Fcc Governance
il y a 2 semaines
FCC Governance & Controls Investigator
(M/F)
Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks.
The Governance and Controls function includes oversight of 1st line of defence AML related processes & sourced activities, the monitoring of customers' activities (aka Transaction Monitoring) as well as the investigation of atypical & complex cases regardless of the source of identification (Adverse Media Screening, Transaction Monitoring, Name Screening,) and the handling of special requests (Police, Prosecutor, FSMA, FIU,...).
The mission of Governance and Control team aims to identify and report on emerging threats and risks stemming from known and evolving forms of Financial Economic Crime (FEC), such as money-laundering, terrorist financing, corruption, and transnational and organised crime.
The team is working together based on knowledge and expertise, as well as the skill set needed to best perform the job.
You report hierarchically to the Head of the FCC Governance & Controls, who reports to the Head of Financial Crime Compliance, being the Anti-Money Laundering Compliance Manager of ING Luxembourg.
Description of the function:
The role of the FCC Governance & Controls Investigator is critical for the Bank's defence against money laundering, terrorist financing and fraud.
As a senior expert with a strong focus on investigation, you take part in the execution and further development of the anti-money laundering strategy of the Bank by reviewing client's profile and transactions, reporting unusual transactions, analysing trends and providing input on emerging risk or risk typologies to strengthen the existing risk control framework.
Next to this, you will ensure adequate reporting towards internal & external clients and take the lead to convert the outcome of your investigations, trends analysis and quality controls into pro-actively sharing of lessons learned and defining & implementing the training needs for 1st and 2nd line of defence colleagues on emerging risks, typologies, best practices, do's and don'ts.
You will be responsible for the following (non-exhaustive) overview of activities:- Review Financial Crime Compliance alerts escalated by 1st line of defence or other compliance teams, which includes Transactional Monitoring alerts or any other Unusual Activity Reports (atypical cases) or requests for analysis received, in line with prescribed procedures and determine whether transactions occurring are valid Anti-Money Laundering (ML), Terrorist Financing (TF) or Sanctions Evasion risks by:
- Evaluating transactions and customer relationships for ML/TF/Sanctions activities, identifying red flag issues & potential suspicious activities and performing in depthinvestigation within the FCC framework when needed;
- Handle periodic and immediate Name Screening cases (TER);
- Effectively communicating with business lines and/or Safe Business Officers to obtain additional information and documentation as needed;
- Preparing suspicious transaction report & suspicious activity report (SAR) filing;
- Maintaining accurate and concise records of all investigations undertaken including details on the rationale for any decisions made;
- Ensure adequate follow up by 1st line of defence of alerts / cases investigated by FCC Governance & Controls function;
- Ensure the 4 eyes on cases handled & SARs prepared by less experienced colleagues;
- Monitor the queues for alerts for ensuring adequate management of outstanding alerts and prioritization rules;
- Perform trends analysis, investigation of complex / special cases (FSMA/NBB requests; request for information from FIU/Police/Prosecutor );
- Provide guidance, insight and investigate alerts escalated to 2nd LOD in the framework of lookback exercise;
- Ensure the creation and maintenance of the procedures and WPI of the team and sourced FCC activities; challenge the 1st line of defence procedures and WPI's (incl. training & instructions) on AMLrelated processes;
- Provide advice and support to the Bank's business units on a case by case basis, when needed and support these units on the identification of areas of risk as a result of transaction monitoring trends and other indepth investigations and trend analyses;
- Ensure continuous quality controls on the full E2E AMLprocesses, including process steps performed by 1st line of defence and sourced activities as well as on own activities;
- In close collaboration with colleagues of other compliance teams, promote/enhance the knowledge and awareness with regards to FCC within the organisation;
- Represent the FCC Governance & Controls team in projects, workgroups by coordinating, providing input, defending his/ her position, challenging the
-
FCC Governance
il y a 2 semaines
Luxembourg, Luxembourg ING Temps pleinFCC Governance & Controls - Senior Compliance Officer – Sanctions ExpertRole & work environment Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks.The Governance and...
-
FCC Governance
Il y a 2 mois
Luxembourg, Luxembourg ING Temps pleinFCC Governance & Controls - Senior Compliance Officer – Sanctions ExpertRole & work environment Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks.The Governance and...
-
FCC Governance
il y a 4 semaines
Luxembourg, Luxembourg ING Temps pleinFCC Governance & Controls - Senior Compliance Officer – Sanctions ExpertRole & work environment Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks.The Governance and...
-
FCC Governance
il y a 4 semaines
Luxembourg, Luxembourg ING Luxembourg Temps pleinFCC Governance & Controls – Associate Compliance OfficerRole & work environment Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks.The Governance and Controls function...
-
FCC Governance
Il y a 2 mois
Luxembourg, Luxembourg ING Luxembourg Temps pleinFCC Governance & Controls – Associate Compliance OfficerRole & work environment Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks.The Governance and Controls function...
-
Fcc Senior Officer
il y a 2 semaines
Luxembourg, Luxembourg M&G plc. Temps pleinM&G plc. LuxembourgPosted 1 day ago Permanent Competitive FCC Senior Officer At M&G our purpose is- to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to...
-
Head Financial Crime Compliance
il y a 2 semaines
Luxembourg, Luxembourg ING Temps pleinHead Financial Crime Compliance - RetailRole & work environmentFinancial Crime Compliance Retail Luxembourg (FCC Retail) team within the compliance department is the second line of defence function supporting the Retail and Private Banking segment in Luxembourg for the purpose of managing Financial Crime Compliance (FCC) risks.The team of retail FCC...
-
Compliance Kyt Leader
il y a 2 semaines
Luxembourg, Luxembourg ING Temps pleinEmployee | Compliance / Legal / Tax | Professional | Luxembourg | Luxembourg | | REQ to be added - title of job desc on Taleo "FCC Governance & Controls Investigator" (but job req title is Compliance Officer - BA)
-
Head of Financial Crime Compliance
il y a 2 semaines
Luxembourg, Luxembourg EFG International Temps pleinThe Head of FCC supports the Bank in maintaining an effective financial crime compliance program, notably by assisting in the development and implementation of relevant tactical or strategic measures, including in relation to the on-boarding of new clients and business relationships, as well as to the periodic review of existing clients and business...
-
Head of Financial Crime Compliance
il y a 2 semaines
Luxembourg, Luxembourg Do recruitment advisors Temps pleinContract Type:PermanentLocation:LuxembourgSalary:Market relatedStart Date:Reference:JOContact Name:Maria DiacencoJob published:25 April 2024HEAD OF FINANCIAL CRIME COMPLIANCE (banking sector) (M/F)DO Recruitment is delighted to support our client, a prestigious bank, in the recruitment of their new Head of Financial Crime Compliance (FCC), an important and...
-
Head of Financial Crime Compliance
il y a 2 semaines
Luxembourg, Luxembourg Source Up Temps pleinJoin a vibrant company dedicated to empower entrepreunerial minds and create value.Benefit from working alongside diverse teams, accelerating your technical expertise, devising innovative solutions, and mastering your domain.Become part of a boutique bank currently operating in nearly 40 locations worldwideAbout the offerPermanent contractLocation :...
-
Senior Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Rothschild & Co Temps pleinAbout UsAs one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients' business and wealth.Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to large...
-
Senior Financial Crime Manager
il y a 2 semaines
Luxembourg, Luxembourg Janus Henderson Temps pleinThis is a 12 months fixed term contract maternity cover.Why work for us?A career at Janus Henderson is more than a job, it's about investing in a brighter future together.Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will...
-
Fcc Governance
il y a 2 semaines
Luxembourg Findel Airport ING Temps pleinFCC Governance & Controls - Associate Compliance OfficerRole & work environmentFinancial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks.The Governance and Controls function...
-
Fcc Governance
il y a 1 semaine
Luxembourg Findel Airport ING Temps pleinFCC Governance & Controls - Associate Compliance Officer Role & work environment Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks. The Governance and Controls function...
-
FCC Governance
il y a 4 semaines
Luxembourg ING Luxembourg Temps pleinFCC Governance & Controls – Associate Compliance OfficerRole & work environment Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks.The Governance and Controls function...
-
FCC Governance
Il y a 2 mois
Luxembourg ING Temps pleinFCC Governance & Controls – Associate Compliance OfficerRole & work environment Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks.The Governance and Controls function...
-
FCC Governance
Il y a 3 mois
Luxembourg ING Temps pleinFCC Governance & Controls - Senior Compliance Officer – Sanctions ExpertRole & work environment Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks.The Governance and...
-
FCC Governance
il y a 4 semaines
Luxembourg ING Temps pleinFCC Governance & Controls - Senior Compliance Officer – Sanctions ExpertRole & work environment Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks.The Governance and...
-
Fcc Senior Officer
il y a 2 semaines
Luxembourg M&G plc. Temps pleinM&G plc. LuxembourgPosted 1 day ago Permanent Competitive - FCC Senior Officer - At M&G our purpose is - **to help people manage and grow their savings and investments, responsibly**. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new...
-
Fcc Senior Officer
il y a 2 semaines
Luxembourg M&G plc Temps pleinAt M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...
-
Compliance Officer
il y a 1 semaine
Luxembourg ING Temps pleinAs part of our business, ING Luxembourg is looking for a: **FCC Governance & Controls Investigator** ***(M/F)** Financial Crime Compliance (FCC) Governance & Controls Luxembourg is the second line of defence function supporting ING Luxembourg, its underlying entities and the Anti-Money Laundering (AML) Compliance Manager in managing the FCC risks. The...
-
Head Financial Crime Compliance
il y a 4 semaines
Luxembourg ING Temps plein**Head Financial Crime Compliance - Retail** **Role & work environment** Financial Crime Compliance Retail Luxembourg (FCC Retail) team within the compliance department is the second line of defence function supporting the Retail and Private Banking segment in Luxembourg for the purpose of managing Financial Crime Compliance (FCC) risks. The team of...
-
Head of Financial Crime Compliance
il y a 2 semaines
Luxembourg EFG International Temps pleinThe Head of FCC supports the Bank in maintaining an effective financial crime compliance program, notably by assisting in the development and implementation of relevant tactical or strategic measures, including in relation to the on-boarding of new clients and business relationships, as well as to the periodic review of existing clients and business...
-
Compliance Kyt Leader
il y a 2 semaines
Luxembourg Findel Airport ING Temps pleinto be added - title of job desc on Taleo "FCC Governance & Controls Investigator" (but job req title is Compliance Officer - BA)
-
Compliance Kyt Leader
Il y a 2 mois
Luxembourg Findel Airport ING Temps pleinto be added - title of job desc on Taleo "FCC Governance & Controls Investigator" (but job req title is Compliance Officer - BA)
-
Compliance Kyt Leader
il y a 3 semaines
Luxembourg ING Temps pleinEmployee | Compliance / Legal / Tax | Professional | Luxembourg | Luxembourg | 2023-08-07 | REQ-10059649 to be added - title of job desc on Taleo "FCC Governance & Controls Investigator" (but job req title is Compliance Officer - BA)
-
Head of Financial Crime Compliance
il y a 1 semaine
Luxembourg Source Up Temps pleinJoin a vibrant company dedicated to empower entrepreunerial minds and create value. Benefit from working alongside diverse teams, accelerating your technical expertise, devising innovative solutions, and mastering your domain. Become part of a boutique bank currently operating in nearly 40 locations worldwide **About the offer** Permanent...
-
Head of Financial Crime Compliance
il y a 2 semaines
Luxembourg Do recruitment advisors Temps plein**Contract Type**: Permanent **Location**: Luxembourg **Salary**: Market related **Start Date**: 25-04-2024 **Reference**: JO0000005028 **Contact Name**: Maria Diacenco **Job published**: 25 April 2024 **HEAD OF FINANCIAL CRIME COMPLIANCE (banking sector) (M/F)** DO Recruitment is delighted to support our client, a prestigious bank, in the...
-
HEAD OF FINANCIAL CRIME COMPLIANCE
il y a 4 semaines
Luxembourg DO Recruitment Advisors Temps pleinHEAD OF FINANCIAL CRIME COMPLIANCE (banking sector) (M/F)DO Recruitment is delighted to support our client, a prestigious bank, in the recruitment of their new Head of Financial Crime Compliance (FCC), an important and strategic role for the organisation. The role is based in Luxembourg, and it will directly report to the Chief compliance Officer of the...
-
HEAD OF FINANCIAL CRIME COMPLIANCE
Il y a 2 mois
Luxembourg DO Recruitment Advisors Temps pleinHEAD OF FINANCIAL CRIME COMPLIANCE (banking sector) (M/F)DO Recruitment is delighted to support our client, a prestigious bank, in the recruitment of their new Head of Financial Crime Compliance (FCC), an important and strategic role for the organisation. The role is based in Luxembourg, and it will directly report to the Chief compliance Officer of the...
-
Senior Compliance Officer
il y a 3 semaines
Luxembourg Rothschild & Co Temps pleinAbout Us As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth. Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to...
-
Head of Compliance Aml Sanctions
Il y a 2 mois
Luxembourg Findel Airport Quintet Private Bank Temps plein**Purpose of the Job**: Quintet Private Bank is a leading private bank in the wealth management sector; we are committed to our clients and their families, and pride ourselves on our personalized service based on a deep understanding of our clients’ requirements. We are small enough to be agile and responsive to client needs, but large enough (around 2,000...