work:Clearstream Fund Centre Risk Management provides regular and ad hoc reports on Clearstream Fund Centre's qualitative and quantitative risk profile incorporating all relevant risk figures according to the internal assessments on the companywide capital and liquidity adequacy (ICAAP & ILAAP), e.g., key metrics quantifying operational,...

  • Regulatory Reporting Officer

    il y a 6 jours

    Luxembourg, Luxembourg Quintet Private Bank Temps plein 60.000 € - 90.000 € par an

    Purpose of the Job Quintet Private Bank is a leading private bank in the wealth management sector; we are committed to our clients and their families, and pride ourselves on our personalised service based on a deep understanding of what clients want to achieve. We are a bank headquartered in Luxembourg, with branches in Denmark, Germany, Netherlands...

  • Regulatory Reporting Associate

    il y a 6 jours

    Luxembourg, Luxembourg Randstad Temps plein 60.000 € - 75.000 € par an

    The Opportunity: 11-Month Contract at a Leading BankWe are looking for a Confirmed Fund Accountant for a crucial 11-month temporary mission with our client, a leading international bank.This role within the Tax and Regulatory Reporting Team requires 5+ years of practical experience in Fund Services, Fund Accounting, or Financial Reporting.We need a versatile...

  • Regulatory Compliance Lead

    il y a 4 jours

    Luxembourg, Luxembourg Bitstamp Temps plein 100.000 € - 150.000 € par an

    What you will be doing:  Bitstamp by Robinhood is seeking a highly skilled and experienced Regulatory  Compliance Manager based in Luxembourg to work within the Compliance team and report to the Head of Regulatory Compliance Policy and Governance.We are looking for brilliant talents willing to share our enthusiasm and passion for Bitstamp by Robinhood's...

  • Head of Reward Governance

    il y a 4 jours

    Luxembourg, Luxembourg Aztec Group Temps plein 100.000 € - 150.000 € par an

    Head of Reward Governance and Executive CompensationReports to the Head of Reward and PerformanceIn this role you will lead the design, governance, and delivery of executive compensation and equity plans, ensuring alignment with business strategy, regulatory compliance, and Remuneration Committee (RemCo) requirements. This role also acts as Deputy to the...

  • Senior Associate

    il y a 4 jours

    Luxembourg, Luxembourg Waystone Governance Ltd. Temps plein 104.000 € - 130.878 € par an

    Waystone leads the way in specialist services for the asset management industry.Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide.With over 20 years' experience and a comprehensive range of specialist services to its name, Waystone is now serving...

  • Regulatory, Intern

    il y a 4 jours

    Luxembourg, Luxembourg Arendt & Medernach Temps plein

    Arendt Regulatory & Consulting (ARC) is Arendt's dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong background in regulatory and business consultancy.Our 120 experts offer regulatory consulting and advisory services and assistance to an international and sophisticated client base across multiple industries....

  • Regulatory, Intern

    il y a 4 jours

    Luxembourg, Luxembourg Arendt & Medernach Temps plein

    Arendt Regulatory & Consulting (ARC) is Arendt's dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong background in regulatory and business consultancy.Our 120 experts offer regulatory consulting and advisory services and assistance to an international and sophisticated client base across multiple industries....

  • Internship - Governance & Resilience

    il y a 4 jours

    Luxembourg, Luxembourg Brown Brothers Harriman Temps plein 30.000 € - 50.000 € par an

    At BBH, Partnership is more than a form of ownership—it's our approach to business and relationships. We know that supporting your professional and personal goals is the best way to help our clients and advance our business. We take that responsibility seriously. With a 200-year legacy and a shared passion for what's next, this is the right place to build...