Compliance Officer Role in Luxembourg

il y a 2 jours


Luxembourg City IQ EQ Luxembourg S.A. Temps plein
Job Title: Compliance Officer Role in Luxembourg

We are seeking a highly skilled Compliance Officer to join our team at IQ-EQ Luxembourg S.A. in Luxembourg.

About Us

IQ-EQ is a leading Investor Services group with global expertise and a strong focus on client service delivery. We support fund managers, global companies, family offices, and private clients worldwide.

Job Description

The Compliance Officer will work in a dynamic environment under the supervision of the Conducting Officer. In this role, you will provide support to the Conducting Officer on various compliance topics, including AML and KYC matters, as well as compliance with CSSF obligations and reporting.

  • Perform daily namescreening and other second-line defense controls.
  • Implement compliance processes, policies, and guidelines and promote awareness of regulatory principles and requirements.
  • Oversight functions delegated by the Company.
  • Draft procedures and guidelines for implementing Compliance policies.
  • Regularly review KYC data for AIFM relationships.
  • Support the completion of the Compliance Monitoring Programme (e.g., perform sample testing on transactions).
  • Maintain Compliance registers and logs.
  • Evaluate significant deficiencies and issues for Management escalation.
  • Document all tasks performed and formalize them accordingly.
  • Monitor and perform CSSF notifications in e-Desk.

You'll need thorough attention to detail to highlight findings and escalate rule breaches. Timely and accurate compliance and AML control reports are essential for meeting our KYC obligations and safeguarding against potential risks. This role involves collaboration with internal and external auditors from a compliance perspective. Strong governance practices are crucial in this position.

This Compliance Officer role requires a team player with pro-active skills, an eye for detail, great organizational abilities to prioritize tasks, and meet deadlines. Building relationships across the business is vital for success and effectiveness in this position.

Requirements
  • Master's or Bachelor's degree in Law, Finance, or equivalent.
  • 1-3 years of professional experience in a Compliance-related function within an AIFM or Big4.
  • Knowledge of AIFM legislation and CSSF Circular 18/698.
  • Deep understanding of Luxembourg AML and AIF Compliance laws.
  • Profound knowledge of oversight duties and governance.
  • Familiarity with MS Office, especially Excel.
  • Fluent English; additional language considered an asset.

IQ-EQ prioritizes career growth and offers a diverse environment that supports your aspirations. We emphasize continuous learning and holistic development opportunities across our services and international network.


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