Regulatory Senior Officer

il y a 2 semaines


Luxembourg Alter Domus Temps plein

**ABOUT US**

We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.

With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the alternative, and join an organization where you progress on merit, where you can speak openly with whoever you are speaking to, and where you will be supported along whichever path you choose to take.

**JOB DESCRIPTION**:

- Draft, implement, review and amend policies, procedures, and templates for AML/CFT due diligence and coordinate the yearly review and update of AML/KYC handbooks and related materials under the supervision of the Manager. You are curious and keep yourself appraised of any change in regulation and policy.
- Analyze new CSSF circulars, AML laws, FATF publications, and other regulatory updates, provide concise summaries of them and inform the whole department including sanctions and their implications.
- Oversee the centralization of Client due diligence processes and review questionnaires, ensure compliance with regulatory requirements including attend client due diligence meetings when applicable.
- Audit Support: Facilitate internal and external audits by preparing necessary documentation together with the relevant teams and act as the Governance Team liaison for audit-related requests.
- Sample Checks & Monitoring: Conduct sample checks on investor onboarding and due diligence and provide quarterly reports and follow up on findings.
- Training & Development: Organize AML/KYC training for new and existing team members. Deliver case study-based sessions and specialized training on identified topics.
- Oversight and Coordination: Implement and monitor KYC delegated to a third party.
- Working effectively with key stakeholders using strong influencing skills to ensure a mutual satisfactory resolution of key issues.
- Ensure timely and accurate communication, report KPIs (responsiveness, quality, workload).

**YOUR PROFILE**:

- Bachelor’s or Master’s degree in Law, or a related field.
- At least 3-5 years of experience in compliance, AML/KYC, or a governance-related role within the financial sector.
- Experience in the Financial Services or Fund Services industry;
- Strong knowledge in Luxembourg fund administration regulations, CSSF circulars, AML laws, and FATF guidelines.
- You can organize, prioritize and manage your work effectively;
- You show high interest in regulatory and compliance topics;
- Fluent in English both spoken and written. Any other language will be considered an advantage;
- You will have strong interpersonal skills and can act independently but also be a team player;
- Ability to interpret/understand regulatory guidelines;
- Knowledge of legal entity structures both domestic and international;
- You are a results-oriented person;

**WHAT WE OFFER**:
We are committed to supporting your development, advancing your career, and providing benefits that matter to you.

Our industry-leading Alter Domus Academy offers six learning zones for every stage of your career, with resources tailored to your ambitions and resources from LinkedIn Learning.

Our global benefits also include:

- Support for professional accreditations such as ACCA and study leave
- Flexible arrangements, generous holidays, birthday leave
- Continuous mentoring along your career progression
- Active sports, events and social committees across our offices
- Support with mental, physical, emotional and financial support 24/7 from our Employee Assistance Program
- The opportunity to invest in our growth and success through our Employee Share Plan
- Plus additional local benefits depending on your location

**Equity in every sense of the word**

We are in the business of equity, in every sense of the word. For us, this means taking action to ensure every colleague has equal opportunity, valuing every voice and experience across our organisation, maintaining an inclusive culture where you can bring your whole self to work, and making Alter Domus a workplace where everyone feels they belong.

We celebrate our differences, and understand that our success relies on diverse perspectives and experiences, working towards shared goals and a common purpose. Thanks to the work of our Group DE&I Committee and network of DE&I Champions, we empower all of our people to be truly invested in the alternative.

We are committed to ensuring an inclusive recruiting and onboarding process. Please contact our hiring team if you require any accommodations to make our recruitment process more accessible for you.

LI-HYBRID


  • Senior Regulatory Officer

    il y a 2 semaines


    Luxembourg TMF Group Luxembourg Temps plein

    **Senior Regulatory Officer**: **About TMF Group** TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 9,100 experts and 120 offices in 85 jurisdictions worldwide serve corporates, financial institutions, asset managers, private clients and family offices, providing the...


  • Luxembourg Arendt Regulatory & Consulting Temps plein

    **AML Regulatory Senior Consultant / Manager**: Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong background in regulatory and business consultancy. Our 120 experts offer regulatory consulting and advisory services and assistance to an international and...


  • Luxembourg Findel Airport ING Temps plein

    ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team in the domains of Unfair Customer Treatment (MiFID, SFDR, IDD, customers’ protection, etc.) and Regulatory Registration (cross border compliance). Job description The Conduct Compliance & Ethics (CC&E) team is in charge...


  • Luxembourg Lombard Odier & Cie Temps plein

    A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all...

  • Regulatory Senior Officer

    il y a 2 jours


    Luxembourg Alter Domus Temps plein

    **ABOUT US** We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the...


  • Luxembourg EFG International Temps plein

    **Our company** EFG Bank is the Swiss Private Banking subsidiary of EFG International. Headquartered in Zurich, it has an international network spanning Europe, Asia Pacific and Latin America, and manages assets for private clients all over the world. The bank’s services comprise asset management, investment counselling, securities brokerage, estate...


  • Luxembourg TMF Group Temps plein

    **General Information**: - Job ID - 30910 - Location - Luxembourg, Luxembourg - Work Types - Full Time - Categories - Administration **About TMF Group** TMF Group is a leading provider of administrative services, helping clients invest and operate safely around the world. As we’re a global company with 11,000+ colleagues based in over 125 offices across...

  • Senior Regulatory Manager

    il y a 4 jours


    Luxembourg BlackRidge Group Temps plein

    **Job Information**: Work Experience - 5+ years Industry - Financial Services Contact Number - +352 20 61 04 Salary City - Luxembourg Country - Luxembourg Province - Luxembourg (fr) Postal Code - L-1116 **BLACKRIDGE GROUP HIRING FOR ONE OF HIS HISTORIC CLIENTS A **SENIOR REGULATORY MANAGER** **ROLE RESPONSIBILITIES** - Provide Technical AIFMD...

  • Senior Regulatory Analyst

    il y a 1 semaine


    Luxembourg Aztec Group Temps plein

    **Reports to Senior Regulatory Change Manager / Head of Regulatory Change and Outsourcing, Governance and Oversight** **Key responsibilities**: The responsibilities of the role include, but are not limited to: Outsourcing Governance - Support with maintenance of the Group Outsourcing Framework - Support in the operation of the monthly Luxembourg Outsourcing...


  • Luxembourg Julius Baer Temps plein

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. The (Junior) Regulatory Compliance Officer is part of the Julius Baer Europe’s Regulatory Compliance (RC) Competence...