Compliance Officer

il y a 1 semaine


Luxembourg Source Up Temps plein

You will be working in an international company based in Luxembourg with side offices in various European locations.

Recognized as a professional and reliable firm in its sector, they offer innovative solutions solutions and empower their employees to grow their expertise.

Our client fosters a culture of connection, proactivity and autonomy.

**About the offer**

Permanent contract

Location : Luxembourg - City Center

Top 3 Key competencies:

- Former exposure to compliance in the funds industry
- Minimum of 3 years as a compliance officer
- Fluent English, French is a plus

**About our client**
- Sector_ : Service provider in funds administration, domiciliation, reporting solutions, structuring_
- Values_ :_ Innovation | Excellence | Solution driven
- Employees_ :_ Worldwide +80

***Your missions****:

- **Compliance and Regulatory Support**:

- Assisting the Authorized Manager by offering legal and regulatory guidance to client-facing teams.
- Ensuring compliance with applicable laws, regulations, and internal policies across various aspects of the business.
- **Client Onboarding and Ongoing Monitoring**:

- Reviewing client onboarding documentation and processes, with a particular focus on ongoing client monitoring.
- Ensuring Know Your Customer (KYC) procedures are properly executed during onboarding and maintained for ongoing compliance.
- **KYC Reviews for Transfer Agent Business**:

- Involvement in the Transfer Agent function, where the focus would be on ensuring that investors' KYC information is up to date and meets regulatory standards.
- **Process Improvement in Compliance**:

- Continuously improving and streamlining processes, especially in relation to risk assessments and overall compliance management.
- Developing and updating policies, procedures, and controls in line with changes in laws and industry regulations.
- **Your profile**:
- Bachelor's degree in finance, business administration, law, or a related field; advanced degree or professional certification (e.g., CAMS, CFE, CRCM) preferred
- Minimum of 3 years of experience in compliance roles within the financial services industry, with specific expertise in the Luxembourg regulatory environment
- Proficient in Lux GAAP, fluent in French and English
- Excellent knowledge of the AML/TF regulatory environment.
- Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
- Access to your test results to guide you to your best career choices
- Interview coaching session before the client meeting
- Consistent and fair recruitment process with respect, transparency and trust


  • Sustainability Officer

    il y a 5 jours


    Luxembourg, Luxembourg beBeesustainability officer Temps plein 60.000 € - 80.000 €

    Job Title: Sustainability Officer - Environmental Strategy and ImpactJob Description:We are seeking a highly skilled Sustainability Officer to join our Corporate Sustainability Office. In this role, you will be responsible for coordinating operations and projects related to sustainability, working closely with various teams to support our environmental...

  • Compliance Officer

    il y a 2 jours


    Luxembourg Zurich Insurance Temps plein

    Zurich is one of the world’s leading insurance groups, and one of the few to operate on a global basis. Our mission is to help our customers understand and protect themselves from risk. With about 53,000 employees serving customers in more than 170 countries, we aspire to become the best global insurer as measured by our shareholders, customers and...

  • Compliance Officer

    il y a 2 jours


    Luxembourg JCW Resourcing Temps plein

    Lux, - Posted - 4 months ago- Duration - Permanent/Fixed Term- Salary - €50,000 - €70,000- Sector - Compliance & Financial Crime**Legal/AML Compliance Officer** As compliance officer you will be part of a fast-growing regulated cryptocurrency exchange based in Luxembourg. Working as part of the compliance team you will play a key role in the businesses...

  • Compliance Officer

    il y a 5 jours


    Luxembourg, Luxembourg beBeeCompliance Temps plein 35.000 € - 55.000 €

    Compliance Officer RoleWe are seeking a Compliance Officer to assist in the implementation and maintenance of our internal compliance framework, ensuring alignment with Luxembourg regulatory requirements.Assist in the development and implementation of compliance policies and procedures.Support client onboarding processes, including risk assessments and due...

  • Compliance Officer

    il y a 1 semaine


    Luxembourg Banque de Luxembourg Temps plein

    **Type de contrat**: CDI **Temps de travail**: Temps plein **Activités / Missions**: BLI - Banque de Luxembourg Investments est la société de gestion d'actifs de la Banque de Luxembourg. Elle propose des services de gestion de fonds et de portefeuilles aux clients privés et institutionnels. Depuis la signature des Principes d'Investissement Responsable...

  • Compliance Officer

    il y a 2 jours


    Luxembourg TMF Group Luxembourg Temps plein

    **About TMF Group** TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 9,100 experts and 120 offices in 85 jurisdictions worldwide serve corporates, financial institutions, asset managers, private clients and family offices, providing the combination of accounting, tax,...


  • Luxembourg Ares Management Temps plein

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Senior Compliance Officer

    il y a 3 jours


    Luxembourg beBeeCompliance Temps plein 900.000 € - 1.200.000 €

    Job Title: Senior Compliance OfficerJob SummaryWe are seeking an experienced Senior Compliance Officer to oversee the firm's compliance framework and lead a team of compliance professionals.Key Responsibilities:Develop, implement, and maintain internal compliance policies and procedures.Ensure compliance with all applicable laws and regulations, particularly...

  • Senior Compliance Officer

    il y a 2 jours


    Luxembourg Franklin Templeton Investments Temps plein

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...

  • Senior Compliance Officer

    il y a 5 jours


    Luxembourg beBeeCompliance Temps plein 55.000 € - 80.000 €

    Job Title: Senior Compliance Officer">We are seeking a skilled and motivated Senior Compliance Officer to join our team. In this role, you will be responsible for assisting with the implementation of Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT) policies. Key Responsibilities: