Head of Compliance F/M

il y a 1 mois


Luxembourg, Luxembourg Morgan Philips Executive Search Temps plein

My client is currently seeking a dynamic and experienced individual to join their team as the Head of Compliance F/M at their Super Management Company (ManCo) ( UCITS + AIFs Funds).
As a key member of the leadership team, the successful candidate will play a pivotal role in ensuring compliance with regulatory requirements and upholding the highest standards of integrity and ethics.

Role & Responsibilities:

  • Develop, implement, and oversee compliance policies, procedures, and controls to ensure adherence to regulatory requirements and industry best practices.
  • Provide strategic guidance and leadership on compliance matters to senior management and other stakeholders.
  • Conduct regular risk assessments and audits to identify compliance risks and areas for improvement.
  • Stay abreast of regulatory developments and industry trends to ensure proactive compliance measures.
Requirements:
  • More than 10 years of experience in compliance roles within the asset management or investment funds industry.
  • Master's degree in Law or Finance
  • Fluent in English & French
  • Strong knowledge of regulatory frameworks such as UCITS & AIFMD.
  • Professional certification such as CAMS is highly desirable.
If you meet the above profile and wish to apply, please submit your application, which will be handled with the utmost confidentiality by Raphael COHEN.
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