Compliance Testing

il y a 1 mois

Luxembourg, Luxembourg SOFITEX TALENT RECRUITMENT Temps plein
About us

Sofitex Talent Recruitment
Fort d'une expérience de plus de 30 ans dans les Ressources Humaines, Sofitex est un réseau international de Travail Temporaire et de Placement en CDI. Sofitex fonde sa dynamique et son succès sur le professionnalisme de ses équipes, sa forte réactivité et sa proximité.

Mission

For one of our clients located in Luxembourg city center, Sofitex Talent is currently looking for a

Compliance Testing & Monitoring Senior Specialist/Analyst (M/F)

Task description

1) Assist in performing the sample-based testing within the execution phase of the assignment:

· Reviewing the policy, procedures, guidelines, job aids, etc., and understanding the end-to-end process.

· Performing an offline review of the sample accounts with the objective of testing the effectiveness of the relevant procedures.

· Where applicable, ensuring the First Line of Defense (FLOD) controls are effective and operating as designed.

2) Assist in downloading and analyzing data for certain areas where automation is in progress/ not in place.

3) Assist in performing manual validation on sample population(s) for KPIs undergoing automation. This typically includes validation of each step manually in various systems to confirm if the logic identified is accurate[1].

4) Assist in performing weekly analysis/monitoring on reports, such as:

· identify new medium risk and very high-risk country customers;

· identify very high-risk country customers, with a high GMV;

· keep accurate and up to date records of the analysis performed.

5) Assist in completing the Model Validations by gathering & analyzing information in the following (but not limited to) areas within the scope of review:

· Risk coverage assessment (data analysis);

· Source system identification;

· Source to surveillance reconciliation;

· Critical data elements quality assessment.

6) Assist with compiling data for sanction screening KPI within monthly monitoring report:

· Download data from the relevant application(s);

· Apply macros to convert each file into a readable excel format;

· Populate the monitoring report template.

Profile
  • Bachelor degree.
  • Compliance related relevant experience (e.g.: KYC, EDD, investigations, etc.) and/or internal/external audit experience – minimum 5 years.
  • Proven understanding and experience with regulations enforced by Commission de Surveillance du Secteur Financier (CSSF) and Financial Action Task Force, Anti-Money Laundering regulations, Know Your Customer (KYC), Enhanced Due Diligence (EDD), Politically Exposed Persons (PEP), Sanctions screening, international AML/CFT standards such as those promulgated by the Bank Secrecy Act/USA Patriot Act.
  • Knowledge of (AML) customer risk assessment/risk ranking and how it impacts (AML) operational processes.
  • Knowledge of Compliance and AML processes and the ability to work collaboratively with business partners and stakeholders.
  • Detail oriented with the ability to analyze large amounts of data or large volumes of documentation to review and ensure the processes and controls are operating effectively and in compliance with related law, policy and/ or procedure.
  • Strong writing and communication skills with prior experience drafting policies, procedures, audit reports and management reports.
  • Advanced Microsoft Office skills (Excel, Word, PowerPoint) including the use of pivot tables.
  • Ability to understand larger picture and environment while operating in focused manner.
  • Team player with strong collaborative qualities and a positive demeanor.

This is a great opportunity for an initial 6-month contract, with extensions afterwards

Salary: 65K/annual + meal vouchers

Ref : a6nkmpuuf4

  • Compliance Testing

    il y a 1 mois

    Luxembourg, Luxembourg SOFITEX TALENT RECRUITMENT Temps plein

    About UsSofitex Talent Recruitment has over 30 years of experience in Human Resources and is an international network specialized in Temporary Work and Permanent Placement. At Sofitex, we thrive on the professionalism of our teams, our quick responsiveness, and our close relationships.MissionFor a client in Luxembourg city center, Sofitex Talent is currently...

  • Compliance Testing

    il y a 4 semaines

    Luxembourg, Luxembourg SOFITEX TALENT RECRUITMENT Temps plein

    About UsSofitex Talent Recruitment has over 30 years of experience in Human Resources and is an international network specialized in Temporary Work and Permanent Placement. At Sofitex, we thrive on the professionalism of our teams, our quick responsiveness, and our close relationships.MissionFor a client in Luxembourg city center, Sofitex Talent is currently...

  • Compliance Testing

    il y a 2 semaines

    Luxembourg, Luxembourg SOFITEX TALENT RECRUITMENT Temps plein

    About usSofitex Talent Recruitment Fort d'une expérience de plus de 30 ans dans les Ressources Humaines, Sofitex est un réseau international de Travail Temporaire et de Placement en CDI. Sofitex fonde sa dynamique et son succès sur le professionnalisme de ses équipes, sa forte réactivité et sa proximité.MissionFor one of our clients located in...

  • Compliance Testing

    il y a 4 semaines

    Luxembourg, Luxembourg SOFITEX TALENT RECRUITMENT Temps plein

    About usSofitex Talent Recruitment Fort d'une expérience de plus de 30 ans dans les Ressources Humaines, Sofitex est un réseau international de Travail Temporaire et de Placement en CDI. Sofitex fonde sa dynamique et son succès sur le professionnalisme de ses équipes, sa forte réactivité et sa proximité.MissionFor one of our clients located in...

  • Compliance Testing

    il y a 1 mois

    Luxembourg, Luxembourg SOFITEX Temps plein

    For one of our clients located in Luxembourg city center, Sofitex Talent is currently looking for a Compliance Testing & Monitoring Senior Specialist/Analyst (M/F)Task description 1) Assist in performing the sample-based testing within the execution phase of the assignment: Reviewing the policy, procedures, guidelines, job aids, etc., and understanding the...

  • Compliance Testing

    il y a 2 semaines

    Luxembourg, Luxembourg SOFITEX Temps plein

    For one of our clients located in Luxembourg city center, Sofitex Talent is currently looking for a Compliance Testing & Monitoring Senior Specialist/Analyst (M/F)Task description 1) Assist in performing the sample-based testing within the execution phase of the assignment: Reviewing the policy, procedures, guidelines, job aids, etc., and understanding the...

  • Compliance Testing

    il y a 4 semaines

    Luxembourg, Luxembourg SOFITEX Temps plein

    For one of our clients located in Luxembourg city center, Sofitex Talent is currently looking for a Compliance Testing & Monitoring Senior Specialist/Analyst (M/F)Task description 1) Assist in performing the sample-based testing within the execution phase of the assignment: Reviewing the policy, procedures, guidelines, job aids, etc., and understanding the...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg CANDRIAM Temps plein

    Position descriptionBusiness unit: Legal, Secretary General & Compliance ComplianceJob title: Compliance Officer Internal Control H/FContract type: PermanentMission: The Compliance function is a permanent, effective and independent function that concentrates on nonconformity risks (i.e. the risk of legal or regulatory sanctions, of significant financial...

  • Compliance Monitoring Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Eurolux Consulting Temps plein

    Job Description:Reporting to Head of Anti-Financial Crime, based in Luxembourg, in this role you will:Execution of the Compliance Monitoring controls according to the annual plan in head office and in branches Drafting compliance monitoring and testing reports Participating in other Compliance controlling activities Participation to tool/process/scenarios...

  • Compliance Manager, Compliance Operations

    il y a 2 semaines

    Luxembourg, Luxembourg Amazon Payments Europe S.C.A. (LUX) Temps plein

    Bachelor's degree; ICA, CAMS Certification or other Compliance certification such as CRCM or CRP preferred 25 years previous AML/Financial Crime Compliance experience Proven ability to lead a teamAmazon Payments in Luxembourg is seeking a dynamic, innovative and driven Compliance Manager to join our growing Compliance team at our European headquarters in the...

  • Compliance Manager

    il y a 2 semaines

    Luxembourg, Luxembourg IQ-EQ Temps plein

    Company DescriptionIQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.Job Description Responsibilities (how we will measure success)**The overall goal of the Risk & Compliance function...

  • Senior Compliance Consultant

    il y a 2 semaines

    Luxembourg, Luxembourg Danos Group Temps plein

    Danos Group LuxembourgPosted 2 hours ago Hybrid Contract €125,000 + benefits Our client, an established European investment management, is looking for a Senior Compliance Consultant to join their Luxemburg team. This role is ideal for an experienced compliance generalist with knowledge of UCITS, AIF's or Private Equity. This is 12month FTC, paying...

  • Senior Compliance Analyst

    il y a 2 semaines

    Luxembourg, Luxembourg Eurolux Consulting Temps plein

    Job Description: In a role reporting directly to the CCO, you wil work to support a range of Luxembourg and Irish domiciled investment funds, with a core UCITS focus.You will: Execute the compliance monitoring plan; maintain and update the compliance monitoring tool; undertake testing and monitoring; disseminate results as necessary Assist in the maintenance...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg bitFlyer EUROPE S.A. Temps plein

    About bitFlyer bitFlyer is one of the largest cryptocurrency exchanges in Japan. Our vision is to build a truly global crypto company to reflect the international nature of the virtual currency. Our mission is to simplify the world with blockchain. bitFlyer was established in January 2014 in Tokyo. We have since established regional headquarters for the US...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg StoneX Group Temps plein

    Overview:Permanent, full-time, on-site or hybrid #LI-Hybrid #LI-OnSite #LI-MA1Responsibilities: Identifying and assessing the compliance risks associated with the firm's current and proposed business activities, including new products, new relationships and any extension of operations or network on an international level; Identifying and keeping an inventory...

  • Compliance Manager

    il y a 2 semaines

    Luxembourg, Luxembourg Schroders Temps plein

    Compliance Manager11-month contractWho we're looking forWe are looking for an enthusiastic Compliance Manager (11-month contract) to work in our Compliance Function supporting our Asset Management business in Luxembourg and in our 10 branches across the EU. The environment is dynamic and the job offers lots of opportunities for growth and professional...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Le Grand & Associates Temps plein

    As a prominent provider of essential administrative services, our client's mission is to support clients in investing and conducting operations safely on a global scale. With a team of over 9,100 professionals operating from 120 offices across 85 jurisdictions worldwide, they cater to a wide range of clients including corporates, financial institutions,...

  • Compliance Officer

    il y a 4 semaines

    Luxembourg, Luxembourg Le Grand & Associates Temps plein

    As a prominent provider of essential administrative services, our client's mission is to support clients in investing and conducting operations safely on a global scale. With a team of over 9,100 professionals operating from 120 offices across 85 jurisdictions worldwide, they cater to a wide range of clients including corporates, financial institutions,...

  • Compliance Officer

    Il y a 3 mois

    Luxembourg, Luxembourg Le Grand & Associates Temps plein

    As a prominent provider of essential administrative services, our client's mission is to support clients in investing and conducting operations safely on a global scale. With a team of over 9,100 professionals operating from 120 offices across 85 jurisdictions worldwide, they cater to a wide range of clients including corporates, financial institutions,...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg TMF Group Temps plein

    Job no: 571275Work type: Full timeLocation: Luxembourg, LuxembourgCategories: AdministrationOffice Location: LuxembourgAbout TMF GroupTMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 9,100 experts and 120 offices in 85 jurisdictions worldwide serve corporates, financial...