Compliance Analyst

il y a 2 semaines


Luxembourg Schroders Temps plein

**Compliance Analyst**

**Who we’re looking for**

We are looking for an enthusiastic Compliance Analyst to work in our Compliance Function supporting our Asset Management business in Luxembourg and in our 10 branches across the EU. The environment is dynamic and the job offers lots of opportunities for growth and professional development.

**About Schroders**

We’re a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future.

We have around 6,000 people on six continents. And we’ve been around for over 200 years, but keep adapting as society and technology changes. What doesn’t change is our commitment to helping our clients, and society, prosper.

**The team**

The Compliance team is a highly experienced and competent local team of 9 professionals with excellent technical and business expertise, analytical skills, commitment and strong values and ethical standards. The team has a very open and collaborative work approach, handling multiple tasks efficiently as a team, holding each other accountable and delivering to high standards. The team is committed to continuously learning, sharing ideas, embracing change and enjoying our working day.

**What you’ll do**
- Perform reviews of marketing materials for compliance with applicable regulations and marketing policies and procedures
- Support in the preparation of the annual Compliance report, and other internal Compliance reports/KPIs
- Perform compliance assurance testing and monitoring reviews
- Provide support in regulatory change implementation projects
- Review and amend compliance policies, procedures and manuals in line with evolving legal and regulatory requirements
- Maintain up-to-date knowledge of relevant Asset Management regulations in order to effectively manage compliance risks

**The knowledge, experience and qualifications you need**
- Excellent oral and written communication skills in English.
- 1-2 years of experience in compliance, internal audit, operational risk, consulting or similar experience in the financial services industry
- University business related or law degree
- Excellent communication skills in English, both written and verbal
- Good organizational skills and computer literacy in Excel and Word.

**The knowledge, experience and qualifications that will help**
- Appropriate professional or post-graduate qualifications
- Good French language skills

**What you’ll be like**
- Takes the initiative on tasks
- Builds good relationships
- Confident communicator
- Client focused
- Solution oriented
- Highly organised and able to prioritise tasks
- Continuous learning and wish to grow
- Results oriented
- Personal integrity and accountability

**We’re looking for the best, whoever they are**

Schroders is an equal opportunities employer. You're welcome here whatever your socio-economic background, race, sex, gender identity, sexual orientation, religious belief, age or disability.


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