Compliance Officer

il y a 4 semaines


Luxembourg Swiss Life Asset managers Temps plein

In your function as member of the Compliance Team of a super management company (AIFM as well as a UCITS management company managing a wide range of products), you will play a key role in identifying, assessing, monitoring, reporting, advising on and mitigating the Compliance specific risks affecting Swiss Life Asset Managers Luxembourg and its funds (such as regulatory sanctions, financial and reputational risks as a result of the non-compliance with regulatory and legal requirements as well as internal (group) guidelines). The Compliance Team acts as an independent second level control function.

**Responsibilities**:

- **Managing Compliance-Related Risks**: Oversee compliance risk assessments, conflict-of-interest management, AML/CTF framework, and implementation of regulatory requirements.
- ** Policy Framework Review**: Maintain and assess the SLAM LUX policy framework, ensuring alignment with internal and public policies.
- ** Staff Training**: Coordinate and customize regulatory and Swiss Life-specific training programs, and execute training sessions.
- ** Second Level Control**: Maintain and improve the Internal Control System, and monitor daily departmental controls.
- ** Management Support and Advice**: Provide compliance-related advice, raise awareness, and report to the Management Committee and Board of Directors.
- ** Committee Participation**: Actively participate in various committees, working groups, and projects.
- ** Stakeholder Reporting**: Report to internal and external stakeholders, including the Management Committee, Board of Directors, Swiss Life division, group, and audit.

**Experience**:

- Proven professional Compliance experience in the investment funds industry (4 or more years)
- Strong Compliance & regulatory expertise in AIFMD and UCITS
- Entrepreneurial mind-set to set-up, implement required processes and further improve them
- Very good English skills. German and/or French is a plus.
- Strong team player in an international context, dynamic and resilient with the ability to work independently
- Good knowledge of MS Office

**Benefits**:

- 26 days of vacation per year
- supplementary health insurance and supplenentary pension scheme

mortgage interest rate subsidy plan
- employee assistance programme
- flexible working models
- Service anniversaries
- training and development opportunities (inhouse AM Academy)
- healthy meals are available on site on a daily basis

**Contact**:
Send
- Thank you for your message. We will get back to you shortly.**Our Location**:
**Luxembourg Albert Borschette**:
**Swiss Life Asset Managers**:
We are a leading European asset manager and institutional real estate asset manager with locations in Switzerland, France, Germany, Luxembourg, the UK and Norway.

With a strong client focus, here at Swiss Life Asset Managers, success is driven by expecting the unexpected, prioritising sustainability and inclusion, fully investing in our jobs and people, and being on the lookout for new business opportunities - all since 1857.

Swiss Life Asset Managers is a dedicated equal opportunity employer. Learn more


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