Regulatory Risk

il y a 2 semaines

Luxembourg Careers at Tide Temps plein

**ABOUT TIDE**:
At Tide, we are building a finance platform designed to save small businesses time and money. We provide our members with business accounts and related banking services, but also a comprehensive set of connected administrative solutions from invoicing to accounting.

Launched in 2017, Tide is now used by over **1 million small businesses** across the world and is available to UK, Indian and German SMEs. Headquartered in central London, with offices in Sofia, Hyderabad, Delhi, Berlin and Belgrade, Tide employs over 2000 employees.

Tide is rapidly growing, expanding into new markets and always looking for passionate and driven people. Join us in our mission to empower small businesses and help them save time and money.

**ABOUT THE TEAM**:
We are pleased to have a dynamic, forward-thinking group of professionals, deeply committed to supporting Tide in its growth while maintaining the highest standards of regulatory compliance and risk management. We have great cross-collaboration both within and outside the team and we pride ourselves on our team culture, ways of working and the support we provide to each other and to the business.

If joining the Compliance Team, you will be part of a supportive and knowledgeable group, with opportunities to work on complex, high-impact projects that contribute directly to Tide's success and growth. You'll be encouraged to bring new ideas, challenge the status quo, and take ownership of key compliance initiatives.

**WHAT YOU'LL BE DOING**:
As a Regulatory Risk & Compliance Manager - EUR, you will play a vital role in ensuring Tide complies with the evolving regulatory requirements set by the CSSF, Bafin and other regulators. You will be responsible for identifying, assessing, and mitigating regulatory risks, while ensuring that Tide's compliance frameworks are embedded across the business.

Working closely with teams across the organisation, including Product, Member Operations, Payments, Marketing, Legal and Finance, you will provide expert advice on regulatory developments, lead compliance initiatives, and integrate regulatory requirements into our day-to-day operations.

As a Regulatory Risk & Compliance Manager you will:

- Execute the Compliance Monitoring Plan, taking ownership of monitoring activities, addressing findings, and engaging stakeholders as needed.
- Research regulatory developments across Luxembourg, Germany, and the EU, assess their impact, and advise on necessary actions.
- Ensure accurate and timely regulatory reporting by working closely with business areas and conducting oversight checks where required.
- Provide regulatory guidance on product and service development, conducting compliance assessments for new initiatives.
- Maintain and update compliance policies in line with Luxembourg, German, and EU regulations, tracking required refresh cycles.
- Support the Regional Lead of Risk & Compliance and the Global Head of Compliance & Conduct Risk in regulatory engagements, strategic planning, and governance.
- Lead and actively participate in the Regulatory Risk & Compliance working group, ensuring key issues are identified, addressed, and escalated.
- Act as a liaison for external partners and service providers on oversight requests and regulatory expectations.
- Coordinate and deliver compliance and risk-related training across the business.
- Collect and prepare MI for internal governance reporting and external regulatory submissions.
- Track regulatory deadlines, file submissions, maintain a log of regulatory interactions, and prepare for meetings and inspections with CSSF, BaFin, and other authorities.
- Engage with internal teams to respond to compliance-related requests and regulatory inquiries, ensuring cross-functional alignment.
- Work closely with the 1LOD to remediate regulatory oversight findings and enhance controls.
- Identify, assess, and monitor regulatory risks, ensuring appropriate mitigation measures are in place.
- Support internal and external audits, participate in compliance reviews, and oversee effective remediation of findings.

**WHAT MAKES YOU A GREAT FIT**:

- At least seven years of experience in Compliance, Regulatory Risk, or Risk Management at a senior level within financial services.
- Strong expertise in Luxembourg (CSSF), Germany (BaFin), and EU financial regulations, including MiFID II, PSD2, GDPR, EBA Guidelines and related frameworks.
- Direct experience interacting with regulators, handling responses, managing notifications, and supporting regulatory inspections, audits, and thematic reviews.
- Experience in oversight functions, monitoring key risk indicators (KRIs), and providing Compliance Advisory on new initiatives, products, and services.
- Background in Banking, FinTech, Payments/E-Money firms, or Regulatory Consultancy.
- Experience working with firms under CSSF or BaFin regulations.
- Ability to interpret complex regulations, research requirements, and advise internal stakeholders on comp

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