Aml/cft and Rc Manager

il y a 2 jours

Luxembourg IQ-EQ Temps plein

Company Description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

**Job Description**:
Following the latest CSSF and AED obligation to appoint 2 persons in charge of AML/CFT Compliance in Investment funds’ industry, the IQ EQ Compliance Manager will mainly assist the AML-CFT Compliance Officers as “RC” of the Funds / Fund managers to ensure that they comply with the AML Luxembourg regulatory framework and be the delegated RC of some IQ EQ clients.

The AML/CFT & RC Manager will:

- Ensure that the funds / fund managers comply with Luxembourg regulatory and legal requirements, as well as internal policies and by law
- Be informed of the legal AML regulatory changes in Luxembourg
- Take RC mandates when necessary (with an approximate maximum of 15) at the Fund or Fund manager’s level with registration in GoAML and eDesk platforms (escalation point)
- Review potential hits from name screening on behalf of the clients and ensure that the screening hits have been processed in due time
- Coordinate with the different services (TA, AIFM, domiciliation, etc..) / delegates
- Draft and/or review of annual AML reports
- Assist the clients with CSSF or AED requests
- Draft and review the client’s policies and procedures
- Develop a robust compliance culture (regulatory watch), providing support, education and training to staff to build compliance risk awareness within the Company
- Assist the Head of AML/CFT & RC Services on development projects (implementation of newsletters / organization of live AML trainings, etc.) and prospects
- Organize the priorities and legal deadlines to ensure that the clients having contracted with IQEQ AML/CFT & RC services have been serviced and that the team has met the deadlines
- Increase efficiency of processes in place
- Ensure the delivery with a good level of quality and in timely manner
- Performs allocation of the tasks to the team members
- Anticipates the workload and provide visibility to the Head of AML/CFT & RC

Key competencies for position and level

Getting things right and doing the right thing lie at the core of our AIFM team as they make sure we’re always consistent and comply with current financial regulations. While the role is focusing on Private Equity and Real Estate within the AIFM department, you will need to be a master organizer, enjoy variety and a methodical planner.

You’ll need to be thorough in all you do, using your own judgment to highlight any significant finds and escalate if rules and regulations are breached. Attention to detail is a must have as you'll be responsible for producing timely and accurate compliance and AML reports for the clients. You’ll need to ensure they comply and meet the KYC/KYT obligations. You will need to escalate any compliance AML/CFT findings to the General Partner / Client (RR or RC) and the Board of the AIFM.

Every day brings a new challenge so you’ll need to be a team player at heart, pro-active and with an eye for detail, as well as great organizational skills so you can prioritize your day-to-day and meet the deadlines. Building relationships across the business is a must have to succeed and be effective in this role.

Our team are our second line of defense and ensure that we are compliant with applicable laws, corporate and service standards, company policies and procedures. With the support of your team and using your own judgement you will need to identify any risks or concerns and report them in a timely manner.

Your long-term career goals are important to us too. We want to make sure we’re providing the support and opportunities you need to achieve your dreams so we can build a successful future, together.

Key behaviours we expect to see

In addition to demonstrating our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following:

- Flexibility and master organizer
- Be responsive and attentive
- Team spirit
- Knowledge sharing
- Open-minded

**Qualifications**:

- Master/Bachelor in Finance or an equivalent degree
- A minimum of 6 years of relevant working experience in a similar position or an AIFM in Luxembourg
- Excellent knowledge of the Luxembourg regulatory environment for investment funds
- Exposure of working with third party delegates and service providers
- Fluent in English; additional language would be considered an asset

Additional Information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

  • Aml/cft & Rc Services Officer Aifm

    Il y a 7 mois

    Luxembourg IQ-EQ Temps plein

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: Following the latest CSSF and AED obligation to appoint 2 persons in charge of AML/CFT...

  • Manager - Aml/cft Services

    Il y a 3 mois

    Luxembourg IQ-EQ Temps plein

    **Company Description** IQ-EQ is a leading Investor Services group that combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. The AML & CFT Manager will: - Ensure that the funds / fund managers comply with Luxembourg regulatory and...

  • Senior Aml/cft Officer

    Il y a 7 mois

    Luxembourg IQ-EQ Temps plein

    **Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Following the latest CSSF and AED obligation to appoint 2 persons in charge of AML/CFT Compliance in...

  • Senior Associate

    Il y a 4 mois

    Luxembourg Waystone Governance Ltd. Temps plein

    Waystone leads the way in specialist services for the asset management industry._ - Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide._ - With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is...

  • Aml Compliance Officer

    Il y a 3 mois

    Luxembourg Austin Bright Temps plein

    Nutzen Sie die Gelegenheit, Teil einer führenden Unternehmensberatung zu werden, die für ihre maßgeschneiderte Expertise im Bereich alternativer Investments bekannt ist. Mit Sitz in Munsbach unterstützt dieses Unternehmen eine internationale Klientel, darunter Banken, Vermögensverwalter, Investmentfonds, Treuhandgesellschaften und Family Offices, mit...

  • AML/CFT Specialist

    il y a 2 semaines

    Luxembourg City IQ EQ Luxembourg S.A. Temps plein

    Job DescriptionIn this role, you will be working as a Compliance Officer for Asset Due Diligence Services at IQ-EQ Luxembourg S.A. The ideal candidate will have a solid understanding of AML and KYC regulations and procedures, with excellent analytical and problem-solving skills.Key ResponsibilitiesReview and analyze client onboarding documents to ensure...

  • Aifm Mlro/rc

    Il y a 7 mois

    Luxembourg Alter Domus Temps plein

    For our Management Company in Luxembourg, we are currently looking for RC to join the Compliance and AML/CFT team. We offer a dynamic and international corporate atmosphere adapted to your needs throughout your career. **JOB DESCRIPTION**: As RC, you will closely work with and report to the Conducting Officer in charge of Compliance and to the “RR” of...

  • Head of Rc Services

    il y a 4 jours

    Luxembourg Eurolux Consulting Temps plein

    **Job Description**: We have a superb opportunity to create a team offering RC services (“responsable du contrôle du respect des obligations” services) to a range of regulated and unregulated alternative funds. This is a unique opportunity to work with an established business with a strong, stable client as the business evolves and grows. You will...

  • Rc Senior Funds Administrator

    il y a 7 jours

    Luxembourg Transman Consulting Temps plein

    **Company**: Our client, an international independent provider of institutional and private client services across multiple jurisdictions, is currently looking for the following profile: **RC Senior Funds Administrator (M/F)** **Mission**: - Act as a RC in Luxembourg as set in the CSSF FAQ AML/CFT - Autonomously treat a portfolio of diversified alternative...

  • Aml / Cft Compliance Officer

    il y a 3 jours

    Luxembourg LGT Capital Partners Temps plein

    Job Description The successful applicant will take over the role of an AML/CFT Compliance Officer - Responsable Du Contrôle (“RC”) and as a Compliance Officer. The role will include the following duties and responsibilities: - Ensuring that the Company’s activities are conducted in compliance with applicable laws (including AML/ CFT);- Privileged...

  • Senior Manager, Aml/cft and Kyc

    il y a 3 semaines

    Luxembourg CBRE Temps plein

    **Senior Manager, AML/CFT and KYC** **Job ID** - 197644 **Posted** - 20-Dec-2024 **Service line** - Advisory Segment **Role type** - Full-time **Areas of Interest** Legal **Location(s)** Luxembourg - Luxembourg - Luxembourg As a Manager of AML/CTF and KYC team, you will be responsible for the Know Your Client and Anti-Money Laundering / Combating...

  • Rc Senior Funds Administrator

    il y a 1 semaine

    Luxembourg JTC Group Temps plein

    **Join JTC where your contribution will be valued.**: We currently have an exciting opportunity for a RC Senior Funds Administrator to join our team in Luxembourg. **Purpose of Job**: In order to respond to the expansion of our AIFM, we seek for a RC Senior Funds Administrator. **Main Responsibilities and Duties**: - Act as a RC in Luxembourg as set in...

  • Senior Officer

    Il y a 3 mois

    Luxembourg IQ-EQ Temps plein

    **Company Description** IQ-EQ is a leading Investor Services group that combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.IQ-EQ is a leading Investor Services group that combines global expertise with an unwavering focus on client...

  • RC Officer – Operational Compliance

    il y a 4 jours

    Luxembourg City Arendt Investor Services Temps plein

    Arendt Investor Services (AIS) is the investor services' arm of Arendt. We help clients to efficiently run the operational side of their business, bringing peace of mind to investors. Equipped with the latest technology, our 300 experts provide clients with an integrated suite of fund and corporate services, delivered to the highest market standards. Our...

  • Fund Rc

    Il y a 7 mois

    Luxembourg Waystone Governance Ltd. Temps plein

    Waystone is currently looking to reinforce its talented team based in luxembourg with a RC /AML Officer. **Your essential duties**: - Undertake the RC role for UCITS and AIF structures (SIF, UCI Part II, RAIF, SCS(p)); - Draft, review and update Fund AML policies and reports; - Prepare and review KPIs provided by the Fund transfer agent; - Liaise with...

  • Aml/cft Services

    il y a 5 jours

    Luxembourg IQ-EQ Temps plein

    **Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description** Tasks (what does the role do on a day-to-day basis)** - Review and analyze the necessary...

  • Compliance Officer

    il y a 7 jours

    Luxembourg Austin Bright Temps plein

    **Introduction**: By working on a broad run structure over many holding corporations and support vehicles, you will join a corporate administration group in the heart of Luxembourg. Our client is an investment company made up of entrepreneurs that put money where they believe there is a chance to create long-term value. This is a great opportunity to work...

  • Compliance Officer

    il y a 7 jours

    Luxembourg Austin Bright Temps plein

    By working on a broad run structure over many holding corporations and support vehicles, you will join a corporate administration group in the heart of Luxembourg. Our client is an investment company made up of entrepreneurs that put money where they believe there is a chance to create long-term value. This is a great opportunity to work with a motivated...

  • AML/CFT Risk Management Specialist

    il y a 2 semaines

    Luxembourg City RSM Luxembourg Temps plein

    RSM Luxembourg is a member of the RSM International network represented in over 120 countries, the world's 6th largest network of audit, tax and consulting firms.The company has a team of around 130 employees divided into 5 departments, making it a strong medium-sized organization with a sound human touch and solid values.This role plays an essential part in...

  • Aml & Compliance Officer

    il y a 2 semaines

    Luxembourg BlackRidge Group Temps plein

    **Job Information**: Work Experience - 4-5 ans Industry - Financial Services Contact Number - + 352 28 81 68 11 City - Luxembourg Country - Luxembourg Province - Luxembourg Postal Code - L-1911 Following the latest CSSF and AED obligation to appoint 2 persons in charge of AML/CFT Compliance in Investment funds’ industry, the AML & Compliance Officer...