Ais Investor Services Anti-money Laundering, Officer
Il y a 4 mois
**Who we are looking for**
**What you will be responsible for**
- AML and FATCA Client Manager role which includes direct client management and support, client reporting, onboarding project oversight and management, Final review and approval of Investor AML files and FATCA/CRS file reviews, client support for Audit, client facing due diligence onsite reviews and client MLRO interaction.
- Building local relationships with Investor services leads, local Compliance and management contacts
- Responsible for the setting and achievement of specific Team performance targets and objectives to any direct reports.
- Oversight of the AML/FATCA team, managing key priorities on a daily basis, planning team work, managing team resources including recruitment of new staff.
- Building and maintaining client relationships through regular meetings, forums, ensuring effective communication and client satisfaction.
- Act as a point of contact for client escalation.
- Develop and implement key improvements on the AML process, procedures and new policy changes into the department.
- Work with internal development on system enhancements to improve AML efficiency and productivity within the team & promote a risk awareness culture within the team to drive the zero error policy.
- Proactively identify gaps in internal key controls and work with wider AAML/FATCA manager/director group to close gaps.
- Demonstrate awareness with regulatory (and internal policy) obligations regarding Suspicious Activity Reporting.
- Responsible for the effective management of the team and all associated HR Policies, performance and career developments.
- Participate in department wide training efforts - draft and deliver training course and facilitate 'on the job' training.
**Context of the role - Operating Environment**
- Ensuring all clients investors are onboarding and approved in timely manner for AML/FATCA checks
- Management of AML/FATCA Mailbox Volumes, Queries, Issues and escalations
- AML/FATCA System maintenance and update of all online AML/FATCA e-checklists and controls
- Input into local Luxembourg AML Policy and Annual Refresh process
- Performance Review support for Associates and input into the development review process of A1's/A2's/SAs.
- Responsibility for general location client oversight and management
- Change in regulatory environments - participate in project groups to understand industry regulatory impact & develop solutions/new products for our clients, work closely with local Compliance teams and IS teams
- Greater awareness of the risk environment and enforcement of key controls and processes
- Accountability - final sign off on all AML/FATCA file reviews and reporting to clients and investors.
- Management of larger teams and additional responsibility for overall client relationships.
**Education & Preferred Qualifications**
- Degree in Finance and/or Business Related area or relevant working experience.
- 4-6 years Fund Administration/ AML and FATCA experience (preferable Financial Services/Transfer Agency) with at least 1-2 years people management experience.
- Experience in working to tight deadlines, with an ability to multi task and to work calmly under pressure.
- Experience in Client Relationship Management and client facing experience is essential for this role.
- Good working knowledge of AML and FATCA and regulations impacting the industry.
- Strong ability for accountability and proactive work ethic, problem solver and positive attitude
**About State Street**
**What we do.** State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
**Work, Live and Grow.** We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
State Street is an equal opportunity and affirmative action employer.
-
Ais Investor Services Anti-money Laundering
Il y a 4 mois
Luxembourg State Street Corporation Temps pleinAIS Investor Services Anti-Money Laundering, Assistant Vice President **Who we are looking for** The role holder will have a lead role in the management of the Investor Services Investor Anti-Money Laundering and FATCA operation in Luxembourg. They will be a strong contributor to the strategy of the department for our Global client base ensuring the...
-
Ais Investor Services Anti-money Laundering, Officer
Il y a 4 mois
Luxembourg State Street Corporation Temps pleinAIS Investor Services Anti-Money Laundering, Officer **Who we are looking for** **What you will be responsible for** - AML and FATCA Client Manager role which includes direct client management and support, client reporting, onboarding project oversight and management, Final review and approval of Investor AML files and FATCA/CRS file reviews, client...
-
Anti Money Laundering Analyst
Il y a 4 mois
Luxembourg JPMorgan Chase & Co Temps plein**JOB DESCRIPTION** As a part of the Anti-Money Laundering Team, you will be the the escalation point for cases which are submitted from the Registration Unit of the Luxembourg Transfer Agency (TA) Operation. Your main function will be to perform the initial due diligence and investor identification process for the investor accounts that are escalated or to...
-
Ais Investor Services Anti-money Laundering
il y a 3 jours
Luxembourg State Street Temps pleinWho we are looking for The role holder will have a lead role in the management of the Investor Services Investor Anti-Money Laundering and FATCA operation in Luxembourg. They will be a strong contributor to the strategy of the department for our Global client base ensuring the overall goals of the AML department are met. They will provide oversight and...
-
Ais Investor Services Anti-money Laundering
Il y a 4 mois
Luxembourg State Street Temps pleinWho we are looking for The role holder will have a lead role in the management of the Investor Services Investor Anti-Money Laundering and FATCA operation in Luxembourg. They will be a strong contributor to the strategy of the department for our Global client base ensuring the overall goals of the AML department are met. They will provide oversight and...
-
Ais Investor Services Anti-money Laundering
Il y a 4 mois
Luxembourg State Street Corporation Temps plein**Who we are looking for** The role holder will have a lead role in the management of the Investor Services Investor Anti-Money Laundering and FATCA operation in Luxembourg. They will be a strong contributor to the strategy of the department for our Global client base ensuring the overall goals of the AML department are met. They will provide oversight and...
-
Money Laundering Reporting Officer
Il y a 4 mois
Luxembourg HIKMA-SOLUTIONS Temps plein**Responsibilities**: Monitor and analyze financial transactions for suspicious activity and report any suspicious activity to the relevant authorities. Develop and maintain a strong understanding of the legal and regulatory framework relating to money laundering and terrorist financing. Develop and maintain a comprehensive understanding of the company's...
-
Werkstudent Compliance
Il y a 4 mois
Luxembourg PATRIZIA Investment Management S.à r.l. Temps plein**PATRIZIA: A leading partner for global real assets** **Werkstudent Compliance / Anti-Money-Laundering (m/w/d)**: Als Werkstudent Compliance / Anti-Money-Laundering (m/w/d) am Standort Luxembourg spielst Du dabei eine entscheidende Rolle! **Deine Aufgaben**: - Unterstützung bei der Durchführung von Geldwäsche-Checks - Unterstützung bei der...
-
Money Laundering Reporting Officer
Il y a 6 mois
Luxembourg HIKMA-SOLUTIONS Temps pleinTasks Monitor and analyze financial transactions for suspicious activity and report any suspicious activity to the relevant authorities. Develop and maintain a strong understanding of the legal and regulatory framework relating to money laundering and terrorist financing. Develop and maintain a comprehensive understanding of the companys financial...
-
Anti-money Laundering, Senior Associate
il y a 5 jours
Luxembourg State Street Corporation Temps pleinAnti-Money Laundering, Senior Associate **Who we are looking for** he role holder will be part of the Investor Services AML operational team responsible for the quality review and ultimate authorization of all investor-level AML in line with relevant State Street Bank International, Luxembourg Branch (SSBIL) AML program requirements. The role holder will be...
-
Vice President Anti-money Laundering
Il y a 4 mois
Luxembourg JPMorgan Chase & Co Temps plein**JOB DESCRIPTION** As our future Vice President regulatory AML/KYC Alt, your principal objective is being part of the team responsible for the overall robustness of the AML framework in Transfer Agency as well as ensuring that procedures and systems are kept up to date in line with regulatory requirements. You will able be responsible for ensuring that the...
-
Luxembourg State Street Temps pleinWho we are looking forThe role holder will have a lead role in the management of the Investor Services Investor Anti-Money Laundering and FATCA operation in Luxembourg. They will be a strong contributor to the strategy of the department for our Global client base ensuring the overall goals of the AML department are met. They will provide oversight and...
-
Ais Investor Services Anti-money Laundering, Officer
Il y a 4 mois
Luxembourg State Street Temps pleinWho we are looking for What you will be responsible for- AML and FATCA Client Manager role which includes direct client management and support, client reporting, onboarding project oversight and management, Final review and approval of Investor AML files and FATCA/CRS file reviews, client support for Audit, client facing due diligence onsite reviews and...
-
Anti-money Laundering Specialist
il y a 3 semaines
Luxembourg SEI Investments (Europe) Ltd. Temps pleinAt SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. The SEI Luxembourg Anti-Money Laundering (SEI Lux AML") team is seeking a Specialist. The AML team supports business units and...
-
Anti-money Laundering
Il y a 4 mois
Luxembourg State Street Corporation Temps pleinState Street Corporation LuxembourgPosted 1 day ago Permanent Competitive - Anti-Money Laundering (AML) Senior Associate **Job Purpose** The role holder will be part of the Investor Services AML operational team responsible for the quality review and ultimate authorization of all investor-level AML in line with relevant State Street Bank International,...
-
Expert Compliance, Money Laundering, Fraud
Il y a 4 mois
Luxembourg PATRIZIA AG Temps plein**PATRIZIA** ist ein führendes Unternehmen für weltweite Investments in Real Assets. Die Expertise und das Engagement unserer globalen Teams bilden die Basis unseres Erfolgs. Eine nachhaltige Zukunft zu gestalten und einen positiven Beitrag für die Gesellschaft zu leisten, treiben uns an. **As Expert Compliance, Money Laundering, Fraud Prevention &...
-
Associate, Anti Money Laundering/prevention/kyc
Il y a 4 mois
Luxembourg BNY Mellon Temps pleinOverview Associate, Anti Money Laundering/Prevention/KYC Representative I Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or...
-
Avp - Investor Services
Il y a 3 mois
Luxembourg Waystone Governance Ltd. Temps pleinWaystone leads the way in specialist services for the asset management industry. Partnering institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide. With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is now serving...
-
Anti-Money Laundering, Senior Associate
il y a 2 semaines
Luxembourg State Street Temps pleinWho we are looking for The role holder will be part of the Investor Services AML operational team responsible for the quality review and ultimate authorization of all investor-level AML in line with relevant State Street Bank International, Luxembourg Branch (SSBIL) AML program requirements. The role holder will be responsible for providing an end-to-end AML...
-
Associate, Anti Money Laundering/prevention/kyc
Il y a 4 mois
Luxembourg The Bank of New York Mellon Corporation Temps plein**Associate, Anti Money Laundering/Prevention/KYC Representative I** **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or...
