Senior Compliance Advisor

il y a 1 mois


Luxembourg, Luxembourg Selby Jennings Temps plein

Role: Senior Compliance Advisor

Location: Luxembourg

Salary: Competitive and Candidate Dependent

We are currently representing an international private bank with over 10,000 employees across 4 countries. Our client has a total asset of over €80 billion, and is continuing to grow and strengthening their presence in Europe.

The Candidate

  • Identify compliance risks and assess impacts on various bank activities; conduct gap analysis and propose solutions
  • Develop and review MiFID-related policies and procedures
  • Evaluate effectiveness of first-line controls and manage compliance risks for MiFID, Governance, Market Abuse, etc.
  • Stay updated on relevant legislations and regulatory developments
  • Monitor implementation of MiFID processes and procedures
  • Prepare concise compliance monitoring reports and communicate findings
  • Design new controls, communicate findings and action plans to stakeholders, and ensure follow-up
  • Operate Market Abuse Surveillance system and assist in lodging STOR for suspicious transactions
  • Coordinate with internal and external parties on MiFID/Market Abuse compliance matters

The Role

  • At least 4-5 years of direct regulatory compliance experience, preferably in a bank or consulting firms
  • Bachelor's degree in business management, law, or equivalent; master's degree preferred
  • Good knowledge in MiFID and Market Abuse regulations, with expertise in investor protection and capital markets transparency
  • Proficient in computer skills, comprehensive understanding of Luxembourg financial sector laws and regulations
  • Attentive to detail, excellent organizational, analytical, and logical abilities
  • Fluency in English & French, other European languages will be a plus

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