Senior Compliance Officer

il y a 3 semaines


Munsbach, Luxembourg Apex Group Luxembourg Temps plein

**About the European Depositary Bank**

Every employee plays a part in making our company who we are today and the more that we grow, the more important that becomes. However, your career path or specialism will look like we provide, together with Apex Group Ltd, a global fast growing platform to allow you to thrive.

**Role & Key Responsibilities**:

- Reporting to the Chief Compliance Officer
- Supporting the risk based preparation of the compliance monitoring plan with a focus on the MiFID investor protection and conduct of business rules as well as investment fund depositary services
- Execution of compliance controls according to the compliance monitoring plan and conducting an efficient follow-up of controls to check the proper implementation of the agreed measures and recommendations
- Establishing and following-up of the department’s processes and procedures
- Acting as contact person for the management and department heads for requests and issues relating to MiFiD topics
- Assessing and making recommendations regarding the impact of new legislation and rules specified by the CSSF and other European authorities on the business
- Supporting the reporting of the Compliance function to the executive management, the Board and various committees
- Performing compliance and regulatory training to staff

**Preferred Skills**:

- A strong academic background with a relevant qualification
- At least 5 years of working experience as compliance officer in the banking industry under CSSF Luxembourg ruleset
- In-depth knowledge of banking activities and regulations
- Knowledge on investment funds framework preferred
- A high sense of accuracy and the ability to structure, analyse and evaluate complex information and processes
- Profound organisation and coordination skills
- Ability to interact and negotiate with numerous stakeholders
- Sound knowledge of MS Office
- Fluent communication skills in English - both verbally and written - ; German and any other European language advantageous
- What you will get in return
- Be part of a small, highly motivated team
- Establishment and further development of a risk-based internal control system
- A high level of visibility within a large organisation on an upwards trajectory

**What you will get in return**:

- A high level of visibility within a large organisation on an upwards trajectory
- Be part of a dynamic and fast-paced team that makes a genuine impact on revenue and sales pipeline
- Opportunity to work with a diverse, agile and global IT team

PID: 10316


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