Senior Compliance Officer
il y a 7 jours
**About Apex Fund Services S.A.**
Apex Fund Services S.A. (AFS) is a Specialized Professional of the Financial Sector (PFS) duly regulated by the CSSF and delivering Central Administration, Register and Transfer Agency and all related ancillary Services to more than 500 clients, with assets under administration close to €100Bios.
AFS is part of the Apex Group, a Service Provider present in more than 50 locations worldwide, servicing assets reaching $2000BN through its Financial, Corporate and Fund Solutions offering, with a global workforce of more than 5000 colleagues globally.
AFS has recently upgraded its internal organisation and is now structured in 7 pillars : Open-Ended Solutions, Closed-Ended Solutions, CoSec Solutions, Register and Transfer Agency, Legal-Compliance-Risk, IT and other support functions and Sales & CRM.
**Role & Key Responsibilities**:
- Reporting to the Chief Compliance Officer
- Supporting the risk based preparation of the compliance monitoring plan with a focus on the MiFID investor protection and conduct of business rules as well as investment fund depositary services
- Execution of compliance controls according to the compliance monitoring plan and conducting an efficient follow-up of controls to check the proper implementation of the agreed measures and recommendations
- Establishing and following-up of the department’s processes and procedures
- Acting as contact person for the management and department heads for requests and issues relating to MiFiD topics
- Assessing and making recommendations regarding the impact of new legislation and rules specified by the CSSF and other European authorities on the business
- Supporting the reporting of the Compliance function to the executive management, the Board and various committees
- Performing compliance and regulatory training to staff
**Preferred Skills**:
- A strong academic background with a relevant qualification
- At least 5 years of working experience as compliance officer in the banking industry under CSSF Luxembourg ruleset
- In-depth knowledge of banking activities and regulations
- Knowledge on investment funds framework preferred
- A high sense of accuracy and the ability to structure, analyse and evaluate complex information and processes
- Profound organisation and coordination skills
- Ability to interact and negotiate with numerous stakeholders
- Sound knowledge of MS Office
- Fluent communication skills in English - both verbally and written - ; German and any other European language advantageous
- What you will get in return
- Be part of a small, highly motivated team
- Establishment and further development of a risk-based internal control system
- A high level of visibility within a large organisation on an upwards trajectory
**What you will get in return**:
- A high level of visibility within a large organisation on an upwards trajectory
- Be part of a dynamic and fast-paced team that makes a genuine impact on revenue and sales pipeline
- Opportunity to work with a diverse, agile and global IT team
PID: 11743, 14182
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